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Click here for meetings with SEC officials)
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| Apr. 29, 2024 | Chris Mcentre |
| Sep. 26, 2023 | Thomas F. Price, Managing Director, Technology, Operations, and Business Continuity, SIFMA; William C. Thum, Managing Director and Associate General Counsel, SIFMA and SIFMA Asset Management Group |
| Sep. 26, 2023 | Sarah Bessin, Deputy General Counsel, Investment Company Institute |
| Aug. 29, 2023 | Curtis, Investor |
| Aug. 30, 2023 | Erkki Liikanen, Co-Chair, and Simon Johnson, Co-Chair, CFA Institute Systemic Risk Council |
| Jul. 19, 2023 | Chris Edmonds, Chief Development Officer, Intercontinental Exchange, Inc. |
| Jul. 17, 2023 | Nhan Nguyen, Assistant General Counsel, Investment Company Institute |
| Jul. 17, 2023 | Ulrich Karl, Head of Clearing Services, ISDA and Jaqueline Mesa, Senior Vice President, FIA |
| Jul. 17, 2023 | Stephen W. Hall, Legal Director and Securities Specialist, Better Markets, Inc. |
| Jul. 17, 2023 | William C. Thum, Esq., Managing Director, SIFMA Asset Management Group |
| Jul. 17, 2023 | Global Association of Central Counterparties |
| Jul. 17, 2023 | Megan Malone Cohen, Corporate Secretary, General Counsel, OCC |
| Jul. 17, 2023 | Timothy Cuddihy, Managing Director, Group Chief Risk Officer, DTCC |
| Jun. 28, 2023 | Todd S. |
| Jun. 28, 2023 | Futures Industry Association, International Swaps and Derivatives Association, Investment Company Institute, Managed Funds Association, Securities Industry and Financial Markets Association, and SIFMA Asset Management Group |
| Jun. 28, 2023 | Kyle Riebeling |
| Jun. 15, 2023 | Michael Wichkoski |
| Jun. 10, 2023 | Karl T. Muth, JD, MBA, MPhil, PhD, The University of Chicago Booth School of Business |
| Jun. 5, 2023 | John P. Davidson, III |
| May 23, 2023 | Reflex Entertainment |
May 17, 2023 | Neo Sabin |
| May 17, 2023 | Jack Pieper |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Jul. 16, 2024 | Memorandum from the Division of Trading and Markets regarding a July 16, 2024 conference call with representatives from Futures Industry Association ("FIA") |
| Jul. 28, 2023 | Memorandum from the Division of Trading and Markets regarding a July 26, 2023 conference call with representatives of CCP12 |
