National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-96021 | SEC Issue Date:Oct 11, 2022 | File Number:SR-NYSEAMER-2022-42 | SRO Organization:NYSE American LLC (NYSEAMER) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Sections 140 and 141 of the NYSE American Company Guide To Waive Initial Listing Fees and Annual Listing Fees for the Remainder of the Year the Listing Occurs for an Issuer Listing Upon Closing of Its Acquisition of an Exchange-Listed Special Purpose Acquisition Company Comments Due: November 7, 2022 See Also - Exhibit 5 Submit a Comment on SR-NYSEAMER-2022-42
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| Release Number:34-95970 | SEC Issue Date:Oct 4, 2022 | File Number:SR-NYSEAMER-2022-43 | SRO Organization:NYSE American LLC (NYSEAMER) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule Comments Due: November 1, 2022 See Also - Exhibit 5 |
| Release Number:34-95945 | SEC Issue Date:Sep 29, 2022 | File Number:SR-NYSEAMER-2022-44 | SRO Organization:NYSE American LLC (NYSEAMER) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Exchange To Declare a Regulatory Halt Comments Due: October 26, 2022 See Also - Exhibit 5 |
| Release Number:34-95823 | SEC Issue Date:Sep 19, 2022 | File Number:SR-NYSEAMER-2022-41 | SRO Organization:NYSE American LLC (NYSEAMER) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.10E Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-95813 | SEC Issue Date:Sep 16, 2022 | File Number:SR-NYSEAMER-2022-40 | SRO Organization:NYSE American LLC (NYSEAMER) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Its Equities Price List Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-95770 | SEC Issue Date:Sep 14, 2022 | File Number:SR-NYSEAMER-2022-38 | SRO Organization:NYSE American LLC (NYSEAMER) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Its Equities Price List Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-95699 | SEC Issue Date:Sep 7, 2022 | File Number:SR-NYSEAMER-2022-37 | SRO Organization:NYSE American LLC (NYSEAMER) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Transfer the Services and Fees Related to Colocation Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-95694 | SEC Issue Date:Sep 7, 2022 | File Number:SR-NYSEAMER-2022-39 | SRO Organization:NYSE American LLC (NYSEAMER) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-95646 | SEC Issue Date:Aug 31, 2022 | File Number:SR-NYSEAMER-2022-36 | SRO Organization:NYSE American LLC (NYSEAMER) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt New Rules 997NY, 997.1NY, 997.2NY and 997.3NY and Delete Paragraph (d) to Rule 957NY Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-95499 | SEC Issue Date:Aug 12, 2022 | File Number:SR-NYSEAMER-2022-35 | SRO Organization:NYSE American LLC (NYSEAMER) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Current Rule 7.39E Comments Due: 21 days after publication in the Federal Register View Received Comments See Also - Exhibit 5 |