National Securities Clearing Corporation Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
|
SRO Organization
|
Details
|
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|---|---|---|---|---|
| Release Number:34-55478 | SEC Issue Date:Mar 15, 2007 | File Number:SR-NSCC-2007-03 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule To Make Technical and Updating Changes to Its Reconfirmation and Pricing Service View Received Comments |
| Release Number:34-55391 | SEC Issue Date:Mar 2, 2007 | File Number:SR-NSCC-2007-04 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Collateral Management Service |
| Release Number:34-55366 | SEC Issue Date:Feb 27, 2007 | File Number:SR-NSCC-2006-05 | SRO Organization:National Securities Clearing Corporation |
Details: Order Granting Approval of a Proposed Rule Change Relating to the Wind-Down of a Member See Also - Rel. No. 34-54928 |
| Release Number:34-55315 | SEC Issue Date:Feb 20, 2007 | File Number:SR-NSCC-2006-19 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Its Fee Schedule |
| Release Number:34-55267 | SEC Issue Date:Feb 9, 2007 | File Number:SR-NSCC-2006-16 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow Retirement and Other Benefit Plans and Programs Offered By Registered Broker/Dealers To Be Processed Through Its Insurance Processing Service |
| Release Number:34-55259 | SEC Issue Date:Feb 8, 2007 | File Number:SR-NSCC-2006-18 | SRO Organization:National Securities Clearing Corporation |
Details: Order Granting Accelerated Approval of a Proposed Rule Change To Create Service To Facilitate the Exchange of Account Related Information on an Automated Basis Between Members See Also - Rel. No. 34-55082 |
| Release Number:34-55157 | SEC Issue Date:Jan 23, 2007 | File Number:SR-NSCC-2006-12 | SRO Organization:National Securities Clearing Corporation |
Details: Order Granting Approval to Proposed Rule Change Relating to Buy-Ins of Municipal Securities See Also - Rel. No. 34-54900 |
| Release Number:34-55095 | SEC Issue Date:Jan 12, 2007 | File Number:SR-NSCC-2006-11 | SRO Organization:National Securities Clearing Corporation |
Details: Order Approving Proposed Rule Change To Amend Its Rules and Procedures With Respect to Clearing Fund Collateral See Also - Rel. No. 34-54822 |
| Release Number:34-55082 | SEC Issue Date:Jan 10, 2007 | File Number:SR-NSCC-2006-18 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change To Create Service To Facilitate the Exchange of Account Related Information on an Automated Basis Between Members See Also - Rel. No. 34-55259 |
| Release Number:34-54958 | SEC Issue Date:Dec 18, 2006 | File Number:SR-NSCC-2006-13 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Harmonizing Administrative Provisions With Affiliated Clearing Agencies |