National Securities Clearing Corporation Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-52976 | SEC Issue Date:Dec 19, 2005 | File Number:SR-NSCC-2005-15 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change Relating to Buy-Ins in Its Continuous Net Settlement System See Also - Rel. No. 34-53528 |
| Release Number:34-52922 | SEC Issue Date:Dec 7, 2005 | File Number:SR-NSCC-2005-14, SR-FICC-2005-19, SR-DTC-2005-16 | SRO Organization:National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) |
Details: Order Approving Proposed Rule Changes to Require Members to Purchase Shares of the Common Stock of The Depository Trust & Clearing Corporation View Received Comments See Also - Rel. No. 34-52663, and comments, Rel. No. 34-52664, and comments, 34-52655.pdf |
| Release Number:34-52772 | SEC Issue Date:Nov 14, 2005 | File Number:SR-NSCC-2005-13 | SRO Organization:National Securities Clearing Corporation |
Details: Order Approving Proposed Rule Change To Modify and Consolidate Clearing Fund Rules View Received Comments See Also - Rel. No. 34-52552 |
| Release Number:34-52664 | SEC Issue Date:Oct 25, 2005 | File Number:SR-NSCC-2005-14 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change To Require Members To Purchase Shares of the Common Stock of The Depository Trust & Clearing Corporation See Also - Rel. No. 34-52922 |
| Release Number:34-52552 | SEC Issue Date:Oct 3, 2005 | File Number:SR-NSCC-2005-13 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change To Modify and Consolidate Clearing Fund Rules View Received Comments See Also - Rel. No. 34-52772 |
| Release Number:34-52458 | SEC Issue Date:Sep 16, 2005 | File Number:SR-NSCC-2005-10 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Mutual Fund Commission Settlement Service |
| Release Number:34-52445 | SEC Issue Date:Sep 15, 2005 | File Number:SR-NSCC-2005-08 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Codify, Consolidate, and Clarify Financial Responsibility and Operational Capability Rules |
| Release Number:34-52446 | SEC Issue Date:Sep 15, 2005 | File Number:SR-NSCC-2005-05, SR-DTC-2005-04, SR-FICC-2005-10 | SRO Organization:National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) |
Details: Order Approving Proposed Rule Change To Establish a Fine for Members Failing To Conduct Connectivity Testing See Also - Rel. No. 34-52043 |
| Release Number:34-52394 | SEC Issue Date:Sep 8, 2005 | File Number:SR-NSCC-2005-11 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Interpretation of the Definition of "Insurance Company" Under Its Rules and Procedures |
| Release Number:34-52397 | SEC Issue Date:Sep 8, 2005 | File Number:SR-NSCC-2005-12 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Automated Customer Account Transfer Service Rules and Procedures |