National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-91748 | May 4, 2021 | SR-MEMX-2021-06 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to the Handling of Displayed Odd Lot Orders and Non-Displayed Orders That Become Locked or Crossed Comments Due: June 1, 2021 View Received Comments See Also - Exhibit 5 Submit a Comment on SR-MEMX-2021-06
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| 34-91478 | Apr 5, 2021 | SR-MEMX-2021-04 | MEMX LLC (MEMX) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Amend the Corporate Documents of the Exchange's Parent Company Comments Due: April 30, 2021 See Also - Exhibit 5 |
| 34-91457 | Apr 1, 2021 | SR-MEMX-2021-05 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to MEMX Rule 11.15, Clearly Erroneous Executions Comments Due: April 28, 2021 See Also - Exhibit 5 |
| 34-91256 | Mar 4, 2021 | SR-MEMX-2021-03 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 11.6(h)(1) To Enable Users To Include a Limit Price on a Pegged Order With a Primary Peg Instruction Comments Due: March 31, 2021 See Also - Exhibit 5 |
| 34-91094 | Feb 10, 2021 | SR-MEMX-2021-02 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule Comments Due: March 10, 2021 See Also - Exhibit 5 |
| 34-91027 | Feb 1, 2021 | SR-MEMX-2021-01 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Interpretation and Policy .03 to Exchange Rule 4.2 Regarding the Provision of Members' Broker-Dealer Annual Reports Comments Due: February 26, 2021 See Also - Exhibit 5 |
| 34-90849 | Jan 5, 2021 | SR-MEMX-2020-17 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 11.8(b) Relating to the Handling of Limit Orders When the National Best Bid or Offer Is Not Available Comments Due: February 1, 2021 See Also - Exhibit 5 |
| 34-90808 | Dec 28, 2020 | SR-MEMX-2020-16 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 4.5 and 4.7 Regarding the National Market System Plan Governing the Consolidated Audit Trail See Also - Exhibit 5 |
| 34-90660 | Dec 14, 2020 | SR-MEMX-2020-15 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Fee Schedule See Also - Exhibit 5 |
| 34-90555 | Dec 3, 2020 | SR-MEMX-2020-14 | MEMX LLC (MEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule See Also - Exhibit 5 |