National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-84412 | Oct 11, 2018 | SR-NYSEAMER-2018-45 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.14E, Clearance and Settlement See Also - Exhibit 5 |
34-84388 | Oct 10, 2018 | SR-NYSEAMER-2018-46 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Amendments to Rules Regarding Qualification, Registration and Continuing Education Applicable to Member Organizations, Equity Trading Permit Holders, and American Trading Permit Holders See Also - Exhibit 5 |
34-84364 | Oct 4, 2018 | SR-NYSEAMER-2018-39 | NYSE American LLC (NYSEAMER) | Notice of Filing of Proposed Rule Change To Allow Flexible Exchange Equity Options Where the Underlying Security is an Exchange-Traded Fund That Is Included in the Option Penny Pilot To Be Settled in Cash View Received Comments See Also - Exhibit 5 |
34-84285 | Sep 25, 2018 | SR-NYSEAMER-2018-44 | NYSE American LLC (NYSEAMER) | Notice of Filing of Proposed Rule Change To Modify Rule 961 Regarding the Give Up of a Clearing Member by ATP Holders and Conforming Changes to Rule 933NY See Also - Exhibit 5 |
34-84069 | Sep 10, 2018 | SR-NYSEAMER-2018-43 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.23E, Obligations of Market Makers See Also - Exhibit 5 |
34-83898 | Aug 22, 2018 | SR-NYSEAMER-2018-41 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31E Relating to Reserve Orders and Re-Name an Order Type See Also - Exhibit 5 |
34-83890 | Aug 20, 2018 | SR-NYSEAMER-2018-42 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Independence Policy of the Board of Directors of the Exchange See Also - Exhibit 5 |
34-83842 | Aug 14, 2018 | SR-NYSEAMER-2018-40 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 903 and 903A See Also - Exhibit 5 |
34-83829 | Aug 10, 2018 | SR-NYSEAMER-2018-22 | NYSE American LLC (NYSEAMER) | Notice of Withdrawal of a Proposed Rule Change To Amend Exchange Rule 7.35E Relating to the Auction Reference Price for a Trading Halt Auction Following a Regulatory Halt |
34-83822 | Aug 10, 2018 | SR-NYSEAMER-2018-37 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Section 140 and Section 142 of the NYSE American Company Guide To Eliminate the Initial Application Fee for SPACs Applying To List and Amend the Additional Shares Fee for Shares Issued in Conjunction With a Business Combination if the SPAC Remains Listed After Such Business Combination See Also - Exhibit 5 |