National Securities Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-57391 | Feb 27, 2008 | SR-NSCC-2007-15 | National Securities Clearing Corporation | Notice of Filing of a Proposed Rule Change Relating to the Admission of Foreign Entities See Also - Rel. No. 34-58344 |
| 34-57385 | Feb 27, 2008 | SR-NSCC-2007-17 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Fee Schedule |
| 34-57194 | Jan 24, 2008 | SR-NSCC-2007-16 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 To Provide Clarification With Respect to the Correspondent Clearing Service and To Make Technical Changes to the Rules and Procedures Relative to Trade Recording and Special Representative Services View Received Comments |
| 34-56865 | Nov 29, 2007 | SR-NSCC-2007-06 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change To Modify the Hearing Procedures Afforded to Members and Applicants for Membership and Harmonize Them With Similar Rules of Its Affiliates See Also - Rel. No. 34-57404 |
| 34-56678 | Oct 19, 2007 | SR-NSCC-2007-13 | National Securities Clearing Corporation | Order Granting Approval of a Proposed Rule Change To Amend Its Rules and Procedures With Regard to the Automated Customer Account Transfer Service (ACATS) and ACATS Fund/SERV Processing See Also - Rel. No. 34-56372 |
| 34-56468 | Sep 19, 2007 | SR-NSCC-2007-11 | National Securities Clearing Corporation | Order Approving Proposed Rule Change To Allow As-of Fixed Income Trades To Be Processed in the Continuous Net Settlement System See Also - Rel. No. 34-56250 |
| 34-56372 | Sep 7, 2007 | SR-NSCC-2007-13 | National Securities Clearing Corporation | Notice of Filing of a Proposed Rule Change To Amend Its Rules and Procedures With Regard to the Automated Customer Account Transfer Service (ACATS) and ACATS Fund/SERV Processing See Also - Rel. No. 34-56678 |
| 34-56250 | Aug 14, 2007 | SR-NSCC-2007-11 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change To Allow As-Of Fixed Income Trades To Be Processed in the Continuous Net Settlement System See Also - Rel. No. 34-56468 |
| 34-56184 | Aug 2, 2007 | SR-NSCC-2007-10 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees Charged for Its Positions and Valuations Service |
| 34-56125 | Jul 24, 2007 | SR-NSCC-2007-09 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Use of the National Settlement Service |