Breadcrumb

ALJ Orders

During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below. 

Related Resources

Date Sort ascending Respondents
Release No. AP-767
File Number: 3-13123
Release No. 34-69795
File Number: 3-15336
Release No. 34-69796
File Number: 3-15334
Release No. 34-69783
File Number: 3-15262
Release No. 34-69770
File Number: 3-15324
Release No. 34-69769
File Number: 3-15253
Release No. 34-69738
File Number: 3-15330
Release No. 34-69746
File Number: 3-14207
Release No. AP-766
File Number: 3-15003
Release No. 34-69705
File Number: 3-15326
Release No. AP-765
File Number: 3-15015
Release No. 34-69697
File Number: 3-15302
Release No. AP-764, AP-763
File Number: 3-14872
Release No. 34-69689
File Number: 3-15287
Release No. 34-69679
File Number: 3-15289
Release No. 34-69660
File Number: 3-15202
Release No. 34-69663
File Number: 3-15288
Release No. 34-69630, 34-69592
File Number: 3-15273
Release No. 34-69616
File Number: 3-15279
Release No. 34-69621
File Number: 3-15246
Release No. IA-3610
File Number: 3-15260
Release No. 34-69592, 34-69630
File Number: 3-15273
Release No. 34-69567
File Number: 3-15291
Release No. 34-69542
File Number: 3-15292
Release No. 34-69526
File Number: 3-15290
Release No. 34-69474
File Number: 3-15252
Release No. 34-69475
File Number: 3-15243
Release No. 34-69476
File Number: 3-15201
Release No. AP-763, AP-764
File Number: 3-14872, 3-15116
Release No. 34-69439
File Number: 3-14935
Release No. 34-69426
File Number: 3-15239
Release No. 34-69355
File Number: 3-14351
Release No. 34-69290
File Number: 3-15217
Release No. 34-69291
File Number: 3-15242
Release No. 34-69289
File Number: 3-15214
Release No. 34-69264
File Number: 3-15216
Release No. AP-762
File Number: 3-15168
Release No. 34-69260
File Number: 3-15230
Release No. 34-69261
File Number: 3-15229
Release No. 34-69248
File Number: 3-15218
Release No. IA-3572
File Number: 3-15205
Release No. 34-69206
File Number: 3-14770
Release No. 34-69207
File Number: 3-15201
Release No. AP-761
File Number: 3-15127
Release No. 34-69168
File Number: 3-15186
Release No. 34-69169
File Number: 3-15218
Release No. AP-760
File Number: 3-15127
Release No. 34-69125
File Number: 3-14731
Release No. 34-69113
File Number: 3-15208
Release No. AP-759
File Number: 3-15124
Release No. 34-69112
File Number: 3-15151
Release No. AP-758
File Number: 3-15196
Release No. AP-757
File Number: 3-15127
Release No. 34-69074
File Number: 3-15213
Release No. AP-756
File Number: 3-15141
Release No. 34-69048
File Number: 3-15186
Release No. 34-69036, IA-3562, IC-30414, AAER-3448
File Number: 3-14979
Release No. AP-755
File Number: 3-15127
Release No. 34-69035
File Number: 3-15202
Release No. 34-69004
File Number: 3-15111
Release No. AP-754
File Number: 3-15127
Release No. 34-68991
File Number: 3-15185
Release No. AP-753
File Number: 3-15124
Release No. AP-752
File Number: 3-15124
Release No. 34-68967
File Number: 3-15187
Release No. AP-751
File Number: 3-15127
Release No. 34-68946
File Number: 3-15180
Release No. 34-68914
File Number: 3-15176
Release No. 34-68893
File Number: 3-15076
Release No. AP-749
File Number: 3-15124
Release No. AP-750
Release No. 34-68892
File Number: 3-15174
Release No. 34-68857
File Number: 3-15173
Release No. 34-68866, IA-3552
Release No. IA-3551
File Number: 3-15153
Release No. 34-68856
File Number: 3-15166
Release No. AP-748
File Number: 3-14848
Release No. AP-746
File Number: 3-15124
Release No. AP-747
File Number: 3-14872, 3-15116
Release No. AP-745
File Number: 3-15003
Release No. AP-744
File Number: 3-15127
Release No. AP-743
File Number: 3-15127
Release No. 34-68763
File Number: 3-15144
Release No. AP-741
File Number: 3-14862
Release No. AP-742
File Number: 3-15127
Release No. AP-740
File Number: 3-15003
Release No. 34-68706
File Number: 3-15111
Release No. 34-68686
File Number: 3-15128
Release No. 34-68680
File Number: 3-15145
Release No. 34-68681
File Number: 3-15160
Release No. 34-68679
File Number: 3-15143
Release No. AP-739
File Number: 3-14848, 3-14853
Release No. 34-68622
File Number: 3-15143
Release No. 34-68614
File Number: 3-15138
Release No. 34-68599
File Number: 3-15126
Release No. 34-68564
File Number: 3-15117
Release No. 34-68567
File Number: 3-15110
Release No. AP-737
File Number: 3-14849
Release No. AP-738
File Number: 3-14991
Release No. 3-14770
File Number: 3-14770