National Securities Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-50095 | Jul 27, 2004 | SR-NSCC-2004-03 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Mutual Fund Profile and Fund/SPEED Service Fees |
| 34-50085 | Jul 26, 2004 | SR-NSCC-2003-05 | National Securities Clearing Corporation | Order Granting Approval of a Proposed Rule Change Permitting Elimination of All Hard Copies of Important Notices View Received Comments See Also - Rel. No. 34-49094 |
| 34-50026 | Jul 15, 2004 | SR-NSCC-2004-01 | National Securities Clearing Corporation | Order Granting Approval of a Proposed Rule Change To Modify the National Securities Clearing Corporation's Continuous Net Settlement System See Also - Rel. No. 34-49717 |
| 34-49717 | May 17, 2004 | SR-NSCC-2004-01 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change To Modify the National Securities Clearing Corporation's Continuous Net Settlement System See Also - Rel. No. 34-50026 |
| 34-49685 | May 11, 2004 | SR-NSCC-2004-02 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Acceptance of Non-Standard Settlement Input for Trade Recording Purposes |
| 34-49598 | Apr 22, 2004 | SR-NSCC-2003-20 | National Securities Clearing Corporation | Order Approving Proposed Rule Change To Eliminate the Higher Capital Requirements Imposed on Members for Processing Investment Fund Transactions Through NSCC's Mutual Fund Services See Also - Rel. No. 34-49422 |
| 34-49422 | Mar 16, 2004 | SR-NSCC-2003-20 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change To Eliminate the Higher Capital Requirements Imposed on Members for Processing Investment Fund Transactions Through NSCC's Mutual Fund Services See Also - Rel. No. 34-49598 |
| 34-49094 | Jan 16, 2004 | SR-NSCC-2003-05 | National Securities Clearing Corporation | Notice of Filing of a Proposed Rule Change Permitting Elimination of All Hard Copies of Important Notices View Received Comments See Also - Rel. No. 34-50085 |
| 34-48846 | Nov 26, 2003 | SR-NSCC-2003-21 | National Securities Clearing Corporation | Notice of Filing of a Proposed Rule Change Relating to the New Separately Managed Accounts Service View Received Comments See Also - Rel. No. 34-51154 |
| 34-48819 | Nov 21, 2003 | SR-NSCC-2003-01 | National Securities Clearing Corporation | Notice of Withdrawal of a Proposed Rule Change Relating to New Rule 59, "Information Services for Investment Products" View Received Comments See Also - Rel. No. 34-47662 |