Comments on FICC Rulemaking
Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change to Modify the GSD Rules (i) Regarding the Separate Calculation,
Collection and Holding of Margin for Proprietary Transactions and That for Indirect Participant Transactions, and (ii) to Address the Conditions of Note H to Rule 15c3-3a
[Release No. 34-99805; File No. SR-FICC-2024-006]
(Click here for meetings with SEC officials)
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Apr. 23, 2024 | Jiri Krol, Deputy CEO, Global Head of Government Affairs, Alternative Investment Management Association |
Apr. 17, 2024 | Joanna Mallers, Executive Director, FIA Principal Traders Group |
Apr. 17, 2024 | Katherine Darras, General Counsel, International Swaps and Derivatives Association, Inc. |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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Jul. 17, 2024 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a July 17, 2024,
meeting with representatives of the the Alternative Investment Management Association |
May 30, 2024 |
Memorandum from the Office of Public Engagement regarding a May 17, 2024 meeting with FIA PTG |
May 23, 2024 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a May 23, 2024, meeting with representatives of the Alternative Investment Management Association |