National Securities Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-54444 | Sep 14, 2006 | SR-NSCC-2006-02 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Providing Financial Reports to Participants |
| 34-54366 | Aug 25, 2006 | SR-NSCC-2006-07 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Clarifying and Technical Changes to NSCC's Rules Regarding Its Fund/Serv Mutual Fund Processing System |
| 34-54163A | Jul 28, 2006 | SR-NSCC-2006-06 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Enhancements to ACATS-Fund/SERV Processing Capabilities See Also - Rel. No. 34-54163 |
| 34-54173 | Jul 19, 2006 | SR-NSCC-2006-08, SR-DTC-2006-10, SR-FICC-2006-09 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Whereby the President of Each Clearing Agency Shall Also Serve as Its Chief Executive Officer |
| 34-54163 | Jul 17, 2006 | SR-NSCC-2006-06 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Enhancements to ACATS-Fund/SERV Processing Capabilities See Also - Rel. No. 34-54163A |
| 34-53811 | May 16, 2006 | SR-NSCC-2005-17 | National Securities Clearing Corporation | Order Approving Proposed Rule Change to Modify Its Rules and Procedures Related to the Collection of Commission Payments See Also - Rel. No. 34-53424 |
| 34-53742 | Apr 28, 2006 | SR-NSCC-2006-04 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change Relating to Trade Submission Requirements and Fees and Pre-Netting View Received Comments |
| 34-53671 | Apr 18, 2006 | SR-NSCC-2006-03, SR-DTC-2017-802 | National Securities Clearing Corporation, The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Changes To Institute a Clearing Fund Premium Based Upon a Member's Clearing Fund Requirement To Excess Regulatory Capital Ratio View Received Comments See Also - Rel. No. 34-54457 |
| 34-53528 | Mar 21, 2006 | SR-NSCC-2005-15 | National Securities Clearing Corporation | Order Approving Proposed Rule Change Relating To Buy-Ins in Its Continuous Net Settlement System See Also - Rel. No. 34-52976 |
| 34-53424 | Mar 6, 2006 | SR-NSCC-2005-17 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change To Modify Its Rules and Procedures Related to the Collection of Commission Payments |