National Securities Clearing Corporation Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-54163A | SEC Issue Date:Jul 28, 2006 | File Number:SR-NSCC-2006-06 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Enhancements to ACATS-Fund/SERV Processing Capabilities See Also - Rel. No. 34-54163 |
| Release Number:34-54173 | SEC Issue Date:Jul 19, 2006 | File Number:SR-NSCC-2006-08, SR-DTC-2006-10, SR-FICC-2006-09 | SRO Organization:National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Whereby the President of Each Clearing Agency Shall Also Serve as Its Chief Executive Officer |
| Release Number:34-54163 | SEC Issue Date:Jul 17, 2006 | File Number:SR-NSCC-2006-06 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Enhancements to ACATS-Fund/SERV Processing Capabilities See Also - Rel. No. 34-54163A |
| Release Number:34-53811 | SEC Issue Date:May 16, 2006 | File Number:SR-NSCC-2005-17 | SRO Organization:National Securities Clearing Corporation |
Details: Order Approving Proposed Rule Change to Modify Its Rules and Procedures Related to the Collection of Commission Payments See Also - Rel. No. 34-53424 |
| Release Number:34-53742 | SEC Issue Date:Apr 28, 2006 | File Number:SR-NSCC-2006-04 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change Relating to Trade Submission Requirements and Fees and Pre-Netting View Received Comments |
| Release Number:34-53671 | SEC Issue Date:Apr 18, 2006 | File Number:SR-NSCC-2006-03, SR-DTC-2017-802 | SRO Organization:National Securities Clearing Corporation, The Depository Trust Company (DTC) |
Details: Notice of Filing of Proposed Rule Changes To Institute a Clearing Fund Premium Based Upon a Member's Clearing Fund Requirement To Excess Regulatory Capital Ratio View Received Comments See Also - Rel. No. 34-54457 |
| Release Number:34-53528 | SEC Issue Date:Mar 21, 2006 | File Number:SR-NSCC-2005-15 | SRO Organization:National Securities Clearing Corporation |
Details: Order Approving Proposed Rule Change Relating To Buy-Ins in Its Continuous Net Settlement System See Also - Rel. No. 34-52976 |
| Release Number:34-53424 | SEC Issue Date:Mar 6, 2006 | File Number:SR-NSCC-2005-17 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change To Modify Its Rules and Procedures Related to the Collection of Commission Payments |
| Release Number:34-53395 | SEC Issue Date:Mar 2, 2006 | File Number:SR-NSCC-2006-01, SR-DTC-2006-04, SR-FICC-2006-01 | SRO Organization:National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) |
Details: Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Exclude Non-U.S.-Based Central Securities Depositories From a Requirement To Purchase Shares of the Common Stock of The Depository Trust & Clearing Corporation |
| Release Number:34-53099 | SEC Issue Date:Jan 11, 2006 | File Number:SR-NSCC-2005-16 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the Fee Structure of NSCC |