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Self-Regulatory Organization Rulemaking Table

File Number
SRO Organization
Details
Release Number:34-51600 SEC Issue Date:Apr 22, 2005 File Number:SR-NSCC-2005-01 SRO Organization:National Securities Clearing Corporation Details: Order Granting Approval of a Proposed Rule Change To Amend Its Operational Capability Requirement for Membership
See Also - Rel. No. 34-51363
Release Number:34-51541 SEC Issue Date:Apr 13, 2005 File Number:SR-NSCC-2005-02 SRO Organization:National Securities Clearing Corporation Details: Notice of Filing of Proposed Rule Change To Enhance Automated Customer Account Transfer Service To Permit the Automated Notification of Changes to the Broker-Dealer of Record for Applicable Insurance Products
See Also - Rel. No. 34-51753
Release Number:34-51458 SEC Issue Date:Mar 31, 2005 File Number:SR-ISE-2004-28, SR-NSCC-2004-09 SRO Organization:National Securities Clearing Corporation, Nasdaq ISE, LLC (ISE) Details: Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Relating to Trading Options on Full and Reduced Values of the ISE 250 Index, the ISE 100 Index and the ISE 50 Index, Including Long-Term Options
See Also - Rel. No. 34-51669
Release Number:34-51447 SEC Issue Date:Mar 30, 2005 File Number:SR-ISE-2004-28, SR-NSCC-2004-09 SRO Organization:National Securities Clearing Corporation, Nasdaq ISE, LLC (ISE) Details: Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Relating to Trading Options on Full and Reduced Values of the ISE 250 Index, the ISE 100 Index and the ISE 50 Index, Including Long-Term Options
See Also - Rel. No. 34-51913
Release Number:34-51363 SEC Issue Date:Mar 11, 2005 File Number:SR-NSCC-2005-01 SRO Organization:National Securities Clearing Corporation Details: Notice of Filing of Proposed Rule Change To Amend Its Operational Capability Requirement for Membership
See Also - Rel. No. 34-51649
Release Number:34-51362 SEC Issue Date:Mar 11, 2005 File Number:SR-NSCC-2003-11 SRO Organization:National Securities Clearing Corporation Details: Order Granting Approval of a Proposed Rule Change To Amend the Criteria Used To Place Members on Surveillance Status and To Eliminate Member and Applicant Financial Responsibility and Operational Capability Questionnaires
Release Number:34-51359 SEC Issue Date:Mar 11, 2005 File Number:SR-NSCC-2004-07 SRO Organization:National Securities Clearing Corporation Details: Order Granting Approval of a Proposed Rule Change To Amend the Membership Standards Required of Insurance Companies
See Also - Rel. No. 34-51035
Release Number:34-51177 SEC Issue Date:Feb 9, 2005 File Number:SR-NSCC-2004-11 SRO Organization:National Securities Clearing Corporation Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amending the Fee Schedule of the Insurance Processing Service
Release Number:34-51174 SEC Issue Date:Feb 9, 2005 File Number:SR-NSCC-2003-22 SRO Organization:National Securities Clearing Corporation Details: Order Granting Approval of a Proposed Rule Change To Amend the Standards of Financial Responsibility Required of Mutual Fund and Insurance Services Applicants and Members that Are Banks, Trust Companies, or Broker-Dealers
See Also - Rel. No. 34-50797
Release Number:34-51154 SEC Issue Date:Feb 8, 2005 File Number:SR-NSCC-2003-21 SRO Organization:National Securities Clearing Corporation Details: Notice of Withdrawal of a Proposed Rule Change Relating to the New Separately Managed Accounts Service
View Received Comments
See Also - Rel. No. 34-48846
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