National Securities Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-53395 | Mar 2, 2006 | SR-NSCC-2006-01, SR-DTC-2006-04, SR-FICC-2006-01 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Exclude Non-U.S.-Based Central Securities Depositories From a Requirement To Purchase Shares of the Common Stock of The Depository Trust & Clearing Corporation |
| 34-53099 | Jan 11, 2006 | SR-NSCC-2005-16 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the Fee Structure of NSCC |
| 34-52976 | Dec 19, 2005 | SR-NSCC-2005-15 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change Relating to Buy-Ins in Its Continuous Net Settlement System See Also - Rel. No. 34-53528 |
| 34-52922 | Dec 7, 2005 | SR-NSCC-2005-14, SR-FICC-2005-19, SR-DTC-2005-16 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Order Approving Proposed Rule Changes to Require Members to Purchase Shares of the Common Stock of The Depository Trust & Clearing Corporation View Received Comments See Also - Rel. No. 34-52663, and comments, Rel. No. 34-52664, and comments, 34-52655.pdf |
| 34-52772 | Nov 14, 2005 | SR-NSCC-2005-13 | National Securities Clearing Corporation | Order Approving Proposed Rule Change To Modify and Consolidate Clearing Fund Rules View Received Comments See Also - Rel. No. 34-52552 |
| 34-52664 | Oct 25, 2005 | SR-NSCC-2005-14 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change To Require Members To Purchase Shares of the Common Stock of The Depository Trust & Clearing Corporation See Also - Rel. No. 34-52922 |
| 34-52552 | Oct 3, 2005 | SR-NSCC-2005-13 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change To Modify and Consolidate Clearing Fund Rules View Received Comments See Also - Rel. No. 34-52772 |
| 34-52458 | Sep 16, 2005 | SR-NSCC-2005-10 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Mutual Fund Commission Settlement Service |
| 34-52445 | Sep 15, 2005 | SR-NSCC-2005-08 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Codify, Consolidate, and Clarify Financial Responsibility and Operational Capability Rules |
| 34-52446 | Sep 15, 2005 | SR-NSCC-2005-05, SR-DTC-2005-04, SR-FICC-2005-10 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Order Approving Proposed Rule Change To Establish a Fine for Members Failing To Conduct Connectivity Testing See Also - Rel. No. 34-52043 |