ALJ Orders | U.S. Securities and Exchange Commission

During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below.

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Date	Respondents
Date: Dec. 18, 2012	Respondents: DIAS Holding, Inc., Earthblock Technologies, Inc., Ensurapet, Inc., FIIC Holdings, Inc., GEM Solutions, Inc., Gold Star Tutoring Services, Inc., and GPS Industries, Inc. Brenda P. Murray, Chief Administrative Law Judge Release No. 3-15090 File Number: 3-15090
Date: Dec. 11, 2012	Respondents: Robert David Beauchene Release No. 3-14351 File Number: 3-14351
Date: Dec. 11, 2012	Respondents: Careside, Inc., et al. Release No. 3-15085 File Number: 3-15085
Date: Dec. 5, 2012	Respondents: Castle Hill Associates, Inc., et al. Release No. 3-15088 File Number: 3-15088
Date: Dec. 5, 2012	Respondents: Changed E-Mail, Inc., et al. Release No. 3-15096 File Number: 3-15096
Date: Dec. 4, 2012	Respondents: Joseph S. Blimline Release No. 3-15016 File Number: 3-15016
Date: Dec. 4, 2012	Respondents: China Voice Holding Corp. China Yongxin Pharmaceuticals, Inc. Creative Technologies Holdings, Inc. Crestek, Inc. Crys*Tel Telecommunications.com, Inc. (n/k/a Fleet Management Solutions, Inc.) CSI Computer Specialists, Inc. CST Entertainment, Inc. (n/k/a Legacy Holding, Inc.) Release No. 3-15076 File Number: 3-15076
Date: Nov. 30, 2012	Respondents: Campbell, Brian M. Release No. 3-14944 File Number: 3-14944
Date: Nov. 27, 2012	Respondents: Alchemy Ventures, Inc., Km Capital Management, LLC, Zanshin Enterprises, LLC, Mark H. Rogers, Steven D. Hotovec, Joshua A. Klein, Yisroel M. Wachs, Frank K. McDonald, and Douglas G. Frederick Cameron Elliot, Administrative Law Judge Release No. 3-14720 File Number: 3-14720
Date: Nov. 27, 2012	Respondents: optionsXpress, Inc. Stern, Thomas E. Feldman, Jonathan I. Release No. 3-14848 File Number: 3-14848
Date: Nov. 27, 2012	Respondents: Vision Twenty One, Inc. Release No. 3-15008 File Number: 3-15008
Date: Nov. 27, 2012	Respondents: Fearless International, Inc., Glassmaster Company, Global Entertainment Holdings/Equities, Inc., Global Realty Development Corp., Global Roaming Distribution, Inc., and Gottaplay Interactive, Inc. Release No. 3-15073 File Number: 3-15073
Date: Nov. 23, 2012	Respondents: Florin S. Ilovici Release No. 3-14948 File Number: 3-14948
Date: Nov. 21, 2012	Respondents: Weizhan Tang Release No. 3-15060 File Number: 3-15060
Date: Nov. 20, 2012	Respondents: Bresner, Michael Calabro, Ralph Konner, Jason Koutsoubos, Dimitrios Release No. 3-15015 File Number: 3-15015
Date: Nov. 19, 2012	Respondents: Wilfred R. Blum and Alexander Lindale, LLC Release No. 3-14961, IC-30269 File Number: 3-14961
Date: Nov. 14, 2012	Respondents: Bradford Keith Dent Release No. 3-15039 File Number: 3-15039
Date: Nov. 9, 2012	Respondents: China Medical Technologies, Inc. Release No. 3-15062 File Number: 3-15062
Date: Nov. 2, 2012	Respondents: Ferrer, Miguel A. Ortiz, Carlos J. Release No. 3-14862 File Number: 3-14862
Date: Nov. 1, 2012	Respondents: Diomed Holdings, Inc., et al. Release No. 3-15047 File Number: 3-15047
Date: Oct. 25, 2012	Respondents: Drucker, Inc., et al. Release No. 3-15027 File Number: 3-15027
Date: Oct. 24, 2012	Respondents: Enwin Resources, Inc. Release No. 3-15028 File Number: 3-15028
Date: Oct. 18, 2012	Respondents: Global Pari-Mutuel Services, Inc. Release No. 3-15009 File Number: 3-15009
Date: Oct. 17, 2012	Respondents: Bresner, Michael Calabro, Ralph Konner, Jason Koutsoubos, Dimitrios Release No. 3-15015 File Number: 3-15015
Date: Oct. 10, 2012	Respondents: Egan-Jones Ratings Company and Sean Egan Release No. 3-14856 File Number: 3-14856
Date: Oct. 4, 2012	Respondents: China Mobile Media Technology, Inc. Release No. 3-15026 File Number: 3-15026
Date: Oct. 3, 2012	Respondents: Alliance Bancshares California, et al. Release No. 3-14956 File Number: 3-14956
Date: Oct. 3, 2012	Respondents: John S. Morgan, et al. Release No. 3-14967 File Number: 3-14967
Date: Oct. 1, 2012	Respondents: Lisa B. Premo Brenda P. Murray, Chief Administrative Law Judge Release No. 3-14697 File Number: 3-14697
Date: Oct. 1, 2012	Respondents: Stars To Go, Inc. Release No. 3-15007 File Number: 3-15007
Date: Sept. 28, 2012	Respondents: Feigeda Electronic Technology, Inc. (f/k/a SRKP 20, Inc.), FirstQuote, Inc. (f/k/a Fine Line Properties, Inc.), Flexemessaging.com, Inc. (n/k/a Flexemessaging Acquisition Ltd.), Flomo Resources, Inc., Formulab Neuronetics Corp. Ltd. (n/k/a Foundation Healthcare Ltd.), and Genesis Development & Construction Ltd. Release No. 3-14994 File Number: 3-14994
Date: Sept. 25, 2012	Respondents: Leaddog Capital Markets, LLC, f/k/a Leaddog Capital Partners, Inc., Chris Messalas, and Joseph LaRocco, Esq. Carol Fox Foelak, Administrative Law Judge Release No. 3-14623 File Number: 3-14623
Date: Sept. 25, 2012	Respondents: Travis Richey Release No. 3-14976 File Number: 3-14976
Date: Sept. 24, 2012	Respondents: Robert C. Pribilski Release No. 3-14875 File Number: 3-14875
Date: Sept. 24, 2012	Respondents: ROK Entertainment Group, Inc., RussOil Corp., Tricell, Inc., Tunex International, Inc. (n/k/a Aone Dental International Group, Inc.), and Wireless Age Communications, Inc. Release No. 3-14914 File Number: 3-14914
Date: Sept. 21, 2012	Respondents: Egan-Jones Ratings Company and Sean Egan Release No. 3-14856 File Number: 3-14856
Date: Sept. 19, 2012	Respondents: Flagship International Holding, Ltd., et al. Release No. 3-14977 File Number: 3-14977
Date: Sept. 14, 2012	Respondents: Egan-Jones Ratings Company and Sean Egan Release No. 3-14856 File Number: 3-14856
Date: Sept. 12, 2012	Respondents: Shiming U.S., Inc., Si Mei Te Food Ltd. (f/k/a China Discovery Acquisition Corp.), Sierra International Group, Inc., and SJ Electronics, Inc. Release No. 3-14432 File Number: 3-14432
Date: Sept. 12, 2012	Respondents: Superior Community Capital Corporation Release No. 3-14828 File Number: 3-14828
Date: Sept. 11, 2012	Respondents: Jason George Rivera, Jr. Release No. 3-14897 File Number: 3-14897
Date: Sept. 5, 2012	Respondents: OX Trading, LLC, optionsXpress, Inc., and Thomas E. Stern Release No. 3-14853 File Number: 3-14853
Date: Aug. 30, 2012	Respondents: Redcell Power Corp., et al. Release No. 3-14969 File Number: 3-14969
Date: Aug. 29, 2012	Respondents: Falcon Oil & Gas Co., Inc. First Dearborn Income Properties, LP Franklin American Corp. Future Healthcare, Inc. Gandalf Technologies, Inc. GEO International Corp. GEOAlert, Inc. GiraSolar, Inc. Release No. 3-14971 File Number: 3-14971
Date: Aug. 29, 2012	Respondents: Ameriwest Energy Corp., Clyvia, Inc., and Crown Oil & Gas, Inc. Release No. 3-14978 File Number: 3-14978
Date: Aug. 27, 2012	Respondents: optionsXpress, Inc. Stern, Thomas E. Feldman, Jonathan I. Release No. 3-14848 File Number: 3-14848
Date: Aug. 27, 2012	Respondents: Alliance Bancshares California, et al. Release No. 3-14956 File Number: 3-14956
Date: Aug. 23, 2012	Respondents: optionsXpress, Inc. Stern, Thomas E. Feldman, Jonathan I. Release No. 3-14848 File Number: 3-14848
Date: Aug. 23, 2012	Respondents: Qiao Xing Universal Resources, Inc., et al. Release No. 3-14936 File Number: 3-14936
Date: Aug. 22, 2012	Respondents: Orbit E-Commerce, Inc., Orion Ethanol, Inc., Pacificnet, Inc., PainCare Holdings, Inc., Pay88, Inc., Rahaxi, Inc., and Raven Biofuels International Corp. Release No. 3-14881 File Number: 3-14881
Date: Aug. 21, 2012	Respondents: QuillIndustries, Inc. (n/k/a Eagle Worldwide Inc.), et al. Brenda P. Murray, Chief Administrative Law Judge Release No. 3-14943 File Number: 3-14943
Date: Aug. 20, 2012	Respondents: Beicang Iron & Steel, Inc. Release No. 3-14733 File Number: 3-14733
Date: Aug. 20, 2012	Respondents: Robert Pinkas Release No. 3-14759 File Number: 3-14759
Date: Aug. 20, 2012	Respondents: optionsXpress, Inc. Stern, Thomas E. Feldman, Jonathan I. Release No. 3-14848 File Number: 3-14848
Date: Aug. 15, 2012	Respondents: Alain A. Assemi Release No. 3-14714 File Number: 3-14714
Date: Aug. 13, 2012	Respondents: OptiSystems Solutions, Ltd., Paradise Tan, Inc. (n/k/a General Red International, Inc.), and Power Smoothie Café Franchising, Inc. Release No. 3-14940 File Number: 3-14940
Date: Aug. 13, 2012	Respondents: SEI Holdings, Inc. (n/k/a Stoneleigh Realty Investors, LLLP), Voorhees Acquisition Corp., Wellstead Industries, Inc., Werdston Holding, Inc., Wingate Government Mortgage Partners II LP, Wingate Housing Partners, Ltd., and Winthrop Interim Partners I L.P. Release No. 3-14942 File Number: 3-14942
Date: Aug. 9, 2012	Respondents: AngelCiti Entertainment, Inc., et al. Release No. 3-14932 File Number: 3-14932
Date: Aug. 9, 2012	Respondents: Objex, Inc., Online Power Supply, Inc., Orca Technologies, Inc., Orion Research Group, Inc., and PRTX Inc. Release No. 3-14934 File Number: 3-14934
Date: Aug. 8, 2012	Respondents: Egan-Jones Ratings Company and Sean Egan Release No. 3-14856 File Number: 3-14856
Date: Aug. 1, 2012	Respondents: Alternative Energy Sources, Inc., Arlington Hospitality, Inc., Consolidated Oil & Gas, Inc., CSMG Technologies, Inc., CytoGenix, Inc., Dakotah, Incorporated, and DelSite, Inc. Release No. 3-14946 File Number: 3-14946
Date: July 31, 2012	Respondents: Matthew J. Gagnon Release No. 3-14868 File Number: 3-14868
Date: July 30, 2012	Respondents: Luis Garg Release No. 3-14791 File Number: 3-14791
Date: July 30, 2012	Respondents: RealFund Investment Trust Release No. 3-14792 File Number: 3-14792
Date: July 30, 2012	Respondents: Jason Zakocs Release No. 3-14793 File Number: 3-14793
Date: July 19, 2012	Respondents: Far Vista Interactive Corp., Herzog International Holdings, Inc., Tatonka Oil & Gas Company, Inc., Green Capital Group, Inc., Lone Star International Energy Inc., Wintech Digital System Technology Corp., and House of Brussels Chocolates, Inc. Release No. 3-14781 File Number: 3-14781
Date: July 18, 2012	Respondents: Marc Christopher Harmon Release No. 3-14896 File Number: 3-14896
Date: July 18, 2012	Respondents: Florida First Equities Corp. (n/k/a Data Imaging Services, Inc.), Foodquest, Inc., Foodvision.com, Inc., Forefront, Inc. (f/k/a Anyox Resources, Inc.), Futronix Group, Inc., Genicom Corp. (n/k/a Oldgen, Inc.), and Global Online India, Inc. Release No. 3-14923 File Number: 3-14923
Date: July 16, 2012	Respondents: QPC Lasers, Inc., Sweet Success Enterprises, Inc., Trinsic, Inc., Veridicom International, Inc., Windswept Environmental Group, Inc., and Wyndstorm Corp. Release No. 3-14882 File Number: 3-14882
Date: July 16, 2012	Respondents: Gammacan International, Inc. Release No. 3-14903 File Number: 3-14903
Date: July 13, 2012	Respondents: Egan-Jones Ratings Company and Sean Egan Release No. 3-14856 File Number: 3-14856
Date: July 13, 2012	Respondents: Fashion Fantasia Co., Fedders Corp. (n/k/a FC Liquidating, Inc.), Fifth Dimension, Inc., Fischel Holdings, Inc., Fortunata, Inc., GCA II Acquisition Corp., and GCA III Acquisition Corp. Release No. 3-14910 File Number: 3-14910
Date: July 12, 2012	Respondents: ROK Entertainment Group, Inc., RussOil Corp., Tricell, Inc., Tunex International, Inc. (n/k/a Aone Dental International Group, Inc.), and Wireless Age Communications, Inc. Release No. 3-14914 File Number: 3-14914
Date: July 11, 2012	Respondents: Quintek Technologies, Inc., The Saint James Co., Urigen Pharmaceuticals, Inc., Valor Energy Corp., Wherify Wireless, Inc., and WinWin Gaming, Inc. Cameron Elliot, Administrative Law Judge Release No. 3-14822 File Number: 3-14890
Date: July 11, 2012	Respondents: optionsXpress, Inc. Stern, Thomas E. Feldman, Jonathan I. Release No. 3-14848 File Number: 3-14848
Date: July 11, 2012	Respondents: Quintek Technologies, Inc., The Saint James Co., Urigen Pharmaceuticals, Inc., Valor Energy Corp., Wherify Wireless, Inc., and WinWin Gaming, Inc. Cameron Elliot, Administrative Law Judge Release No. 3-14890 File Number: 3-14890
Date: July 11, 2012	Respondents: Ohio Ferro Alloys Corp., Orbcomm Corp., Outboard Marine Corp., Oz Communications, Inc. Penn-Pacific Corp., Peoples Community Bancorp, Inc., Performance Health Technologies, Inc., and Petals Decorative Accents, Inc. Release No. 3-14900 File Number: 3-14900
Date: July 9, 2012	Respondents: True Product ID, Inc. Release No. 3-14904 File Number: 3-14904
Date: July 9, 2012	Respondents: Fourthstage Technologies, Inc., Freesoftwareclub.com, FTM Media, Inc., Full Moon Universe, Inc., and Future Educational Systems, Inc. Release No. 3-14920 File Number: 3-14920
Date: July 6, 2012	Respondents: Aegis Assessments, Inc., APC Group, Inc., Aurelio Resource Corp., BioAuthorize Holdings, Inc., and Fonix Corporation Release No. 3-14911 File Number: 3-14911
Date: July 5, 2012	Respondents: Jantzen, John Release No. 3-14880 File Number: 3-14880
Date: June 28, 2012	Respondents: One Voice Technologies, Inc., Orchestra Therapeutics, Inc., Path 1 Network Technologies, Inc., Pavilion Energy Resources, Inc. (f/k/a Global Business Services, Inc.), Pine Valley Mining Corp., Platina Energy Group, Inc., Pop N Go, Inc., and Powercold Corp. Release No. 3-14871 File Number: 3-14871
Date: June 28, 2012	Respondents: Alderox, Inc., Applied Solar, Inc., Artes Medical, Inc., AskMeNow, Inc., Blink Logic Inc., and Convergence Ethanol, Inc. Release No. 3-14886 File Number: 3-14886
Date: June 27, 2012	Respondents: Orbit E-Commerce, Inc., Orion Ethanol, Inc., Pacificnet, Inc., PainCare Holdings, Inc., Pay88, Inc., Rahaxi, Inc., and Raven Biofuels International Corp. Release No. 3-14881 File Number: 3-14881
Date: June 27, 2012	Respondents: Quintek Technologies, Inc., The Saint James Co., Urigen Pharmaceuticals, Inc., Valor Energy Corp., Wherify Wireless, Inc., and WinWin Gaming, Inc. Cameron Elliot, Administrative Law Judge Release No. 3-14890 File Number: 3-14890
Date: June 26, 2012	Respondents: Future Now Group, Inc., and Global Teledata Corp. Release No. 3-14902 File Number: 3-14902
Date: June 22, 2012	Respondents: Oklahoma Energy Corp., OL Funding, Inc., Omnisky Corp., Orange County Ventures, Inc.,Percipio Biotherapeutics, Inc., and Priviam, Inc. Release No. 3-14898 File Number: 3-14898
Date: June 21, 2012	Respondents: Savoy Resources Corp., SNRG Corp., Standard Mobile, Inc., and VTEX Energy, Inc. Release No. 3-14888 File Number: 3-14888
Date: June 20, 2012	Respondents: Gregory D. Tindall Release No. 3-14894 File Number: 3-14894
Date: June 19, 2012	Respondents: Locust Offshore Management, LLC Release No. 3-14833 File Number: 3-14833
Date: June 15, 2012	Respondents: Koch, Donald L. Koch Asset Management LLC Release No. 3-14355 File Number: 3-14355
Date: June 15, 2012	Respondents: Andrey C. Hicks Release No. 3-14832 File Number: 3-14832
Date: June 13, 2012	Respondents: Ferrer, Miguel A. Ortiz, Carlos J. Release No. 3-14862 File Number: 3-14862
Date: June 13, 2012	Respondents: Anthracite Capital, Inc., Auto Data Network Inc., Avenue Group, Inc., Ckrush, Inc., Clickable Enterprises, Inc., and DCI USA, Inc. Release No. 3-14870 File Number: 3-14870
Date: June 12, 2012	Respondents: Airtrax, Inc., Amedia Networks, Inc., American Business Financial Services, Inc., Appalachian Bancshares, Inc., and Ariel Way, Inc. Release No. 3-14869 File Number: 3-14869
Date: June 5, 2012	Respondents: OLM Ventures, Inc. Release No. 3-14827, 34-67116, IC-30095 File Number: 3-14827
Date: June 5, 2012	Respondents: Principal Mortgage Fund, Inc. Release No. 3-14829 File Number: 3-14829
Date: June 5, 2012	Respondents: Berman Center, Inc., Cyberkinetics Neurotechnology Systems, Inc., and Java Detour, Inc. Release No. 3-14857 File Number: 3-14857
Date: June 4, 2012	Respondents: Central Capital Venture Corporation Release No. 3-14823, IC-30094 File Number: 3-14823
Date: May 31, 2012	Respondents: Daniel Joseph Sebastian Release No. 3-14681 File Number: 3-14681

ALJ Orders: Administrative Law Judges