National Association of Securities Dealers (NASD) Rulemaking
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-42003 | Oct 13, 1999 | SR-NASD-99-57 | National Association of Securities Dealers (NASD) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 by National Association of Securities Dealers, Inc. Relating to the Extension of Certain Nasdaq Services and Facilities Until 6:30 p.m. Eastern Time View Received Comments |
| 34-41982 | Oct 6, 1999 | SR-NASD-99-48 | National Association of Securities Dealers (NASD) | Notice of Filing of Proposed Rule Change by National Association of Securities Dealers, Inc. Amending Nasdaq's Audit Committee Requirements View Received Comments See Also - Rel. No. 34-42231 |
| 34-41833 | Sep 2, 1999 | SR-NASD-99-07 | National Association of Securities Dealers (NASD) | Order Granting Approval to Proposed Rule Change by the National Association of Securities Dealers, Inc. Creating a Discovery Guide for Use in NASD Arbitrations View Received Comments See Also - Rel. No. 34-41302 |
| 34-41390 | May 12, 1999 | SR-NASD-99-20 | National Association of Securities Dealers (NASD) | Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Firm Quotation Requirements View Received Comments |
| 34-41343 | Apr 28, 1999 | SR-NASD-99-16 | National Association of Securities Dealers (NASD) | Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. and Amendment No. 1 Thereto Relating to Agency Quotations and Access Fees View Received Comments |
| 34-41302 | Apr 16, 1999 | SR-NASD-99-07 | National Association of Securities Dealers (NASD) | Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Creating a Discovery Guide for Use in NASD Arbitrations View Received Comments See Also - Rel. No. 34-41833 |
| 34-41296 | Apr 15, 1999 | SR-NASD-98-17 | National Association of Securities Dealers (NASD) | Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. To Modify Its Small Order Execution System and SelectNet Service; Reopening of Comment Period on Nasdaq's Limit Order Book Proposal (SR- NASD-98-17) View Received Comments See Also - Rel. No. 34-39718, Rel. No. 34-39718 |
| 34-41243 | Apr 1, 1999 | SR-NASD-99-09 | National Association of Securities Dealers (NASD) | Notice of Extension of the Comment Period for the Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to the Establishment of an Agency Quotation in Nasdaq View Received Comments See Also - Rel. No. 34-41243 |
| 34-41128 | Mar 2, 1999 | SR-NASD-99-09 | National Association of Securities Dealers (NASD) | Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to the Establishment of an Agency Quotation in Nasdaq View Received Comments See Also - Rel. No. 34-41243 |
| 34-40826 | Dec 22, 1998 | SR-NASD-98-80 | National Association of Securities Dealers (NASD) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the National Association of Securities Dealers, Inc. Relating to the Issuance of Temporary Cease and Desist Orders |