National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
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34-96501 | Dec 15, 2022 | SR-NYSEAMER-2022-55 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule Comments Due: January 11, 2023 See Also - Exhibit 5 Submit a Comment on SR-NYSEAMER-2022-55
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34-96454 | Dec 6, 2022 | SR-NYSEAMER-2022-45 | NYSE American LLC (NYSEAMER) | Notice of Withdrawal of a Proposed Rule Change To Amend the NYSE American Options Fee Schedule Concerning the Options Regulatory Fee |
34-96403 | Nov 29, 2022 | SR-NYSEAMER-2022-53 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.19E Comments Due: December 26, 2022 View Received Comments See Also - Exhibit 5 Submit a Comment on SR-NYSEAMER-2022-53 |
34-96373 | Nov 22, 2022 | SR-NYSEAMER-2022-52 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule Concerning the Options Regulatory Fee Comments Due: December 20, 2022 See Also - Exhibit 5 |
34-96296 | Nov 10, 2022 | SR-NYSEAMER-2022-51 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update and Harmonize the Exchange's Reimbursement Schedule for Forwarding Proxy and Other Issuer Material Comments Due: December 7, 2022 See Also - Exhibit 5 |
34-96257 | Nov 8, 2022 | SR-NYSEAMER-2022-50 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830 Comments Due: December 6, 2022 |
34-96082 | Oct 14, 2022 | SR-NYSEAMER-2022-49 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule Comments Due: November 10, 2022 See Also - Exhibit 5 |
34-96066 | Oct 13, 2022 | SR-NYSEAMER-2022-45 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule Concerning the Options Regulatory Fee Comments Due: November 9, 2022 View Received Comments See Also - Exhibit 5 Submit a Comment on SR-NYSEAMER-2022-45 |
34-96074 | Oct 13, 2022 | SR-NYSEAMER-2022-48 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NYSE American Options Fee Schedule Comments Due: November 9, 2022 See Also - Exhibit 5 |
34-96021 | Oct 11, 2022 | SR-NYSEAMER-2022-42 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Sections 140 and 141 of the NYSE American Company Guide To Waive Initial Listing Fees and Annual Listing Fees for the Remainder of the Year the Listing Occurs for an Issuer Listing Upon Closing of Its Acquisition of an Exchange-Listed Special Purpose Acquisition Company Comments Due: November 7, 2022 See Also - Exhibit 5 |