National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-48610 | Oct 9, 2003 | SR-Amex-2003-42 | American Stock Exchange (Amex) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto by the American Stock Exchange LLC Relating to Shareholder Approval of Stock Option Plans and Other Equity Compensation Arrangements View Received Comments |
| 34-48598 | Oct 7, 2003 | SR-PCX-2003-46 | NYSE Arca (NYSEARCA) | Notice of Filing of Proposed Rule Change by the Pacific Exchange, Inc. Relating to Transmission of Identity Orders View Received Comments See Also - Rel. No. 34-48888 |
| 34-48591 | Oct 2, 2003 | SR-CBOE-2003-17 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Inc. Relating to the Listing and Trading of Options on Russell Indexes View Received Comments |
| 34-48502 | Sep 17, 2003 | SR-NYSE-2002-35 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Amendment No. 4 to a Proposed Rule Change by the New York Stock Exchange, Inc. Relating to Business Continuity and Contingency Planning View Received Comments See Also - Rel. No. 34-49537, Rel. No. 34-46443 |
| 34-48460 | Sep 8, 2003 | SR-NASD-2002-162, SR-NYSE-2002-36 | New York Stock Exchange LLC (NYSE), National Association of Securities Dealers (NASD) | Notice of Extension of Comment Period for the Amendments to Proposed Rule Changes by the National Association of Securities Dealers, Inc. and New York Stock Exchange, Inc. Relating to Supervisory Control Amendments View Received Comments See Also - Rel. No. 34-49883, 34-48298, Rel. Nos. 34-47021, 34-46859 |
| 34-48459 | Sep 8, 2003 | SR-Phlx-2003-61 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to Equity and Index Option Fees |
| 34-48447 | Sep 4, 2003 | SR-CHX-2003-15 | Chicago Stock Exchange, Inc. (CHX) | Order Granting Approval to Proposed Rule Change to Amend the CHX Membership Dues and Fees Schedule to Increase the Specialist Tape Credits for Certain Trades in Tape A and Tape B Securities View Received Comments See Also - Rel. No. 34-48076 |
| 34-48435 | Sep 3, 2003 | SR-NYSE-2003-23 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Proposed Rule Change by the New York Stock Exchange, Inc. Repealing Exchange Rule 500 and Amending Section 806 of the Listed Company Manual View Received Comments See Also - Rel. No. 34-48720 |
| 34-48355 | Aug 15, 2003 | SR-BSE-2002-15 | Boston Stock Exchange (BSE) | Notice of Filing of Amendment No. 3 to the Proposed Rule Change by the Boston Stock Exchange, Inc. Establishing Trading Rules for the Boston Options Exchange Facility View Received Comments See Also - Rel. No. 34-49068, Rel. No. 34-47186, Amendment No. 3 including trading rules |
| 34-48351 | Aug 15, 2003 | SR-PCX-2003-34 | NYSE Arca (NYSEARCA) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by the Pacific Exchange, Inc., and Amendment No. 1 Thereto, Relating to its Arbitration Program View Received Comments |