National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-90522 | Nov 25, 2020 | SR-BOX-2020-37 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Provisions of the Exchange's Second Amended and Restated Limited Liability Company Agreement See Also - Exhibit 5a, Exhibit 5b |
| 34-90523 | Nov 25, 2020 | SR-BOX-2020-36 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 7020 ("Days and Hours of Business") See Also - Exhibit 5 |
| 34-90513 | Nov 24, 2020 | SR-BOX-2020-16 | BOX Exchange LLC (BOX) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, a Proposed Rule Change in Connection With the Proposed Establishment of the Boston Security Token Exchange LLC as a Facility of the Exchange View Received Comments |
| 34-90512 | Nov 24, 2020 | SR-BOX-2020-14 | BOX Exchange LLC (BOX) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rules Governing the Trading of Equity Securities on the Exchange Through a Facility of the Exchange Known as the Boston Security Token Exchange LLC View Received Comments |
| 34-89664 | Aug 25, 2020 | SR-BOX-2020-35 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 7160 (Transfer of Positions) View Received Comments See Also - Exhibit 5 |
| 34-89622 | Aug 20, 2020 | SR-BOX-2020-34 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Amend the Liquidity Fees and Credits for SPY PIP and COPIP Transactions See Also - Exhibit 5 |
| 34-89536 | Aug 12, 2020 | SR-BOX-2020-14 | BOX Exchange LLC (BOX) | Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rules Governing the Trading of Equity Securities on the Exchange Through a Facility of the Exchange Known as the Boston Security Token Exchange View Received Comments See Also - Exhibit 3a, Exhibit 3b, Exhibit 3c, Exhibit 3d, Exhibit 3e, Exhibit 3f, Exhibit 3g, Exhibit 3h, Exhibit 3i, Exhibit 3j, Exhibit 3k, Exhibit 3l, Exhibit 3m, Exhibit 3n, Exhibit 5a, Exhibit 5b |
| 34-89537 | Aug 12, 2020 | SR-BOX-2020-16 | BOX Exchange LLC (BOX) | Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, in Connection With the Proposed Establishment of the Boston Security Token Exchange LLC as a Facility of the Exchange View Received Comments |
| 34-89520 | Aug 11, 2020 | SR-BOX-2020-33 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Rule 16000 Series, the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail To Be Consistent With an Amendment to the CAT NMS Plan Recently Approved by the Commission See Also - Exhibit 5 |
| 34-89437 | Jul 31, 2020 | SR-BOX-2020-30 | BOX Exchange LLC (BOX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make a Number of Non-Substantive Changes to the Rulebook See Also - Exhibit 5 |