The Depository Trust Company (DTC) Rulemaking
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-57362 | Feb 20, 2008 | SR-DTC-2006-16 | The Depository Trust Company (DTC) | Notice of Filing of Amended Proposed Rule Change Amending FAST and DRS Limited Participant Requirements for Transfer Agents View Received Comments See Also - Rel. Nos. 34-57959, 34-55816, 34-60196 |
34-57298 | Feb 8, 2008 | SR-DTC-2007-13 | The Depository Trust Company (DTC) | Order Granting Approval of a Proposed Rule Change Relating to the Foreign Currency Payment Option See Also - Rel. Nos. 34-57298A, Rel. No. 34-56840 |
34-57298A | Feb 8, 2008 | SR-DTC-2007-13 | The Depository Trust Company (DTC) | Order Granting Approval of a Proposed Rule Change Relating to the Foreign Currency Payment Option See Also - and 34-57298, Rel. No. 34-56840 |
34-57283 | Feb 6, 2008 | SR-DTC-2007-11 | The Depository Trust Company (DTC) | Notice of Filing of Amendment No. 1 to Proposed Rule Change To Amend Its Operational Arrangements as It Applies to Structured Securities View Received Comments See Also - Rel. No. 34-57542, Rel. No. 34-56795 |
34-57193 | Jan 24, 2008 | SR-DTC-2007-17 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Fee Schedule |
34-57071 | Dec 31, 2007 | SR-DTC-2007-15 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Stock Loan and Repurchase Processing |
34-56863 | Nov 29, 2007 | SR-DTC-2007-06 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change To Amend the Hearing Procedures Afforded to an Interested Person and Harmonize Them With Similar Rules of Its Affiliates See Also - Rel. No. 34-57406 |
34-56840 | Nov 27, 2007 | SR-DTC-2007-13 | The Depository Trust Company (DTC) | Notice of Filing of a Proposed Rule Change Relating to the Foreign Currency Payment Option See Also - Rel. Nos. 34-57298A, and 34-57298 |
34-56795 | Nov 15, 2007 | SR-DTC-2007-11 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change To Amend its Operational Arrangements as it Applies to Structured Securities View Received Comments See Also - Rel. No. 34-57542, Rel. No. 34-57283 |
34-56706 | Oct 26, 2007 | SR-DTC-2007-12 | The Depository Trust Company (DTC) | Notice of Filing of a Proposed Rule Change Relating to DTC Opening an Omnibus Account at Euroclear Bank View Received Comments See Also - Rel. No. 34-58055 |