National Securities Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-53811 | May 16, 2006 | SR-NSCC-2005-17 | National Securities Clearing Corporation | Order Approving Proposed Rule Change to Modify Its Rules and Procedures Related to the Collection of Commission Payments See Also - Rel. No. 34-53424 |
| 34-53742 | Apr 28, 2006 | SR-NSCC-2006-04 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change Relating to Trade Submission Requirements and Fees and Pre-Netting View Received Comments |
| 34-53671 | Apr 18, 2006 | SR-NSCC-2006-03, SR-DTC-2017-802 | National Securities Clearing Corporation, The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Changes To Institute a Clearing Fund Premium Based Upon a Member's Clearing Fund Requirement To Excess Regulatory Capital Ratio View Received Comments See Also - Rel. No. 34-54457 |
| 34-53528 | Mar 21, 2006 | SR-NSCC-2005-15 | National Securities Clearing Corporation | Order Approving Proposed Rule Change Relating To Buy-Ins in Its Continuous Net Settlement System See Also - Rel. No. 34-52976 |
| 34-53424 | Mar 6, 2006 | SR-NSCC-2005-17 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change To Modify Its Rules and Procedures Related to the Collection of Commission Payments |
| 34-53395 | Mar 2, 2006 | SR-NSCC-2006-01, SR-DTC-2006-04, SR-FICC-2006-01 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Exclude Non-U.S.-Based Central Securities Depositories From a Requirement To Purchase Shares of the Common Stock of The Depository Trust & Clearing Corporation |
| 34-53099 | Jan 11, 2006 | SR-NSCC-2005-16 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the Fee Structure of NSCC |
| 34-52976 | Dec 19, 2005 | SR-NSCC-2005-15 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change Relating to Buy-Ins in Its Continuous Net Settlement System See Also - Rel. No. 34-53528 |
| 34-52922 | Dec 7, 2005 | SR-NSCC-2005-14, SR-FICC-2005-19, SR-DTC-2005-16 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Order Approving Proposed Rule Changes to Require Members to Purchase Shares of the Common Stock of The Depository Trust & Clearing Corporation View Received Comments See Also - Rel. No. 34-52663, and comments, Rel. No. 34-52664, and comments, 34-52655.pdf |
| 34-52772 | Nov 14, 2005 | SR-NSCC-2005-13 | National Securities Clearing Corporation | Order Approving Proposed Rule Change To Modify and Consolidate Clearing Fund Rules View Received Comments See Also - Rel. No. 34-52552 |