Breadcrumb

ALJ Orders

During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below. 

Related Resources

Date Sort ascending Respondents
Release No. 3-14394
File Number: 3-14394
Release No. 3-14535
File Number: 3-14535
Release No. 3-14543
File Number: 3-14543
Release No. 3-14545
File Number: 3-14545
Release No. 3-14055
File Number: 3-14055
Release No. 3-14471
File Number: 3-14471
Release No. 3-14475, IA-3296
File Number: 3-14475
Release No. 3-14139
File Number: 3-14139
Release No. 3-14194
File Number: 3-14194
Release No. 3-14345
File Number: 3-14345
Release No. 3-14521
File Number: 3-14521
Release No. 3-14462
File Number: 3-14462
Release No. 3-14512
File Number: 3-14512
Release No. 3-14450
File Number: 3-14450
Release No. 3-14508
File Number: 3-14508
Release No. 3-14502
File Number: 3-14506
Release No. 3-14506
File Number: 3-14502
Release No. 3-14507
File Number: 3-14507
Release No. 3-14456
File Number: 3-14456
Release No. 3-14466
File Number: 3-14466
Release No. 3-14487
File Number: 3-14487
Release No. 3-14256
File Number: 3-14256
Release No. 3-14465
File Number: 3-14465
Release No. 3-14435
File Number: 3-14435
Release No. 3-14470
File Number: 3-14470
Release No. 3-14476
File Number: 3-14476
Release No. 3-14489
File Number: 3-14489
Release No. 3-14462
File Number: 3-14462
Release No. 3-14463
File Number: 3-14463
Release No. 3-14439
File Number: 3-14439
Release No. 3-14461
File Number: 3-14461
Release No. 3-14440
File Number: 3-14440
Release No. 3-14423
File Number: 3-14423
Release No. 3-14426
File Number: 3-14426
Release No. 3-14453
File Number: 3-14453
Release No. 3-14340
File Number: 3-14340
Release No. 3-14355
File Number: 3-14355
Release No. 3-14401
File Number: 3-14401
Release No. 3-14439
File Number: 3-14439
Release No. 3-14420
File Number: 3-14420
Release No. 3-14431
File Number: 3-14431
Release No. 3-14432
File Number: 3-14432
Release No. 3-14452
File Number: 3-14452
Release No. 3-14390
File Number: 3-14390
Release No. 3-14422
File Number: 3-14422
Release No. 3-14405
File Number: 3-14405
Release No. 3-14406
File Number: 3-14406
Release No. 3-14411
File Number: 3-14411
Release No. 3-14427
File Number: 3-14427
Release No. 3-14081
File Number: 3-14081
Release No. 3-14377
File Number: 3-14377
Release No. 3-14412
File Number: 3-14412
Release No. 3-14402
File Number: 3-14402
Release No. 3-14346
File Number: 3-14346
Release No. 3-14279
File Number: 3-14279
Release No. 3-14344
File Number: 3-14344
Release No. 3-14378
File Number: 3-14378
Release No. 3-14392
File Number: 3-14392
Release No. 3-14391
File Number: 3-14391
Release No. 3-14055
File Number: 3-14055
Release No. 3-14082
File Number: 3-14082
Release No. 3-14380
File Number: 3-14380
Release No. 3-14366
File Number: 3-14366
Release No. 3-14349
File Number: 3-14349
Release No. 3-14211
File Number: 3-14211
Release No. 3-14363
File Number: 3-14363
Release No. 3-14356
File Number: 3-14356
Release No. 3-14318
File Number: 3-14318
Release No. 3-14319
File Number: 3-14319
Release No. 3-14365
File Number: 3-14365
Release No. 3-14205
File Number: 3-14205
Release No. 3-14367
File Number: 3-14367
Release No. 3-13871
File Number: 3-13871
Release No. 3-14199
File Number: 3-14199
Release No. 3-14357
File Number: 3-14357
Release No. 3-14082
File Number: 3-14082
Release No. 3-14271
File Number: 3-14271
Release No. 3-13927
File Number: 3-13927
Release No. 3-14312
File Number: 3-14312
Release No. 3-13976
File Number: 3-13976
Release No. 3-14219
File Number: 3-14219
Release No. 3-14316
File Number: 3-14316
Release No. 3-14310
File Number: 3-14310
Release No. 3-14277
File Number: 3-14277
Release No. 3-14198
File Number: 3-14198
Release No. 3-14210
File Number: 3-14210
Release No. 3-14301
File Number: 3-14301
Release No. 3-14038
File Number: 3-14038
Release No. 3-14311
File Number: 3-14311
Release No. 3-14315
File Number: 3-14315
Release No. 3-14289
File Number: 3-14289
Release No. 3-14207
File Number: 3-14207
Release No. 3-14287
File Number: 3-14287
Release No. 3-14197
File Number: 3-14197
Release No. 3-14291
File Number: 3-14291
Release No. 3-14214
File Number: 3-14214
Release No. 3-14215
File Number: 3-14215
Release No. 3-14257
File Number: 3-14257
Release No. 3-14270
File Number: 3-14270
Release No. 3-14223
File Number: 3-14223