Comments on NYSE Arca Rulemaking
Notice of Filing of Proposed Rule Change to Adopt a New NYSE Arca Equities Rule 8.900 and to List and Trade Shares of the Royce Pennsylvania ETF; Royce Premier ETF; and Royce Total Return ETF under Proposed NYSE Arca Equities Rule 8.900
[Release No. 34-80553; File No. SR-NYSEArca-2017-36]
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(Click here for Staff Studies)
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| Dec. 18, 2017 | Gary Gastineau, President, ETF Consultants.com, Inc. |
| Dec. 15, 2017 | Kevin S. Haeberle, Associate Professor of Law, William & Mary Law School |
| Dec. 12, 2017 | Terence W. Norman, Founder, Blue Tractor Group, LLC |
| Dec. 5, 2017 | Martha Redding, Associate General Counsel, Assistant Secretary, New York Stock Exchange |
| Nov. 29, 2017 | Terence W. Norman, Founder, Blue Tractor Group, LLC |
| Nov. 22, 2017 | Simon Goulet, Co-Founder, Blue Tractor Group, LLC |
| Nov. 16, 2017 | Simon P. Goulet, Co-Founder, Blue Tractor Group, LLC |
| Oct. 31, 2017 | Terence W. Norman, Founder, Blue Tractor Group, LLC |
| Oct. 16, 2017 | Andrew M. Gross, Jr. |
| Oct. 12, 2017 | Joseph A. Sullivan, Chairman and Chief Executive Officer, Legg Mason, Inc. |
| Oct. 12, 2017 | Daniel J. McCabe, Chief Executive, Precidian Investments |
| Oct. 11, 2017 | Mark Criscitello, Chairman, Precidian Funds LLC |
| Jul. 18, 2017 | Terence W. Norman, Founder, Blue Tractor Group, LLC |
| May 25, 2017 | James Angel, Associate Professor, McDonough School of Business, Georgetown University |
| May 25, 2017 | Todd J. Broms, CEO, Broms and Company LLC |
| May 24, 2017 | Gary Gastineau, ETF Consultants.com, Inc. |
SEC Staff Studies and Reports
(Click here for submitted comments from the public)
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| Nov. 16, 2017 |
Division of Economic and Risk Analysis Memorandum: Inferring Non-Transparent ETF Portfolio Holdings |
