National Securities Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-55082 | Jan 10, 2007 | SR-NSCC-2006-18 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change To Create Service To Facilitate the Exchange of Account Related Information on an Automated Basis Between Members See Also - Rel. No. 34-55259 |
| 34-54958 | Dec 18, 2006 | SR-NSCC-2006-13 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Harmonizing Administrative Provisions With Affiliated Clearing Agencies |
| 34-54928 | Dec 13, 2006 | SR-NSCC-2006-05 | National Securities Clearing Corporation | Notice of Filing of a Proposed Rule Change Relating to the Wind-Down of a Member See Also - Rel. No. 34-55366 |
| 34-54921 | Dec 13, 2006 | SR-NSCC-2006-14 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Clarifying and Technical Changes to its Insurance Processing Service |
| 34-54900 | Dec 8, 2006 | SR-NSCC-2006-12 | National Securities Clearing Corporation | Notice of Filing of a Proposed Rule Change Relating to Buy-Ins of Municipal Securities See Also - Rel. No. 34-55157 |
| 34-54822 | Nov 28, 2006 | SR-NSCC-2006-11 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change To Amend its Rules and Procedures Wth Respect to Clearing Fund Collateral See Also - Rel. No. 34-55095 |
| 34-54816 | Nov 27, 2006 | SR-NSCC-2006-09 | National Securities Clearing Corporation | Order Approving Proposed Rule Change To Allow Cash, Next Day, and Seller's Option Equity Trades To Be Processed in the Continuous Net Settlement System and To Modify the Clearing Fund Formula To Mitigate the Risk Associated With the Shorter Settlement Cycle of Cash and Next Day Settling Trades See Also - Rel. No. 34-54482 |
| 34-54737 | Nov 9, 2006 | SR-NSCC-2006-10 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Clarifying and Technical Changes to NSCC's Rules Regarding ACATS Fund/SERV |
| 34-54482 | Sep 22, 2006 | SR-NSCC-2006-09 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change To Allow Cash, Next Day, and Seller's Option Equity Trades To Be Processed in the Continuous Net Settlement System and To Modify the Clearing Fund Formula To Mitigate the Risk Associated With the Shorter Settlement Cycle of Cash and Next Day Settling Trades See Also - Rel. No. 34-54816 |
| 34-54457 | Sep 15, 2006 | SR-NSCC-2006-03, SR-FICC-2006-03 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes to Institute a Clearing Fund Premium Based Upon a Member's Clearing Fund Requirement to Excess Regulatory Capital Ratio View Received Comments See Also - Rel. No. 34-53671 |