The Depository Trust Company (DTC) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-55365 | Feb 27, 2007 | SR-DTC-2006-07 | The Depository Trust Company (DTC) | Order Granting Approval of a Proposed Rule Change Relating to the Wind-Down of a Participant See Also - Rel. No. 34-54927 |
| 34-55306 | Feb 15, 2007 | SR-DTC-2006-21 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fee in Connection With Its Offering of a Mechanism by Which It Collects and Passes-Through Fees Owed by Participants to American Depositary Receipt Agents for Certain Issues View Received Comments |
| 34-55239 | Feb 5, 2007 | SR-DTC-2006-15 | The Depository Trust Company (DTC) | Order Granting Approval of a Proposed Rule Change Relating to the Canadian Link Service See Also - Rel. No. 34-54855 |
| 34-55098 | Jan 12, 2007 | SR-DTC-2006-19 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Enhancements to Its SMART/Track for Corporate Action Liability Notification Service |
| 34-55058 | Jan 8, 2007 | SR-DTC-2006-17 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding the Security Holder Report Service to the Security Position Report Service |
| 34-54927 | Dec 13, 2006 | SR-DTC-2006-07 | The Depository Trust Company (DTC) | Notice of Filing of a Proposed Rule Change Relating to the Wind-Down of a Participant See Also - Rel. No. 34-55365 |
| 34-54902 | Dec 8, 2006 | SR-DTC-2006-13 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify Deposit Service Procedures To Help Assure Compliance With OFAC Regulations |
| 34-54855 | Dec 1, 2006 | SR-DTC-2006-15 | The Depository Trust Company (DTC) | Notice of Filing of a Proposed Rule Change Relating to the Canadian Link Service See Also - Rel. No. 34-55239 |
| 34-54775 | Nov 17, 2006 | SR-DTC-2006-14 | The Depository Trust Company (DTC) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Amend Its Certificate of Organization To Provide for the Issuance of an Additional 500,000 Shares of DTC Series A Preferred Stock |
| 34-54701 | Nov 3, 2006 | SR-DTC-2006-11 | The Depository Trust Company (DTC) | Order Approving Proposed Rule Change To Allow the Inventory Management System To Accept Real-Time and Late Affirmed Trades From Omgeo See Also - Rel. No. 34-54521 |