National Securities Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-52394 | Sep 8, 2005 | SR-NSCC-2005-11 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Interpretation of the Definition of "Insurance Company" Under Its Rules and Procedures |
| 34-52397 | Sep 8, 2005 | SR-NSCC-2005-12 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Automated Customer Account Transfer Service Rules and Procedures |
| 34-52343 | Aug 26, 2005 | SR-NSCC-2005-09 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Changes to Insurance Processing Service and Revisions to Fee Schedule |
| 34-52043 | Jul 15, 2005 | SR-NSCC-2005-05, SR-DTC-2005-04, SR-FICC-2005-10 | National Securities Clearing Corporation, The Depository Trust Company (DTC), Fixed Income Clearing Corporation (FICC) | Notice of Filing of Proposed Rule Changes To Establish a Fine for Members Failing To Conduct Connectivity Testing See Also - Rel. No. 34-52446 |
| 34-51954 | Jun 30, 2005 | SR-NSCC-2005-07 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Charges for Communications Fees To Continue Operating Legacy Communication Networks |
| 34-51882 | Jun 20, 2005 | SR-NSCC-2005-06 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Number of Extended Settlement Days for Fixed Income Securities |
| 34-51871 | Jun 17, 2005 | SR-NSCC-2005-03 | National Securities Clearing Corporation | Order Granting Approval of a Proposed Rule Change Relating to the Collecting of Fees for Services Provided by Other Entities See Also - Rel. No. 34-51674 |
| 34-51753 | May 27, 2005 | SR-NSCC-2005-02 | National Securities Clearing Corporation | Order Approving Proposed Rule Change To Enhance Automated Customer Account Transfer Service To Permit the Automated Notification of Changes to the Broker-Dealer of Record for Applicable Insurance Products See Also - Rel. No. 34-51541 |
| 34-51745 | May 26, 2005 | SR-NSCC-2005-04 | National Securities Clearing Corporation | Order Granting Accelerated Approval of a Proposed Rule Change To Establish a Confirmation and Matching Service for Over-the-Counter U.S. Equity Options Transactions See Also - Rel. No. 34-51649 |
| 34-51674 | May 9, 2005 | SR-NSCC-2005-03 | National Securities Clearing Corporation | Notice of Filing of a Proposed Rule Change Relating to the Collecting of Fees for Services Provided by Other Entities See Also - Rel. No. 34-51871 |