What's New

Date Title Division/Office
Staff Letter: Investment Company Institute Investment Management
INFO-2018-02 – Statement Regarding Staff Proxy Advisory Letters Investment Management
INFO-2018-01 – Updates to Custody Rule Frequently Asked Questions Investment Management
INFO-2017-07 – Applicability of Staff Accounting Bulletin No. 118 to Investment Companies Impacted by the Tax Cuts and Jobs Act Investment Management
INFO-2017-06 – Information Update for Advisers Filing Certain Form ADV Amendments Investment Management
INFO-2017-05 – Updates to Mid-Sized Adviser Frequently Asked Questions Investment Management
INFO-2017-04 – Updates to Form ADV Frequently Asked Questions Investment Management
INFO-2017-03 – Information Update for Advisers Relying on the Unibanco No-Action Letters Investment Management
INFO-2017-02 – Letters to Support Tax Claims in Foreign Jurisdictions Investment Management
INFO-2017-01 – Updates to Form PF Frequently Asked Questions Investment Management
INFO-2014-06 – Updates to Form PF Frequently Asked Questions Investment Management
INFO-2014-05 – Staff Legal Bulletin: Proxy Voting Responsibilities of Investment Advisers Investment Management
INFO-2014-03 – Exemptive Applications Review: Comparison Documents Investment Management
INFO-2014-02 – Division of Investment Management Year in Review Investment Management
INFO-2014-01 - Updates to Form PF Frequently Asked Questions Investment Management
INFO-2013-11 - Updates to FAQs About Form 13F Investment Management
INFO-2013-10 - Updates to Form PF Frequently Asked Questions Investment Management
INFO-2013-09 - Exchange-Traded Funds Using Affiliated Index Providers Investment Management
INFO-2013-08 - Updates to FAQs About Form 13F Investment Management
INFO-2013-07 - Division Extends the Benefits Under Rule 486(b) to Additional Closed End Funds Investment Management

Last Reviewed or Updated: June 28, 2024