National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-49465 | Mar 24, 2004 | SR-Amex-2003-89 | American Stock Exchange (Amex) | Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, 3, 4, 5 and 6 Thereto by the American Stock Exchange LLC To Implement a New Options Trading Platform Known as the Amex New Trading Environment or ANTE See Also - proposed rules also available, Rel. No. 34-49747 |
| 34-49467 | Mar 24, 2004 | SR-Phlx-2004-17 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the Philadelphia Stock Exchange, Inc. Relating to Equity and Index Option Fees |
| 34-49466 | Mar 24, 2004 | SR-PCX-2004-21 | NYSE Arca (NYSEARCA) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. Relating to Exchange Fees and Charges |
| 34-49464 | Mar 24, 2004 | SR-NYSE-2004-03, SR-NASD-2004-020 | New York Stock Exchange LLC (NYSE), National Association of Securities Dealers (NASD) | Order Granting Accelerated Approval of Proposed Rule Changes by the New York Stock Exchange, Inc. and the National Association of Securities Dealers, Inc. Relating to Certain Prerequisites to and Exemptions From Taking the Research Analyst Qualification Examination ("Series 86/87") View Received Comments See Also - Rel. No. 34-49314 |
| 34-49468 | Mar 24, 2004 | SR-CBOE-2004-11 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto by the Chicago Board Options Exchange, Inc. Relating to a Pilot Program for Modification of ROS on the Settlement Date of Futures and Options on Volatility Indexes |
| 34-49457 | Mar 23, 2004 | SR-Phlx-2004-20 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to an Extension of Interpretation of PACE Guarantees in Securities Subject to ITS Plan Exemption |
| 34-49459 | Mar 23, 2004 | SR-Phlx-2004-21 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to the Extension of a Pilot Program Regarding the Book Sweep Function of the Exchange's Automated Options Market System |
| 34-49417A | Mar 23, 2004 | SR-PCX-2004-07 | NYSE Arca (NYSEARCA) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. To Amend PCX Rule 1.26 To Clarify and Update Its Registration Rule for Employees of Member Organizations; Correction See Also - Rel. No. 34-49417 |
| 34-49462 | Mar 23, 2004 | SR-CBOE-2004-02 | Cboe Exchange, Inc. (CBOE) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Inc., To Amend the Obvious Error Rule Relating to "No-Bid" Options See Also - Rel. No. 34-50169 |
| 34-49456 | Mar 22, 2004 | SR-Phlx-2004-19 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 by the Philadelphia Stock Exchange, Inc. Relating to the Execution of Market and Marketable Limit Orders in Certain Trust Shares and Trust Issued Receipts During a Locked Market |