The Depository Trust Company (DTC) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-56552 | Sep 27, 2007 | SR-DTC-2007-10 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change To Implement the New Issue Information Dissemination Service for Municipal Securities |
| 34-56538 | Sep 26, 2007 | SR-DTC-2007-09 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Its Procedures With Respect To Processing of Certain Voluntary Events in Its Reorganization Service and Clarifying Legal Considerations Set Forth in Its Procedures Relating To Usage of Information Obtained by Participants |
| 34-56277 | Aug 17, 2007 | SR-DTC-2007-04 | The Depository Trust Company (DTC) | Order Granting Approval of a Proposed Rule Change Relating to a Policy Statement on the Eligibility of Foreign Securities View Received Comments See Also - Rel. No. 34-55940 |
| 34-56126 | Jul 24, 2007 | SR-DTC-2007-08 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Use of the National Settlement Service |
| 34-58055 | Jun 27, 2007 | SR-DTC-2007-12 | The Depository Trust Company (DTC) | Order Granting Approval of a Proposed Rule Change Relating to DTC Opening an Omnibus Account at Euroclear Bank See Also - Rel. No. 34-56706 |
| 34-55940 | Jun 21, 2007 | SR-DTC-2007-04 | The Depository Trust Company (DTC) | Notice of Filing of a Proposed Rule Change Relating to a Policy Statement on the Eligibility of Foreign Securities View Received Comments See Also - Rel. No. 34-56277 |
| 34-55829 | May 30, 2007 | SR-DTC-2006-20 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify DTC's Fee Schedule |
| 34-55816 | May 25, 2007 | SR-DTC-2006-16 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change Amending FAST and DRS Limited Participant Requirements for Transfer Agents View Received Comments See Also - Rel. Nos. 34-57959, and 34-57362, 34-60196 |
| 34-55488 | Mar 19, 2007 | SR-DTC-2007-02 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees Charged to the CDS Clearing and Depository Services, Inc. |
| 34-55390 | Mar 2, 2007 | SR-DTC-2007-03 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to New York Governing Law View Received Comments |