National Securities Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-51177 | Feb 9, 2005 | SR-NSCC-2004-11 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amending the Fee Schedule of the Insurance Processing Service |
| 34-51154 | Feb 8, 2005 | SR-NSCC-2003-21 | National Securities Clearing Corporation | Notice of Withdrawal of a Proposed Rule Change Relating to the New Separately Managed Accounts Service View Received Comments See Also - Rel. No. 34-48846 |
| 34-51035 | Jan 13, 2005 | SR-NSCC-2004-07 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change To Amend the Membership Standards Required of Insurance Companies See Also - Rel. No. 34-51359 |
| 34-50949 | Dec 30, 2004 | SR-NSCC-2004-10 | National Securities Clearing Corporation | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Regulatory Reporting Transmission Agreements With Self-Regulatory Organizations |
| 34-50797 | Dec 6, 2004 | SR-NSCC-2003-22 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change To Amend the Standards of Financial Responsibility Required of Mutual Fund and Insurance Services Applicants and Members That Are Banks, Trust Companies, or Broker-Dealers See Also - Rel. No. 34-51174 |
| 34-50780 | Dec 1, 2004 | SR-NSCC-2004-08 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Fee Schedule for Fixed Income Products |
| 34-50652 | Nov 10, 2004 | SR-NSCC-2004-04 | National Securities Clearing Corporation | Notice of Filing and Order Granting Accelerated Approval on a Temporary Basis of a Proposed Rule Change To Establish a Confirmation and Matching Service for Over-the-Counter U.S. Equity Options Transactions |
| 34-50596 | Oct 27, 2004 | SR-NSCC-2004-06 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the National Securities Clearing Corporation's Fee Schedule To Eliminate Reference to the PC Data Entry Fee and To Incorporate Fees for its Mutual Fund Profile and Fund/SPEED Service |
| 34-50398 | Sep 16, 2004 | SR-NSCC-2004-05 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the By-Laws of the National Securities Clearing Corporation View Received Comments |
| 34-50395 | Sep 16, 2004 | SR-NSCC-2003-09 | National Securities Clearing Corporation | Order Approving Proposed Rule Change To Amend the Procedure for Determining Intraday Mark-to-the-Market Payments |