National Securities Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Self-Regulatory Organization Rulemaking Table
|
File Number
|
SRO Organization
|
Details
|
||
|---|---|---|---|---|
| Release Number:34-54928 | SEC Issue Date:Dec 13, 2006 | File Number:SR-NSCC-2006-05 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing of a Proposed Rule Change Relating to the Wind-Down of a Member See Also - Rel. No. 34-55366 |
| Release Number:34-54921 | SEC Issue Date:Dec 13, 2006 | File Number:SR-NSCC-2006-14 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Clarifying and Technical Changes to its Insurance Processing Service |
| Release Number:34-54900 | SEC Issue Date:Dec 8, 2006 | File Number:SR-NSCC-2006-12 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing of a Proposed Rule Change Relating to Buy-Ins of Municipal Securities See Also - Rel. No. 34-55157 |
| Release Number:34-54822 | SEC Issue Date:Nov 28, 2006 | File Number:SR-NSCC-2006-11 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change To Amend its Rules and Procedures Wth Respect to Clearing Fund Collateral See Also - Rel. No. 34-55095 |
| Release Number:34-54816 | SEC Issue Date:Nov 27, 2006 | File Number:SR-NSCC-2006-09 | SRO Organization:National Securities Clearing Corporation |
Details: Order Approving Proposed Rule Change To Allow Cash, Next Day, and Seller's Option Equity Trades To Be Processed in the Continuous Net Settlement System and To Modify the Clearing Fund Formula To Mitigate the Risk Associated With the Shorter Settlement Cycle of Cash and Next Day Settling Trades See Also - Rel. No. 34-54482 |
| Release Number:34-54737 | SEC Issue Date:Nov 9, 2006 | File Number:SR-NSCC-2006-10 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Clarifying and Technical Changes to NSCC's Rules Regarding ACATS Fund/SERV |
| Release Number:34-54482 | SEC Issue Date:Sep 22, 2006 | File Number:SR-NSCC-2006-09 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change To Allow Cash, Next Day, and Seller's Option Equity Trades To Be Processed in the Continuous Net Settlement System and To Modify the Clearing Fund Formula To Mitigate the Risk Associated With the Shorter Settlement Cycle of Cash and Next Day Settling Trades See Also - Rel. No. 34-54816 |
| Release Number:34-54457 | SEC Issue Date:Sep 15, 2006 | File Number:SR-NSCC-2006-03, SR-FICC-2006-03 | SRO Organization:National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes to Institute a Clearing Fund Premium Based Upon a Member's Clearing Fund Requirement to Excess Regulatory Capital Ratio View Received Comments See Also - Rel. No. 34-53671 |
| Release Number:34-54444 | SEC Issue Date:Sep 14, 2006 | File Number:SR-NSCC-2006-02 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Providing Financial Reports to Participants |
| Release Number:34-54366 | SEC Issue Date:Aug 25, 2006 | File Number:SR-NSCC-2006-07 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Clarifying and Technical Changes to NSCC's Rules Regarding Its Fund/Serv Mutual Fund Processing System |