ALJ Orders
During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.
View orders arranged by date below.
Related Resources
Date Sort ascending | Respondents |
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Release No.
3-10702
File Number:
3-10702
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Release No.
3-10625
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Release No.
3-10702
File Number:
3-10702
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Release No.
3-10698
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Release No.
3-10702
File Number:
3-10702
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Release No.
3-10702
File Number:
3-10702
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Release No.
3-10739
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Release No.
3-10611
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Release No.
3-10648
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Release No.
3-10596
File Number:
3-10596
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Release No.
3-10702
File Number:
3-10702
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Release No.
3-10007
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Release No.
3-10140
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Release No.
3-10007
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Release No.
3-10640
File Number:
3-10640
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Release No.
3-10007
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Release No.
3-10456
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Release No.
3-10007
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Release No.
3-10625
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Release No.
3-10535
File Number:
3-10535
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Release No.
3-10668
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Release No.
3-10607
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Release No.
3-10640
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Release No.
3-10007
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Release No.
3-10007
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Release No.
3-10607
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Release No.
3-10640
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Release No.
3-10594
File Number:
3-10594
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Release No.
3-10007
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Release No.
3-10456
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Release No.
3-10635
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Release No.
3-10624
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Release No.
3-10581
File Number:
3-10581
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Release No.
3-10611
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Release No.
3-10577
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Release No.
3-9793
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Release No.
3-10585
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Release No.
3-10526
File Number:
3-10526
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Release No.
3-10470
File Number:
3-10470
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Release No.
3-10503
File Number:
3-10503
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Release No.
3-10467
File Number:
3-10467
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Release No.
3-10319
File Number:
3-10319
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Release No.
3-9872
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Release No.
3-10007
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Release No.
3-10315
File Number:
3-10315
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Release No.
3-10223
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Release No.
3-10170
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Release No.
3-10105
File Number:
3-10105
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Release No.
3-10064
File Number:
3-10064
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Release No.
3-9989
File Number:
3-9989
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Release No.
3-9892
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Release No.
3-9951
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Release No.
3-9946
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Release No.
3-9665
File Number:
3-9665
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Release No.
3-9894
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Release No.
3-9728, IA-1788
File Number:
3-9728
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Release No.
3-9566
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Release No.
3-9635
File Number:
3-9635
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Release No.
3-9322
File Number:
3-9322
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Release No.
3-9210
File Number:
3-9210
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Release No.
3-9205
File Number:
3-9205
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Release No.
3-9059
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Release No.
3-9130
File Number:
3-9130
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Release No.
3-9112
File Number:
3-9112
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Release No.
3-9050
File Number:
3-9050
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Release No.
3-9013
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Release No.
3-8961
File Number:
3-8961
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Release No.
3-8957
File Number:
3-8957
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Release No.
3-8929
File Number:
3-8929
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Release No.
3-8930
File Number:
3-8930
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Release No.
3-8781
File Number:
3-8781
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Release No.
3-8781
File Number:
3-8781
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Release No.
3-8772
File Number:
3-8772
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Release No.
3-8924
File Number:
3-8924
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Release No.
3-8832
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Release No.
3-8920
File Number:
3-8920
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Release No.
3-8897
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