34-92770
Aug. 26, 2021
SR-NYSE-2021-43
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Term "Related Party Transactions" Under Section 314.00 of the NYSE Listed Company Manual Comments Due: Exhibit 5 Federal Register version (86 FR 49064)
34-92754
Aug. 25, 2021
SR-Phlx-2021-47
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 3 To Adopt an Enhanced Market Quality Program Comments Due: Exhibit 5 Federal Register version (86 FR 48789)
34-92750
Aug. 25, 2021
SR-NSCC-2021-007
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Confidential Information, Market Disruption Events, Systems Disconnect, and Other Changes Comments Due: Federal Register version (86 FR 48787)
34-92751
Aug. 25, 2021
SR-NASDAQ-2021-054
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Modify Listing Rule IM-5101-2 To Permit an Acquisition Company To Contribute a Portion of Its Deposit Account to Another Entity in a Spin-off or Similar Corporate Transaction Comments Due: View Received Comments Federal Register version (86 FR 48780)
34-92752
Aug. 25, 2021
SR-LTSE-2021-04
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Director "Business Relationships" Provision and Definition of "Family Member" for Purposes of LTSE Rule 14.405(a)(2) and Supplementary Material .01 (Definition of Independence) Comments Due: Exhibit 5 Federal Register version (86 FR 48782)
34-92749
Aug. 25, 2021
SR-FICC-2021-004
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Confidential Information, Market Disruption Events, Systems Disconnect, and Other Changes Comments Due: Federal Register version (86 FR 48781)
34-92756
Aug. 25, 2021
SR-FICC-2021-007
Notice of Filing of Proposed Rule Change To Remove the Early Unwind Intraday Charge, Change the Treatment of Short-Term Treasuries, and Make Other Changes Comments Due: Exhibit 5 Federal Register version (86 FR 48770)
34-92748
Aug. 25, 2021
SR-DTC-2021-011
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Confidential Information, Market Disruption Events, Systems Disconnect, and Other Changes Comments Due: View Received Comments Federal Register version (86 FR 48770)
34-92755
Aug. 25, 2021
SR-BOX-2021-18
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-7240-1 Comments Due: Exhibit 5 Federal Register version (86 FR 48775)
34-92737
Aug. 24, 2021
SR-BX-2021-035
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 9, Section 51, Research Analysts Comments Due: Exhibit 5 Federal Register version (86 FR 48459)
34-92738
Aug. 24, 2021
SR-NASDAQ-2021-064
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 9, Section 51, Research Analysts Comments Due: Exhibit 5 Federal Register version (86 FR 48455)
34-92739
Aug. 24, 2021
SR-CBOE-2021-048
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Fees Schedule Regarding Executions in the Cboe Compression Service Comments Due: Exhibit 5 Federal Register version (86 FR 48457)
34-92726
Aug. 23, 2021
SR-EMERALD-2021-27
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adjust the Options Regulatory Fee Comments Due: Exhibit 5 Federal Register version (86 FR 48268)
34-92722
Aug. 23, 2021
SR-NYSEArca-2021-57
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the NYDIG Bitcoin ETF Under NYSE Arca Rule 8.201-E Comments Due: View Received Comments Federal Register version (86 FR 48268)
34-92728
Aug. 23, 2021
SR-PEARL-2021-38
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Adjust the Options Regulatory Fee Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 48253)
34-92725
Aug. 23, 2021
SR-MIAX-2021-38
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adjust the Options Regulatory Fee Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 48260)
34-92723
Aug. 23, 2021
SR-LCHSA-2021-002
Notice of Filing of Proposed Rule Change Relating to Eligible Collateral and Liquidity Risk Management Comments Due: Exhibit 5 Federal Register version (86 FR 48257)
34-92729
Aug. 23, 2021
SR-CBOE-2021-047
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 5.33 Comments Due: Exhibit 5 Federal Register version (86 FR 48263)
34-92724
Aug. 23, 2021
SR-BOX-2021-17
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Response Time Period in the Facilitation and Solicitation Auction Mechanisms Comments Due: Exhibit 5 Federal Register version (86 FR 48274)
34-92713
Aug. 20, 2021
SR-FINRA-2021-010
Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Requirements for Covered Agency Transactions Under FINRA Rule 4210 (Margin Requirements) as Approved Pursuant to SR-FINRA-2015-036 Comments Due: Letter from Deputy Secretary Federal Register version (86 FR 47665)
34-92719
Aug. 20, 2021
SR-CboeBZX-2021-036
Notice of Withdrawal of a Proposed Rule Change To Exclude a National Best Bid or Offer From the Calculation of the BZX Official Closing Price, as Provided in Rule 11.23(c)(2)(B)(ii)(b), That Is Outside the Bands Provided Under the Plan To Address Extraordinary Market Volatility Comments Due: Federal Register version (86 FR 47666)
34-92712
Aug. 20, 2021
SR-CBOE-2021-049
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule With Respect to Its Strategy Fee Cap Comments Due: Exhibit 5 Federal Register version (86 FR 47666)
34-92709
Aug. 19, 2021
SR-CBOE-2021-046
Notice of Filing of a Proposed Rule Change To Amend Rule 5.4 and Make Corresponding Changes to Other Rules Comments Due: View Received Comments Federal Register version (86 FR 47529)
34-92699
Aug. 18, 2021
SR-Phlx-2021-45
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx Rules at Options 8, Section 34, FLEX Index, Equity, and Currency Options, To Extend the Maximum Expiration Term for FLEX Index and Equity Options Comments Due: Exhibit 5 Federal Register version (86 FR 47339)
34-92696
Aug. 18, 2021
SR-NYSEArca-2021-47
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change for New Rules 6.1P-O, 6.37AP-O, 6.40P-O, 6.41P-O, 6.62P-O, 6.64P-O, 6.76P-O, and 6.76AP-O and Amendments to Rules 1.1, 6.1-O, 6.1A-O, 6.37-O, 6.65A-O and 6.96-O Comments Due: View Received Comments Federal Register version (86 FR 47350)
34-92698
Aug. 18, 2021
SR-GEMX-2021-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend GEMX's Options Regulatory Fee Comments Due: Exhibit 5 Federal Register version (86 FR 47355)
34-92697
Aug. 18, 2021
SR-NASDAQ-2021-063
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 17 (Kill Switch) Comments Due: Exhibit 5 Federal Register version (86 FR 47343)
34-92701
Aug. 18, 2021
SR-CboeBZX-2021-056
Notice of Filing of a Proposed Rule Change To Allow the Invesco Focused Discovery Growth ETF and Invesco Select Growth ETF To Strike and Publish an Intra-Day NAV and an End-of-Day NAV Comments Due: View Received Comments Federal Register version (86 FR 47359)
34-92702
Aug. 18, 2021
SR-CBOE-2021-045
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Amend Rule 13.15, Which Governs the Exchange's Minor Rule Violation Plan Comments Due: Exhibit 5 Federal Register version (86 FR 47346)
34-92690
Aug. 17, 2021
SR-OCC-2021-008
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Technical Changes to the By-Laws and Rules of the Options Clearing Corporation Comments Due: Exhibit 3 , Exhibit 5 , Exhibit 3 , Exhibit 5 Federal Register version (86 FR 47174)
34-92685
Aug. 17, 2021
SR-FINRA-2021-019
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Expiration Date of the Temporary Amendments set Forth in SR-FINRA-2020-015 and SR-FINRA-2020-027 Comments Due: View Received Comments Federal Register version (86 FR 47169)
34-92689
Aug. 17, 2021
SR-CboeBZX-2021-052
Notice of Filing of a Proposed Rule Change To List and Trade Shares of the Global X Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: View Received Comments Federal Register version (86 FR 47176)
34-92677
Aug. 16, 2021
SR-MSRB-2021-04
Notice of Filing of a Proposed Rule Change Consisting of Amendments to Rule G-10, on Investor and Municipal Advisory Client Education and Protection, and Rule G-48, on Transactions With Sophisticated Municipal Market Professionals, To Amend Certain Dealer Obligations Comments Due: View Received Comments Exhibit 2 , Exhibit 5 Federal Register version (86 FR 46890)
34-92662
Aug. 13, 2021
SR-EMERALD-2021-25
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX Emerald Express Interface Ports Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 46726)
34-92668
Aug. 13, 2021
SR-NYSEAMER-2021-36
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 952NY To Provide an Option for ATP Holders To Instruct the Exchange To Cancel Marketable Orders if a Series Is Not Opened Within a Specified Time Period Comments Due: Exhibit 5 Federal Register version (86 FR 46746)
34-92664
Aug. 13, 2021
SR-BX-2021-034
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Expiration Timeframe of Long-Term Index Options Series Comments Due: Exhibit 5 Federal Register version (86 FR 46724)
34-92663
Aug. 13, 2021
SR-NASDAQ-2021-061
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Listing Rule 5910 To Modify the Application Fee for Companies Listing Under IM-5101-2 Comments Due: Exhibit 5 Federal Register version (86 FR 46744)
34-92666
Aug. 13, 2021
SR-NASDAQ-2021-062
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Expiration Timeframe of Long-Term Index Options Series Comments Due: Exhibit 5 Federal Register version (86 FR 46722)
34-92661
Aug. 13, 2021
SR-MIAX-2021-37
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX Express Interface Ports Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 46737)
34-92655
Aug. 12, 2021
SR-Phlx-2021-43
Notice of Filing of Proposed Rule Change To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF ("IWM") Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 46304)
34-92648
Aug. 12, 2021
SR-NYSEARCA-2021-70
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges Comments Due: Exhibit 5 Federal Register version (86 FR 46297)
34-92650
Aug. 12, 2021
SR-NYSEArca-2021-29
Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of ConvexityShares 1x SPIKES Futures ETF Under NYSE Arca Rule 8.200-E (Trust Issued Receipts) Comments Due: View Received Comments Federal Register version (86 FR 46287)
34-92651
Aug. 12, 2021
SR-NYSEArca-2021-28
Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of ConvexityShares Daily 1.5x SPIKES Futures ETF Under NYSE Arca Rule 8.200-E (Trust Issued Receipts) Comments Due: View Received Comments Federal Register version (86 FR 46292)
34-92657
Aug. 12, 2021
SR-NYSEARCA-2021-71
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.34-E Comments Due: Exhibit 5 Federal Register version (86 FR 46296)
34-92649
Aug. 12, 2021
SR-NASDAQ-2021-045
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Modify Certain Pricing Limitations for Companies Listing in Connection With a Direct Listing Primary Offering Comments Due: View Received Comments Federal Register version (86 FR 46295)
34-92652
Aug. 12, 2021
SR-ICEEU-2021-014
Notice of Filing of Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to the ICE Clear Europe Clearing Membership Policy and Clearing Membership Procedures Comments Due: Exhibit 5 Federal Register version (86 FR 46290)
34-92645
Aug. 11, 2021
SR-EMERALD-2021-23
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Emerald Fee Schedule To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 46048)
34-92640
Aug. 11, 2021
SR-NSCC-2021-005
Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1, To Increase the National Securities Clearing Corporation's Minimum Required Fund Deposit Comments Due: View Received Comments Federal Register version (86 FR 46043)
34-92637
Aug. 11, 2021
SR-NASDAQ-2021-007
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt Additional Initial Listing Criteria for Companies Primarily Operating in Jurisdictions That Do Not Provide the PCAOB With the Ability To Inspect Public Accounting Firms Comments Due: View Received Comments Federal Register version (86 FR 46042)
34-92644
Aug. 11, 2021
SR-PEARL-2021-36
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 46055)
34-92643
Aug. 11, 2021
SR-MIAX-2021-35
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Fee Schedule To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 46034)
34-92635
Aug. 11, 2021
SR-CboeBZX-2021-055
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 46028)
34-92626
Aug. 10, 2021
SR-CboeBZX-2021-053
Notice of Filing of a Proposed Rule Change To Amend Rule 14.11(m) (Tracking Fund Shares) To Provide for the Use of Custom Baskets Consistent With the Exemptive Relief Issued Pursuant to the Investment Company Act of 1940 Applicable to a Series of Tracking Fund Shares Comments Due: Exhibit 5 Federal Register version (86 FR 45792)
34-92614
Aug. 9, 2021
SR-NYSEArca-2021-69
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 44765)
34-92615
Aug. 9, 2021
SR-NYSE-2021-41
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Comments Due: Exhibit 5 Federal Register version (86 FR 44759)
34-92617
Aug. 9, 2021
SR-FINRA-2021-008
Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change, as Modified by Amendment No. 1, Relating to Security-Based Swaps Comments Due: Federal Register version (86 FR 44761)
34-92592
Aug. 6, 2021
SR-NYSEAMER-2021-35
Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Equities Price List and Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 44446)
34-92595
Aug. 6, 2021
SR-NYSEArca-2021-64
Notice of Filing of Proposed Rule Change To Amend Rule 8.601-E (Active Proxy Portfolio Shares) To Provide for the Use of Custom Baskets Comments Due: Exhibit 5 Federal Register version (86 FR 44449)
34-92600
Aug. 6, 2021
SR-NASDAQ-2021-057
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NOM's Options Regulatory Fee Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 44455)
34-92593
Aug. 6, 2021
SR-CboeEDGX-2021-036
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 44421)
34-92594
Aug. 6, 2021
SR-CboeBZX-2021-014
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Allow Invesco Focused Discovery Growth ETF and Invesco Select Growth ETF To Strike and Publish Multiple Intraday Net Asset Values Comments Due: Federal Register version (86 FR 44459)
34-92597
Aug. 6, 2021
SR-CBOE-2021-044
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Relating to the Options Regulatory Fee Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 44451)
34-92599
Aug. 6, 2021
SR-CBOE-2021-041
Notice of Filing of a Proposed Rule Change To Amend Certain Rules To Accommodate the Listing and Trading of Micro FLEX Index Options and To Make Other Clarifying and Nonsubstantive Changes Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 44411)
34-92596
Aug. 6, 2021
SR-C2-2021-012
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Relating to the Options Regulatory Fee Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 44461)
34-92585
Aug. 5, 2021
SR-Phlx-2021-39
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Phlx's Options Regulatory Fee Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 44096)
34-92584
Aug. 5, 2021
SR-OCC-2021-007
Notice of Filing of Proposed Rule Change Concerning The Options Clearing Corporation's Governance Arrangements Comments Due: Federal Register version (86 FR 44105)
34-92573
Aug. 5, 2021
SR-NYSEArca-2021-53
Notice of Filing of a Proposed Rule Change To List and Trade Shares of Teucrium Bitcoin Futures Fund Under NYSE Arca Rule 8.200-E Comments Due: View Received Comments Federal Register version (86 FR 44062)
34-92568
Aug. 5, 2021
SR-NSCC-2021-803
Notice of Filing of Advance Notice to Establish the Securities Financing Transaction Clearing Service and Make Other Changes Comments Due: View Received Comments Exhibit 5 , Memo regarding the Commission's Request for Additional Information , Response to the Commission's Request for Additional Information Federal Register version (86 FR 44530)
34-92566
Aug. 5, 2021
SR-NSCC-2021-011
Notice of Filing of a Proposed Rule Change To Remove ID Net Transactions From the Required Fund Deposit Calculations and Make Other Changes to the Rules Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 44100)
34-92570
Aug. 5, 2021
SR-NSCC-2021-010
Notice of Filing of Proposed Rule Change To Establish the Securities Financing Transaction Clearing Service and Make Other Changes Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 44482)
34-92579
Aug. 5, 2021
SR-MEMX-2021-09
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 44110)
34-92577
Aug. 5, 2021
SR-ISE-2021-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE's Options Regulatory Fee Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 44092)
34-92572
Aug. 5, 2021
SR-DTC-2021-014
Notice of Filing of a Proposed Rule Change To Provide Settlement Services for Transactions Entered Into Under the Proposed Securities Financing Transaction Clearing Service of the National Securities Clearing Corporation Comments Due: Exhibit 5 Federal Register version (86 FR 44077)
34-92576
Aug. 5, 2021
SR-CboeEDGX-2021-035
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Enhance and Clarify Its Price Adjust Process and Modify the Bulk Message Fat Finger Check Comments Due: Exhibit 5 Federal Register version (86 FR 44087)
34-92575
Aug. 5, 2021
SR-CboeBZX-2021-054
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Bulk Message Fat Finger Check Comments Due: Exhibit 5 Federal Register version (86 FR 44090)
34-92581
Aug. 5, 2021
SR-CBOE-2021-029
Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Increase Position Limits for Options on Certain Exchange-Traded Funds and an Exchange-Traded Note Comments Due: View Received Comments Federal Register version (86 FR 44118)
34-92574
Aug. 5, 2021
SR-C2-2021-011
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Enhance and Clarify Its Price Adjust Process and Modify the Bulk Message Fat Finger Check Comments Due: Exhibit 5 Federal Register version (86 FR 44084)
34-92559
Aug. 4, 2021
SR-NYSEAMER-2021-34
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NYSE American Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 43700)
34-92563
Aug. 4, 2021
SR-NYSEARCA-2021-68
Notice of Filing of Proposed Rule Change New Rule 6.91P-O Comments Due: Exhibit 5 Federal Register version (86 FR 43704)
34-92562
Aug. 4, 2021
SR-CBOE-2021-043
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 3.31, 3.33 and 3.34 Comments Due: Federal Register version (86 FR 43701)
34-92555
Aug. 3, 2021
SR-BOX-2021-07
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt BOX Rule 7670 To Establish a Virtual Trading Floor on BOX Comments Due: View Received Comments Federal Register version (86 FR 43573)
34-92556
Aug. 3, 2021
SR-BOX-2021-14
Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change in Connection With the Proposed Commencement of Operations of Boston Security Token Exchange LLC Comments Due: View Received Comments Federal Register version (86 FR 43572)
34-92545
Aug. 2, 2021
SR-PEARL-2021-35
Notice of Filing of Proposed Rule Change To Amend Exchange Rule 2616, Priority of Orders Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 43279)
34-92543
Aug. 2, 2021
SR-CboeBZX-2021-051
Notice of Filing of a Proposed Rule Change To List and Trade Shares of the ARK 21Shares Bitcoin ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: View Received Comments Federal Register version (86 FR 43289)
34-92546
Aug. 2, 2021
SR-CboeEDGA-2021-009
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, To Amend the Sixth Amended and Restated Bylaws of Cboe Global Markets, Inc. To Implement Proxy Access File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 43283)
34-92546
Aug. 2, 2021
SR-CboeBYX-2021-009
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, To Amend the Sixth Amended and Restated Bylaws of Cboe Global Markets, Inc. To Implement Proxy Access File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 43283)
34-92546
Aug. 2, 2021
SR-C2-2021-007
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, To Amend the Sixth Amended and Restated Bylaws of Cboe Global Markets, Inc. To Implement Proxy Access File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 43283)
34-92546
Aug. 2, 2021
SR-CboeEDGX-2021-021
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, To Amend the Sixth Amended and Restated Bylaws of Cboe Global Markets, Inc. To Implement Proxy Access File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 43283)
34-92546
Aug. 2, 2021
SR-CboeBZX-2021-028
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, To Amend the Sixth Amended and Restated Bylaws of Cboe Global Markets, Inc. To Implement Proxy Access File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 43283)
34-92546
Aug. 2, 2021
SR-CBOE-2021-023
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, To Amend the Sixth Amended and Restated Bylaws of Cboe Global Markets, Inc. To Implement Proxy Access File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 43283)
34-92531
July 30, 2021
SR-NYSEArca-2021-07
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend NYSE Arca's Co-Location Services and Fee Schedule To Add Two Partial Cabinet Solution Bundles View Received Comments Federal Register version (86 FR 42956)
34-92536
July 30, 2021
SR-NYSEARCA-2021-66
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reformat the Basic Rates Section of the NYSE Arca Equities Fees and Charges Comments Due: Exhibit 5 Federal Register version (86 FR 42907)
34-92532
July 30, 2021
SR-NYSENAT-2021-01
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Each of the Exchange's Co-Location Services and Fee Schedule To Add Two Partial Cabinet Solution Bundles File Nos.: Federal Register version (86 FR 42911)
34-92532
July 30, 2021
SR-NYSE-2021-05
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Each of the Exchange's Co-Location Services and Fee Schedule To Add Two Partial Cabinet Solution Bundles File Nos.: View Received Comments Federal Register version (86 FR 42911)
34-92532
July 30, 2021
SR-NYSEAMER-2021-04
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Each of the Exchange's Co-Location Services and Fee Schedule To Add Two Partial Cabinet Solution Bundles File Nos.: View Received Comments Federal Register version (86 FR 42911)
34-92532
July 30, 2021
SR-NYSECHX-2021-01
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Each of the Exchange's Co-Location Services and Fee Schedule To Add Two Partial Cabinet Solution Bundles File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 42911)
34-92535
July 30, 2021
SR-BX-2021-032
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Options 4 Listing Rules Comments Due: Exhibit 5 Federal Register version (86 FR 42945)
34-92533
July 30, 2021
SR-NASDAQ-2021-059
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 4 Listing Rules Comments Due: Exhibit 5 Federal Register version (86 FR 42911)
34-92528
July 30, 2021
SR-CBOE-2020-106
Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Its Rules Regarding the Minimum Increments for Electronic Bids and Offers and Exercise Prices of Certain FLEX Options and Clarify in the Rules How the System Ranks FLEX Option Bids and Offers for Allocation Purposes Comments Due: View Received Comments Federal Register version (86 FR 42907)
34-92524
July 29, 2021
SR-FINRA-2021-014
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to Members' Filing Requirements Under FINRA Rule 6432 (Compliance With the Information Requirements of SEA Rule 15c2-11) Federal Register version (86 FR 42005)
