National Association of Securities Dealers (NASD) Rulemaking
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-42418 | Feb 11, 2000 | SR-NASD-00-03 | National Association of Securities Dealers (NASD) | Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. To Amend NASD Rule 2520 Relating to Margin Requirements for Day-Trading Customers View Received Comments |
| 34-42402 | Feb 7, 2000 | SR-NASD-99-45 | National Association of Securities Dealers (NASD) | Order Granting Approval to Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Amendments to the Public Disclosure Program See Also - Rel. No. 34-42240 |
| 34-42400 | Feb 7, 2000 | SR-NASD-99-23 | National Association of Securities Dealers (NASD) | Order Approving a Proposed Rule Change and Amendment No. 1 to the Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Locked and Crossed Markets That Occur Prior to the Opening of the Market |
| 34-42325 | Jan 10, 2000 | SR-NASD-99-60 | National Association of Securities Dealers (NASD) | Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers Inc. Relating to Trading in Hot Equity Offerings View Received Comments See Also - Rel. No. 34-48701, Rel. No. 34-43267 |
| 34-42249 | Dec 17, 1999 | SR-NASD-99-53 | National Association of Securities Dealers (NASD) | Notice of Extension of the Comment Period for the Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to the Establishment of the Nasdaq Order Display Facility and Modifications of the Nasdaq Trading Platform View Received Comments See Also - Release No. 4-646, 34-43863, Rel. Nos. 34-43514, 34-43138, 34-42573, 34-42166 |
| 34-42240 | Dec 16, 1999 | SR-NASD-99-45 | National Association of Securities Dealers (NASD) | Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Amendments to the Public Disclosure Program See Also - Rel. No. 34-42402 |
| 34-42231 | Dec 14, 1999 | SR-NASD-99-48 | National Association of Securities Dealers (NASD) | Order Approving Proposed Rule Change Amending Its Audit Committee Requirements and Notice of Filing and Order Granting Accelerated Approval of Amendments No. 1 and No. 2 Thereto View Received Comments See Also - Rel. No. 34-41982 |
| 34-42201 | Dec 3, 1999 | SR-NASD-99-65 | National Association of Securities Dealers (NASD) | Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to the Creation of a Corporate Bond Trade Reporting and Transaction Dissemination Facility and the Elimination of Nasdaq's Fixed Income Pricing System ("FIPS') See Also - Rel. No. 34-43616 |
| 34-42166 | Nov 22, 1999 | SR-NASD-99-53 | National Association of Securities Dealers (NASD) | Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. and Amendment Nos. 1 and 2 Thereto Relating to the Establishment of the Nasdaq Order Display Facility and Modifications of the Nasdaq Trading Platform View Received Comments See Also - Release No. 4-646, 34-43863, Rel. Nos. 34-43514, 34-43138, 34-42573, 34-42249 |
| 34-42160 | Nov 19, 1999 | SR-NASD-98-74 | National Association of Securities Dealers (NASD) | Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Amendments to NASD Rule 3110(f) Governing Use of Predispute Arbitration Agreements With Customers View Received Comments See Also - Rel. No. 34-50713 |