ALJ Orders

During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below.

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Date Sort ascending	Respondents
May 31, 2012	Daniel Joseph Sebastian Release No. 3-14681 File Number: 3-14681
May 31, 2012	Entertainment Capital Corp. Release No. 3-14824 File Number: 3-14824
May 31, 2012	Interim Capital Corp. Release No. 3-14826 File Number: 3-14826
May 30, 2012	International Asset Group, Inc. Release No. 3-14825 File Number: 3-14825
May 30, 2012	SinoTech Energy Limited Release No. 3-14867 File Number: 3-14867
May 25, 2012	optionsXpress, Inc. Stern, Thomas E. Feldman, Jonathan I. Release No. 3-14848 File Number: 3-14848
May 25, 2012	Adrenalina, Affinity Technology Group, Inc., Braintech, Inc., Builders Transport, Incorporated, and Catuity, Inc. Release No. 3-14874 File Number: 3-14874
May 25, 2012	Tamara M. Davis Release No. 3-14721 File Number: 3-14721
May 25, 2012	Telos, Inc., MAS Acquisition XVII Corp., Tianrong Building Material Holdings, Ltd. (f/k/a MAS Acquisition XVIII Corp.), TSS Ltd., Tuff Coat Manufacturing, Inc. (f/k/a Osage Acquisition Corp.), Tultex Corp., TVA, Inc., Tyger Holding, Inc., and U.S. Energy Systems, Inc. Release No. 3-14744 File Number: 3-14744
May 21, 2012	Jove Corp., Keiretsu, Inc., Luminart, Inc., Macten, Inc., and Netlake, Inc. Release No. 3-14813 File Number: 3-14813
May 21, 2012	AP Henderson Group, BPO Management Services, Inc., Capital Mineral Investors, Inc., CardioVascular BioTherapeutics, Inc., and 1st Centennial Bancorp Release No. 3-14843
May 18, 2012	Hunter Adams, Gregg Adams, Alan Berkun, Robert Lisnoff, James L. Bila, Leonard Bila, Christian Blake, Brian Carroll, Joseph Digirolamo, and Joseph Mannino Release No. 3-10624 File Number: 3-10624
May 15, 2012	Jetborne International, Inc., Jotan, Inc., Kamp-Rite Holdings, Inc., Key Command International Corp., Liege Holding, Inc., Lloyds Shopping Centers, Inc., Long Island Physician Holdings Corp., and Mikron Infrared, Inc. Release No. 3-14809 File Number: 3-14809
May 2, 2012	Toolex International N.V., Topjobs.Net PLC, Tribridge Enterprises Corp. (n/k/a Northern Lion Gold Corp.), Tropika International Ltd., Tsunami Media Corp., T.Z.F. International Investments, Inc., and Vantage Enterprises Corp. (n/k/a :African Gemstones Ltd.) Release No. 3-14786 File Number: 3-14786
April 30, 2012	Jetborne International, Inc., Jotan, Inc., Kamp-Rite Holdings, Inc., Key Command International Corp., Liege Holding, Inc., Lloyds Shopping Centers, Inc., Long Island Physician Holdings Corp., and Mikron Infrared, Inc. Release No. 3-14809 File Number: 3-14809
April 27, 2012	Lisa B. Premo Brenda P. Murray, Chief Administrative Law Judge Release No. 3-14697 File Number: 3-14697
April 27, 2012	Alchemy Ventures, Inc., Km Capital Management, LLC, Zanshin Enterprises, LLC, Mark H. Rogers, Steven D. Hotovec, Joshua A. Klein, Yisroel M. Wachs, Frank K. McDonald, and Douglas G. Frederick Cameron Elliot, Administrative Law Judge Release No. 3-14720 File Number: 3-14720
April 24, 2012	Advanced Biophotonics, Inc., Advanced Viral Research Corp., Brantley Capital Corp., Brilliant Technologies Corporation, 4C Controls, Inc., and 2-Track Global, Inc. (As to 2-Track Global, Inc.) Brenda P. Murray, Chief Administrative Law Judge Release No. 3-14815 File Number: 3-14815
April 24, 2012	BIOTECH Holdings Ltd., California Oil & Gas Corp., Central Minera Corp., Chemokine Therapeutics Corp., and Global Precision Medical Inc. Release No. 3-14763 File Number: 3-14763
April 24, 2012	Eugene Science, Inc. Release No. 3-14805 File Number: 3-14805
April 23, 2012	Asiamart, Inc. Release No. 3-14804 File Number: 3-14804
April 19, 2012	ProElite, Inc. and Universal Guardian Holdings, Inc. Brenda P. Murray, Chief Administrative Law Judge Release No. 3-14806 File Number: 3-14806
April 18, 2012	Angstrom Microsystems Corp., Bedminster National Corp., Brake Headquarters U.S.A., Inc., and Brandpartners Group, Inc. Release No. 3-14817 File Number: 3-14817
April 18, 2012	Brian S. Cherry Release No. 3-14789 File Number: 3-14789
April 13, 2012	Amazon Biotech, Inc. and Andover Holdings, Inc. Cameron Elliot, Administrative Law Judge Release No. 3-14794 File Number: 3-14794
April 12, 2012	Alchemy Ventures, Inc., Km Capital Management, LLC, Zanshin Enterprises, LLC, Mark H. Rogers, Steven D. Hotovec, Joshua A. Klein, Yisroel M. Wachs, Frank K. McDonald, and Douglas G. Frederick Cameron Elliot, Administrative Law Judge Release No. 3-14720 File Number: 3-14720
April 11, 2012	Bluepoint Linux Software Corp., China Bottles, Inc., China Hinon Biotech, Inc., China One Holding, Inc., China Private Equity Group, Corp., Chinese Manufacturers Online Corp., Long-E International, Inc., and Nano Superlattice Technology, Inc. Release No. 3-14728 File Number: 3-14728
April 6, 2012	John D. Friedrich Release No. 3-14715 File Number: 3-14715
April 4, 2012	Kenneth E. Marsh, Baldwin Anderson, Robert Anthony Budion, Jeanne M. Lada, and James T. Levier Release No. 3-14653 File Number: 3-14653
April 4, 2012	Daniel J. Burns Release No. 3-14765 File Number: 3-14765
April 3, 2012	ASP Ventures Corp. Release No. 3-14803 File Number: 3-14803
April 2, 2012	Aduddell Industries, Inc., Calypso Wireless, Inc., Capital Markets Technologies, Inc., Challenger Powerboats, Inc., and CLX Medical, Inc. Release No. 3-14782 File Number: 3-14782
March 30, 2012	China Ventures Limited And Chinatek, Inc. Release No. 3-14735 File Number: 3-14735
March 30, 2012	Jetronic Industries, Inc. (n/k/a New Bastion Development, Inc.), Lions Petroleum, Inc. (n/k/a China Hongxing Agritech, Inc.), MDI, Inc., and Mobilepro Corp. Cameron Elliot, Administrative Law Judge Release No. 3-14767 File Number: 3-14767
March 30, 2012	Thermo Tech Technologies Inc., T.V.G. Technologies Ltd., and Visual Frontier, Inc. Release No. 3-14725 File Number: 3-14725
March 30, 2012	JC Acquisition Corp., L.B. Nelson Corp., LakesideMortgage Fund LLC, and National Community Builders, Inc. Release No. 3-14771 File Number: 3-14771
March 30, 2012	Bartko, Gregory, Esq. Release No. 3-14726 File Number: 3-14700
March 30, 2012	Toolex International N.V., Topjobs.Net PLC, Tribridge Enterprises Corp. (n/k/a Northern Lion Gold Corp.), Tropika International Ltd., Tsunami Media Corp., T.Z.F. International Investments, Inc., and Vantage Enterprises Corp. (n/k/a :African Gemstones Ltd.) Release No. 3-14786 File Number: 3-14786
March 30, 2012	China Convergent Corp., LTD. Release No. 3-14730 File Number: 3-14730
March 28, 2012	Jeffrey A. Wolfson, Robert A. Wolfson, and Golden Anchor Trading II, LLC (n/k/a Barabino Trading, LLC) Release No. 3-14726 File Number: 3-14726
March 23, 2012	James Patrick Reedy Release No. 3-14429 File Number: 3-14429
March 21, 2012	American United Gold Corporation, AMS Homecare Inc., Aucxis Corp., and CYOP Systems International Inc. Brenda P. Murray, Chief Administrative Law Judge Release No. 3-14770 File Number: 3-14770
March 16, 2012	JMAR Technologies, Inc., Kolorfusion International, Inc., Legalopinion.com (n/k/a Drayton Richdale Corp.), Lifestream Technologies, Inc., Luna Technologies International, Inc., and Litewave Corp. Release No. 3-14768 File Number: 3-14768
March 16, 2012	American Unity Investments, Inc., China Display Technologies, Inc., China Wind Energy, Inc., Environment Ecology Holding Company of China, First Capital China Corporation, Fuda Faucet Works, Inc., Greater China Media & Entertainment Corp., Xechem International, Inc., and Yi Xin International Copper, Inc. Release No. 3-14732 File Number: 3-14732
March 12, 2012	Tapslide, Inc. Release No. 3-14702 File Number: 3-14702
March 9, 2012	Richard Dalton Release No. 3-14672 File Number: 3-14672
March 9, 2012	Gualario & Co., LLC and Ronald Gualario Carol Fox Foelak, Administrative Law Judge Release No. 3-14340 File Number: 3-14340
March 9, 2012	Western Pacific Capital Management, LLC and Kevin James O’Rourke Release No. 3-14619 File Number: 3-14619
March 8, 2012	Airbee Wireless, Inc. (ABEW), Axial Vector Engine Corp. (n/k/a Avec Corporation) (AVEC), and Exploration Drilling International, Inc. (EXDL) Release No. 3-14722 File Number: 3-14722
March 7, 2012	China Yingxia International, Inc. Release No. 3-14729 File Number: 3-14729
March 6, 2012	Hector Gallardo, Michael Zurita, and Orion Trading, LLC Release No. 3-14139 File Number: 3-14139
March 5, 2012	No Respondents Release No. 3-14647
March 2, 2012	Heli Electronics Corp. Release No. 3-14736 File Number: 3-14736
March 1, 2012	Tempest Microsystems, Inc., Transform Logic Corp., Troy Acquisition Corp., The Troy Investment Fund, Two Way TV (US), Inc., University Real Estate Fund 12 Ltd., US Dry Cleaning Corp. (n/k/a US Dry Cleaning Services Corp.), UST Liquidating Corp., USTelematics, Inc., and Vendalux Corp. Release No. 3-14758 File Number: 3-14758
Feb. 29, 2012	Ablest Inc. Absolute Potential, Inc. (f/k/a Absolute Waste Services Inc.) Alpha Petroleum Exploration Corp. AMCV Capital Trust I American Health Inc. Avid Sportswear & Golf Corp. (n/k/a Merger Co., Inc.) The Bighub.com, Inc. (n/k/a Capital Consultants Funding, Inc.) Release No. 3-14587, AP-693 File Number: 3-14587
Feb. 28, 2012	Telos, Inc., MAS Acquisition XVII Corp., Tianrong Building Material Holdings, Ltd. (f/k/a MAS Acquisition XVIII Corp.), TSS Ltd., Tuff Coat Manufacturing, Inc. (f/k/a Osage Acquisition Corp.), Tultex Corp., TVA, Inc., Tyger Holding, Inc., and U.S. Energy Systems, Inc. Release No. 3-14744 File Number: 3-14744
Feb. 24, 2012	Tornado Gold International Corp., Twin Faces East Entertainment Corp., Universal Ice Blast, Inc., US Farms, Inc., US Microbics, Inc., and Visitel Network (a/k/a PRG Group, Inc.) Release No. 3-14712 File Number: 3-14712
Feb. 21, 2012	Wanger, Eric David Wanger Investment Management, Inc. Release No. 3-14676 File Number: 3-14676
Feb. 17, 2012	Robert Rossi Release No. 3-14648 File Number: 3-14648
Feb. 7, 2012	Western Pacific Capital Management, LLC and Kevin James O’Rourke Release No. 3-14619 File Number: 3-14619
Jan. 24, 2012	Shengtai Power International, Inc., and Singer Co. N.V. Release No. 3-14637 File Number: 3-14637
Jan. 20, 2012	Regenesis Centers, Inc., Regenex, Inc., A.J. Ross Logistics, Inc., Southern Gourmet Products, Inc., Status Game Corp., and Suncast Network, Inc. Release No. 3-14652 File Number: 3-14652
Jan. 20, 2012	Ramco Energy PLC (n/k/a SeaEnergy PLC), RTI, Inc., RTICA Corp., Runcorp, Inc. (f/k/a Remote Utilities Network, Inc.), Source Scientific, Inc., Spectacular Attractions, Inc., SpectraCom, Inc., Sportsco, Inc., and Stationmate, Inc. (n/k/a Oxysure, Inc.) Release No. 3-14661 File Number: 3-14661
Jan. 20, 2012	Koch, Donald L. Koch Asset Management LLC Release No. 3-14355 File Number: 3-14355
Jan. 20, 2012	AEC, I, Inc., Aegir Ventures, Inc., American Toy Vending, Inc., Biometric Security Corp. (a/k/a Pender Financial Group Corp.), and Bridge-It Corp. Release No. 3-14646 File Number: 3-14646
Jan. 17, 2012	BSK & Tech, Inc. Release No. 3-14533 File Number: 3-14533
Jan. 12, 2012	Ramco Energy PLC (n/k/a SeaEnergy PLC), RTI, Inc., RTICA Corp., Runcorp, Inc. (f/k/a Remote Utilities Network, Inc.), Source Scientific, Inc., Spectacular Attractions, Inc., SpectraCom, Inc., Sportsco, Inc., and Stationmate, Inc. (n/k/a Oxysure, Inc.) Release No. 3-14661 File Number: 3-14661
Dec. 30, 2011	Brendan Technologies, Inc., CenterStaging Corp., PGMI, Inc., Thermal Energy Storage, Inc., and Trinity3 Corporation Release No. 3-14656 File Number: 3-14656
Dec. 22, 2011	Medarts Medical System, Inc., and New Fiber Cloth Technology, Inc. (f/k/a Park Hill Capital III) Release No. 3-14601 File Number: 3-14601
Dec. 22, 2011	Rovac Corp., RS Group of Companies, Inc., Rymer Foods, Inc., Stratus Services Group, Inc., Sun Cal Energy, Inc., Sun Motor International, Inc., Surebet Casinos, Inc., and Swiss Medica, Inc. Release No. 3-14617 File Number: 3-14617
Dec. 15, 2011	Abviva, Inc., ACTIS Global Ventures, Inc., aeroTelesis, Inc., Amwest Insurance Group, Inc., and Auto Underwriters of America, Inc. Release No. 3-14634 File Number: 3-14634
Dec. 15, 2011	Christopher T. Paganes Release No. 3-14473 File Number: 3-14473
Dec. 14, 2011	Longtop Financial Technologies Limited Release No. 3-14622 File Number: 3-14622
Dec. 6, 2011	China-Biotics, Inc. Carol Fox Foelak, Administrative Law Judge Release No. 3-14581, AP-689 File Number: 3-14581
Dec. 1, 2011	RMD Technologies, Inc., Rockwall Holdings, Inc., Royston Mannor Estates, Inc., Southmark Corp., Stargold Mines, Inc., Stelax Industries, Ltd., Stem Cell Innovations, Inc., and Surfect Holdings, Inc. Release No. 3-14616 File Number: 3-14616
Nov. 29, 2011	Shiming U.S., Inc., Si Mei Te Food Ltd. (f/k/a China Discovery Acquisition Corp.), Sierra International Group, Inc., and SJ Electronics, Inc. Release No. 3-14432 File Number: 3-14432
Nov. 22, 2011	Advanced Remote Communication Solutions, Inc., American Aircraft Corp. (a/k/a Codima, Inc.), Avicena Group, Inc., Blowout Entertainment, Inc., Bottomline Home Loan, Inc., and Bytewatch Technologies, Inc. Release No. 3-14608 File Number: 3-14608
Nov. 17, 2011	UCBH Holdings, Inc. Release No. 3-14584 File Number: 3-14584
Nov. 16, 2011	ADS Media Group, Inc., American Enterprise Development Corp., and Arcland Energy Corp. Release No. 3-14595 File Number: 3-14595
Nov. 15, 2011	CuraTech Industries, Inc. Release No. 3-14606 File Number: 3-14606
Nov. 14, 2011	Ablest Inc. Absolute Potential, Inc. (f/k/a Absolute Waste Services Inc.) Alpha Petroleum Exploration Corp. AMCV Capital Trust I American Health Inc. Avid Sportswear & Golf Corp. (n/k/a Merger Co., Inc.) The Bighub.com, Inc. (n/k/a Capital Consultants Funding, Inc.) Release No. 3-14587 File Number: 3-14587
Nov. 9, 2011	Aampro Group, Inc. (n/k/a First Capital Trust, Inc.), Adagio Acquisition I, Inc., Adagio Acquisition II, Inc., Adagio Acquisition III, Inc., Beaconsfield II, Inc., Beaconsfield III, Inc., and Boston Communications Group, Inc. (n/k/a Xius Holding Corp.) Release No. 3-14579 File Number: 3-14579
Nov. 8, 2011	ACS Acquisition Corp., American Radio Empire, Inc., American Resources & Development Co., Aviation General, Inc., The Bombay Company, Inc., and Brodie Exploration Corp. Release No. 3-14588 File Number: 3-14588
Nov. 8, 2011	American Capital Partners Limited, Inc., American Educators Financial Corp. (N/K/A Asia Ventures Corp.), Austral Pacific Energy Ltd, Bidville, Inc. (N/K/A Primedge, Inc.), Bio-Warm Corp. (N/K/A Phi Gold Corp.), Black Rock Golf Corp. (A/K/A Aurus Corp.), Broadband Wireless International Corp., and Buffalo Gold Ltd. Brenda P. Murray, Chief Administrative Law Judge Release No. 3-14534 File Number: 3-14534
Nov. 7, 2011	Intercom Systems, Inc., International Management & Research Corp., International Research & Development Corp. (n/k/a IRDC Estate, Inc.), and Ipix Corp. Release No. 3-14580 File Number: 3-14580
Nov. 2, 2011	MAS Acquisition XX Corp., National Healthcare Financial Services, Inc., Neuromedical Technologies, Inc., and Note Bankers of America, Inc. (n/k/a Facit Group Holdings, Inc.) Release No. 3-14568 File Number: 3-14568
Oct. 26, 2011	Brian W. Walsh Release No. 3-14537 File Number: 3-14537
Oct. 25, 2011	W. Todd Smith Release No. 3-14538 File Number: 3-14538
Oct. 24, 2011	International Butec Industries Corp. (n/k/a Websmart.com Communications, Inc.), International Colin Energy Corp. (n/k/a Morgan Hydrocarbons, Inc.), International En-R-Tech, Inc. (n/k/a National Telcom Solutions, Inc.), International Menu Solutions Corp. (n/k/a Dunwynn Exploration, Inc.), International Nesmont Industrial Corp., International Petroleum Corp., and Internet Cable Corp. Release No. 3-14476 File Number: 3-14476
Oct. 24, 2011	SGI International, Shared Imaging Partners, LP, Shiega Resources Corp., Sibun River Group, Inc., Simon Transportation Services, Inc., Sirius Software, Inc., SLM Entertainment, Ltd., and Snake River Properties, Inc. Release No. 3-14555 File Number: 3-14555
Oct. 19, 2011	Richard L. Goble Cameron Elliot, Administrative Law Judge Release No. 3-14390 File Number: 3-14390
Oct. 19, 2011	Citizens Capital Corp., Coho Energy, Inc., Colonial Industries, Inc., Capital Corp., Comp-U-Check, Inc., Computer Automation, Inc., Concentrax, Inc., and Consolidated Capital Properties VII Robert G. Mahony, Administrative Law Judge Release No. 3-14401, AP-686 File Number: 3-14401
Oct. 19, 2011	Roy D. Higgs Release No. 3-14361 File Number: 3-14361
Oct. 18, 2011	Montford and Company, Inc. d/b/a Montford Associates Montford, Ernest V., Sr. Release No. 3-14536 File Number: 3-14536
Oct. 14, 2011	Shiming U.S., Inc., Si Mei Te Food Ltd. (f/k/a China Discovery Acquisition Corp.), Sierra International Group, Inc., and SJ Electronics, Inc. Release No. 3-14432 File Number: 3-14432
Oct. 14, 2011	Dialpoint Communications Corp., Pacel Corp., Quantum Group, Inc. (The), and Tradequest International, Inc. Release No. 3-14539 File Number: 3-14539
Oct. 13, 2011	International Solubles Corp., Internet Capital Ventures & Association, Inc. (n/k/a Atlantis Studios Corporation), Intratel Group, Ltd., iQrom Communications, Inc., Irutil Co. Inc., and ISNI.net, Inc. Release No. 3-14546 File Number: 3-14546
Oct. 13, 2011	Sharon Energy, Ltd., Sheldahl, Inc., and Sonoma International, Inc. Release No. 3-14556 File Number: 3-14556
Oct. 12, 2011	Shepaug Corp., Simone Group, Inc., Skynet Holdings, Inc., Skyview Development Corp., SMC Ventures, Inc. (f/k/a Gensci Regeneration Sciences, Inc.), Sonora Diamond Corp., and Sonus Communication Holdings, Inc. Release No. 3-14513 File Number: 3-14513
Oct. 12, 2011	Santa Cruz Gold, Inc., SCNV Acquisition Corp., Scoot.com PLC (n/k/a Coe Group PLC), SCS Solars Computing Systems, Inc., Secured Communication Canada 95, Inc., and Select Software Tools, PLC Release No. 3-14503 File Number: 3-14503

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ALJ Orders