National Securities Clearing Corporation Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-52343 | SEC Issue Date:Aug 26, 2005 | File Number:SR-NSCC-2005-09 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Changes to Insurance Processing Service and Revisions to Fee Schedule |
| Release Number:34-52043 | SEC Issue Date:Jul 15, 2005 | File Number:SR-NSCC-2005-05, SR-DTC-2005-04, SR-FICC-2005-10 | SRO Organization:National Securities Clearing Corporation, The Depository Trust Company (DTC), Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing of Proposed Rule Changes To Establish a Fine for Members Failing To Conduct Connectivity Testing See Also - Rel. No. 34-52446 |
| Release Number:34-51954 | SEC Issue Date:Jun 30, 2005 | File Number:SR-NSCC-2005-07 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Charges for Communications Fees To Continue Operating Legacy Communication Networks |
| Release Number:34-51882 | SEC Issue Date:Jun 20, 2005 | File Number:SR-NSCC-2005-06 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Number of Extended Settlement Days for Fixed Income Securities |
| Release Number:34-51871 | SEC Issue Date:Jun 17, 2005 | File Number:SR-NSCC-2005-03 | SRO Organization:National Securities Clearing Corporation |
Details: Order Granting Approval of a Proposed Rule Change Relating to the Collecting of Fees for Services Provided by Other Entities See Also - Rel. No. 34-51674 |
| Release Number:34-51753 | SEC Issue Date:May 27, 2005 | File Number:SR-NSCC-2005-02 | SRO Organization:National Securities Clearing Corporation |
Details: Order Approving Proposed Rule Change To Enhance Automated Customer Account Transfer Service To Permit the Automated Notification of Changes to the Broker-Dealer of Record for Applicable Insurance Products See Also - Rel. No. 34-51541 |
| Release Number:34-51745 | SEC Issue Date:May 26, 2005 | File Number:SR-NSCC-2005-04 | SRO Organization:National Securities Clearing Corporation |
Details: Order Granting Accelerated Approval of a Proposed Rule Change To Establish a Confirmation and Matching Service for Over-the-Counter U.S. Equity Options Transactions See Also - Rel. No. 34-51649 |
| Release Number:34-51674 | SEC Issue Date:May 9, 2005 | File Number:SR-NSCC-2005-03 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing of a Proposed Rule Change Relating to the Collecting of Fees for Services Provided by Other Entities See Also - Rel. No. 34-51871 |
| Release Number:34-51669 | SEC Issue Date:May 9, 2005 | File Number:SR-NSCC-2004-09 | SRO Organization:National Securities Clearing Corporation |
Details: Order Approving Proposed Rule Change To Establish a Comprehensive Standard of Care and Limitation of Liability to Its Members See Also - Rel. No. 34-51458 |
| Release Number:34-51649 | SEC Issue Date:May 3, 2005 | File Number:SR-NSCC-2005-04 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing of a Proposed Rule Change To Establish a Confirmation and Matching Service for Over-The-Counter U.S. Equity Options Transactions See Also - Rel. No. 34-51745 |