ALJ Orders
During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.
View orders arranged by date below.
Related Resources
Date Sort ascending | Respondents |
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Release No.
3-11179
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Release No.
3-11229
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Release No.
3-11084
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Release No.
3-11084
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Release No.
3-9793
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3-11247
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Release No.
3-11221
File Number:
3-11221
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Release No.
3-11223
File Number:
3-11223
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3-11225
File Number:
3-11225
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Release No.
3-11179
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Release No.
3-11179
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Release No.
3-11182
File Number:
3-11182
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Release No.
3-11210
File Number:
3-11210
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Release No.
3-11181
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Release No.
3-11010
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Release No.
3-11183
File Number:
3-11183
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Release No.
3-11087
File Number:
3-11087
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Release No.
3-11087
File Number:
3-11087
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Release No.
3-9793
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Release No.
3-11012
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Release No.
3-11104
File Number:
3-11104
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Release No.
3-11104
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Release No.
3-10229
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Release No.
3-11002
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Release No.
3-10765
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Release No.
3-11059
File Number:
3-11059
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Release No.
3-9933
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Release No.
3-11037
File Number:
3-11037
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Release No.
3-11044
File Number:
3-11044
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Release No.
3-10936
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Release No.
3-9933
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Release No.
3-10997
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Release No.
3-10765
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Release No.
3-10933
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Release No.
3-10765
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Release No.
3-10945
File Number:
3-10945
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Release No.
3-10936
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Release No.
3-10933
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Release No.
3-9793
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Release No.
3-9793
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Release No.
3-11016
File Number:
3-11016
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Release No.
3-11017
File Number:
3-11017
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Release No.
3-10936
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Release No.
3-10933
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Release No.
3-10884
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Release No.
3-10936
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Release No.
3-10765
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Release No.
3-10765
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Release No.
3-10765
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Release No.
3-10946
File Number:
3-10946
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Release No.
3-10871
File Number:
3-10871
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Release No.
3-10931
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Release No.
3-9148
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Release No.
3-10765
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Release No.
3-10895
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Release No.
3-10929
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Release No.
3-10996
File Number:
3-10996
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Release No.
3-10927
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Release No.
3-10007
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Release No.
3-10007
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Release No.
3-10875
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Release No.
3-10607
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Release No.
3-10607
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Release No.
3-10765
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Release No.
3-10933
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Release No.
3-9161
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Release No.
3-10909
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Release No.
3-10625
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Release No.
3-10890
File Number:
3-10890
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Release No.
3-10923
File Number:
3-10923
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Release No.
3-10765
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Release No.
3-10893
File Number:
3-10893
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Release No.
3-10886
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Release No.
3-10900
File Number:
3-10900
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Release No.
3-10765
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Release No.
3-10886
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Release No.
3-10765
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Release No.
3-10892
File Number:
3-10892
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Release No.
3-10895
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Release No.
3-10784
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Release No.
3-10865
File Number:
3-10865
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Release No.
3-10875
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Release No.
3-10765
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Release No.
3-10855
File Number:
3-10855
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Release No.
3-10830
File Number:
3-10830
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Release No.
3-9933
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Release No.
3-10768
File Number:
3-10768
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Release No.
3-10140
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Release No.
3-10702
File Number:
3-10702
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Release No.
3-10783
File Number:
3-10783
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Release No.
3-10786, 34-46710
See Also:
Rel. No. 34-46710
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Release No.
3-10770
File Number:
3-10770
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Release No.
3-10702
File Number:
3-10702
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Release No.
3-10767
File Number:
3-10767
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Release No.
3-10765
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Release No.
3-10702
File Number:
3-10702
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Release No.
3-10768
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Release No.
3-10007
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Release No.
3-10230
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Release No.
3-10355
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