National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-48737 | Oct 31, 2003 | SR-CBOE-2003-45 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change by the Chicago Board Options Exchange, Inc. and Amendment No. 1 Thereto Relating to Shareholder Approval of Equity Compensation Plans and the Voting of Proxies |
| 34-48720 | Oct 30, 2003 | SR-NYSE-2003-23 | New York Stock Exchange LLC (NYSE) | Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto by the New York Stock Exchange, Inc. Repealing Exchange Rule 500 and Amending Section 806 of the Listed Company Manual View Received Comments See Also - Rel. No. 34-48435 |
| 34-48706 | Oct 27, 2003 | SR-Amex-2003-65 | American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the American Stock Exchange LLC Relating to Enhanced Corporate Governance Requirements Applicable to Listed Companies View Received Comments See Also - Rel. No. 34-48863 |
| 34-48673 | Oct 21, 2003 | SR-Phlx-2003-69 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. To Temporarily Waive Membership Transfer Fees View Received Comments |
| 34-48652 | Oct 17, 2003 | SR-Amex-2003-81 | American Stock Exchange (Amex) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the American Stock Exchange LLC Relating to Reporting of "At-the-Close" Orders in Nasdaq Securities View Received Comments |
| 34-48650 | Oct 17, 2003 | SR-BSE-2003-19 | Boston Stock Exchange (BSE) | Notice of Filing of Proposed Rule Change by the Boston Stock Exchange, Inc. Relating to the LLC Operating Agreement of the Proposed New Exchange Facility To Be Operated by the Boston Options Exchange Group LLC View Received Comments See Also - Rel. No. 34-49067 |
| 34-48648 | Oct 16, 2003 | SR-Phlx-2003-37 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Order Granting Approval of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. to Delete the Prohibition Against the Delivery of Electronically Generated Orders Via AUTOM View Received Comments See Also - Rel. No. 34-47977 |
| 34-48610 | Oct 9, 2003 | SR-Amex-2003-42 | American Stock Exchange (Amex) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto by the American Stock Exchange LLC Relating to Shareholder Approval of Stock Option Plans and Other Equity Compensation Arrangements View Received Comments |
| 34-48598 | Oct 7, 2003 | SR-PCX-2003-46 | NYSE Arca (NYSEARCA) | Notice of Filing of Proposed Rule Change by the Pacific Exchange, Inc. Relating to Transmission of Identity Orders View Received Comments See Also - Rel. No. 34-48888 |
| 34-48591 | Oct 2, 2003 | SR-CBOE-2003-17 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Inc. Relating to the Listing and Trading of Options on Russell Indexes View Received Comments |