ALJ Orders
During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.
View orders arranged by date below.
Related Resources
Date Sort ascending | Respondents |
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Release No.
AP-767
File Number:
3-13123
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Release No.
34-69795
File Number:
3-15336
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Release No.
34-69796
File Number:
3-15334
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Release No.
34-69783
File Number:
3-15262
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Release No.
34-69770
File Number:
3-15324
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Release No.
34-69769
File Number:
3-15253
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Release No.
34-69738
File Number:
3-15330
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Release No.
34-69746
File Number:
3-14207
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Release No.
AP-766
File Number:
3-15003
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Release No.
34-69705
File Number:
3-15326
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Release No.
AP-765
File Number:
3-15015
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Release No.
34-69697
File Number:
3-15302
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Release No.
AP-764, AP-763
File Number:
3-14872
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Release No.
34-69689
File Number:
3-15287
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Release No.
34-69679
File Number:
3-15289
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Release No.
34-69660
File Number:
3-15202
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Release No.
34-69663
File Number:
3-15288
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Release No.
34-69630, 34-69592
File Number:
3-15273
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Release No.
34-69616
File Number:
3-15279
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Release No.
34-69621
File Number:
3-15246
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Release No.
IA-3610
File Number:
3-15260
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Release No.
34-69592, 34-69630
File Number:
3-15273
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Release No.
34-69567
File Number:
3-15291
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Release No.
34-69542
File Number:
3-15292
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Release No.
34-69526
File Number:
3-15290
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Release No.
34-69474
File Number:
3-15252
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Release No.
34-69475
File Number:
3-15243
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Release No.
34-69476
File Number:
3-15201
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Release No.
AP-763, AP-764
File Number:
3-14872, 3-15116
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Release No.
34-69439
File Number:
3-14935
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Release No.
34-69426
File Number:
3-15239
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Release No.
34-69355
File Number:
3-14351
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Release No.
34-69290
File Number:
3-15217
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Release No.
34-69291
File Number:
3-15242
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Release No.
34-69289
File Number:
3-15214
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Release No.
34-69264
File Number:
3-15216
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Release No.
AP-762
File Number:
3-15168
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Release No.
34-69260
File Number:
3-15230
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Release No.
34-69261
File Number:
3-15229
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Release No.
34-69248
File Number:
3-15218
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Release No.
IA-3572
File Number:
3-15205
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Release No.
34-69206
File Number:
3-14770
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Release No.
34-69207
File Number:
3-15201
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|
Release No.
AP-761
File Number:
3-15127
|
|
Release No.
34-69168
File Number:
3-15186
|
|
Release No.
34-69169
File Number:
3-15218
|
|
Release No.
AP-760
File Number:
3-15127
|
|
Release No.
34-69125
File Number:
3-14731
|
|
Release No.
34-69113
File Number:
3-15208
|
|
Release No.
AP-759
File Number:
3-15124
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|
Release No.
34-69112
File Number:
3-15151
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|
Release No.
AP-758
File Number:
3-15196
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|
Release No.
AP-757
File Number:
3-15127
|
|
Release No.
34-69074
File Number:
3-15213
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|
Release No.
AP-756
File Number:
3-15141
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|
Release No.
34-69048
File Number:
3-15186
|
|
Release No.
34-69036, IA-3562, IC-30414, AAER-3448
File Number:
3-14979
|
|
Release No.
AP-755
File Number:
3-15127
|
|
Release No.
34-69035
File Number:
3-15202
|
|
Release No.
34-69004
File Number:
3-15111
|
|
Release No.
AP-754
File Number:
3-15127
|
|
Release No.
34-68991
File Number:
3-15185
|
|
Release No.
AP-753
File Number:
3-15124
|
|
Release No.
AP-752
File Number:
3-15124
|
|
Release No.
34-68967
File Number:
3-15187
|
|
Release No.
AP-751
File Number:
3-15127
|
|
Release No.
34-68946
File Number:
3-15180
|
|
Release No.
34-68914
File Number:
3-15176
|
|
Release No.
34-68893
File Number:
3-15076
|
|
Release No.
AP-749
File Number:
3-15124
|
|
Release No.
AP-750
|
|
Release No.
34-68892
File Number:
3-15174
|
|
Release No.
34-68857
File Number:
3-15173
|
|
Release No.
34-68866, IA-3552
|
|
Release No.
IA-3551
File Number:
3-15153
|
|
Release No.
34-68856
File Number:
3-15166
|
|
Release No.
AP-748
File Number:
3-14848
|
|
Release No.
AP-746
File Number:
3-15124
|
|
Release No.
AP-747
File Number:
3-14872, 3-15116
|
|
Release No.
AP-745
File Number:
3-15003
|
|
Release No.
AP-744
File Number:
3-15127
|
|
Release No.
AP-743
File Number:
3-15127
|
|
Release No.
34-68763
File Number:
3-15144
|
|
Release No.
AP-741
File Number:
3-14862
|
|
Release No.
AP-742
File Number:
3-15127
|
|
Release No.
AP-740
File Number:
3-15003
|
|
Release No.
34-68706
File Number:
3-15111
|
|
Release No.
34-68686
File Number:
3-15128
|
|
Release No.
34-68680
File Number:
3-15145
|
|
Release No.
34-68681
File Number:
3-15160
|
|
Release No.
34-68679
File Number:
3-15143
|
|
Release No.
AP-739
File Number:
3-14848, 3-14853
|
|
Release No.
34-68622
File Number:
3-15143
|
|
Release No.
34-68614
File Number:
3-15138
|
|
Release No.
34-68599
File Number:
3-15126
|
|
Release No.
34-68564
File Number:
3-15117
|
|
Release No.
34-68567
File Number:
3-15110
|
|
Release No.
AP-737
File Number:
3-14849
|
|
Release No.
AP-738
File Number:
3-14991
|
|
Release No.
3-14770
File Number:
3-14770
|