National Association of Securities Dealers (NASD) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-43267 | Nov 28, 2000 | SR-NASD-99-60 | National Association of Securities Dealers (NASD) | Notice of Filing of Amendment No. 2 to Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Trading in Hot Equity Offerings View Received Comments See Also - Rel. No. 34-42325, Rel. No. 34-48701 |
| 34-43616 | Nov 24, 2000 | SR-NASD-99-65 | National Association of Securities Dealers (NASD) | Notice of Filing of Amendment Nos. 2 and 3 to Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to the Creation of a Corporate Bond Trade Reporting and Transaction Dissemination Facility and the Elimination of Nasdaq's Fixed Income Pricing System View Received Comments See Also - Notice: Rel. No. 34-42201 |
| 34-43514 | Nov 3, 2000 | SR-NASD-99-53 | National Association of Securities Dealers (NASD) | Office of Public Health and Science; National Action Plan on Overweight and Obesity: Notice of Opportunity for Public Comment; Notice of Public Meeting View Received Comments See Also - Release No. 4-646, 34-43863, 34-43138, 34-42573, 34-42249, 34-42166 |
| 34-43138 | Aug 10, 2000 | SR-CBOE-99-35, SR-CBOE-00-32, SR-NASD-99-53 | National Association of Securities Dealers (NASD), Cboe Exchange, Inc. (CBOE) | Notice of Filing of Amendment Nos. 5, 6, and 7 to Proposed Rule Change Relating to the Establishment of Nasdaq Order Display Facility and to Modifications of the Nasdaq Trading Platform View Received Comments See Also - Release No. 4-646, Release No. 34-46429, 34-43863, Rel. Nos. 34-43514, 34-42573, 34-42249, 34-42166 |
| 34-43021 | Jul 10, 2000 | SR-NASD-99-41 | National Association of Securities Dealers (NASD) | Order Granting Accelerated Approval of Amendment No. 2 Relating to the Opening of Day-Trading Accounts View Received Comments See Also - Rel. No. 34-42452 |
| 34-42758 | May 5, 2000 | SR-NYSE-99-48, 500-1, SR-NASD-99-26 | New York Stock Exchange LLC (NYSE), National Association of Securities Dealers (NASD) | Order Approving Proposed Change To Rescind Exchange Rule 390 View Received Comments |
| 34-42754 | May 3, 2000 | SR-NASD-00-18 | National Association of Securities Dealers (NASD) | Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. and Amendment No. 1 thereto Relating to the Entry of Locking/Crossing Quotations Prior to the Nasdaq Market Opening View Received Comments |
| 34-42573 | Mar 23, 2000 | SR-NASD-99-53 | National Association of Securities Dealers (NASD) | Notice of Filing of Amendment No. 4 to Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to the Establishment of Nasdaq Order Display Facility and to Modifications of the Nasdaq Trading Platform View Received Comments See Also - Release No. 4-646, 34-43863, Rel. Nos. 34-43514, 34-43138, 34-42249, 34-42166 |
| 34-42536 | Mar 16, 2000 | SR-NASD-99-75 | National Association of Securities Dealers (NASD) | Order Granting Approval to Proposed Rule Change Relating to ECN and ATS Participation in the ITS/CAES System |
| 34-42452 | Feb 23, 2000 | SR-NASD-99-41 | National Association of Securities Dealers (NASD) | Notice of Filing of Amendment No. 1 to the Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to the Opening of Day-Trading Accounts View Received Comments See Also - Rel. No. 34-43021 |