Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

Litigation Releases RSS Feed


Date Sort ascending	Respondents
Aug. 2, 2023	Mina Tadrus; Tadrus Capital LLC Release No. LR-25798 See Also: SEC Complaint
Aug. 2, 2023	Charles Rustin Holzer, Maglione International Ltd., Frontenac Investments Ltd. Release No. LR-25797 See Also: SEC Complaint
Aug. 2, 2023	Janardhan Nellore, et al. Release No. LR-25796 See Also: SEC Complaint , Final Judgment as to Nellore
July 31, 2023	Blake Cathey Release No. LR-25795 See Also: SEC Complaint
July 31, 2023	Richard J. Schueler a/k/a Richard Heart, Hex, PulseChain, and PulseX Release No. LR-25794 See Also: SEC Complaint
July 28, 2023	Clarice Saw Release No. LR-25793 See Also: SEC Complaint
July 28, 2023	Johnny Tseng (a/k/a Kuanhao J. Tseng, Kuanhao Tseng), Kevin Zhang (a/k/a Kevin Huapeng Zhang, Huapeng Zhang), and Summitcrest Capital, Inc. Release No. LR-25792 See Also: SEC Complaint
July 28, 2023	Brent Seaman, Accanito Holdings, LLC, and Accanito Equity, LLC, Accanito Equity II, LLC, Accanito Equity III, LLC, and Accanito Equity IV, LLC Release No. LR-25791 See Also: SEC Complaint
July 28, 2023	Timothy J. Allcott, Thomas D. Renison, and ARO Equity, LLC Release No. LR-25790
July 26, 2023	Joseph C. Lewis, et al. Release No. LR-25789 See Also: SEC Complaint
July 25, 2023	Brandon Charnas Release No. LR-25788 See Also: Application
July 25, 2023	Amit Dagar and Atul Bhiwapurkar Release No. LR-25787 See Also: SEC Complaint
July 25, 2023	Eliyahu Weinstein, Aryeh L. Bromberg, Joel L. Wittels, Richard M. Curry, Christopher J. Anderson, Alaa Mohamed Hattab Release No. LR-25786 See Also: Complaint
July 21, 2023	Alexander Elbanna, Digital World Exchange, LLC, Boostedpro LLC, and D.W. Exchange Release No. LR-25785 See Also: Complaint
July 20, 2023	Robert D. Christensen, Anthony M. Matic, Foresee, Inc., The Commission PDX, LLC, The Policy PDX, Innings 150 Release No. LR-25784 See Also: Judgment-Christensen , Judgment-foresee-et-al , Judgment-Innings , Judgment-Matic
July 20, 2023	Eric J. "EJ" Dalius et al. Release No. LR-25783
July 19, 2023	Chadd L. Evans Release No. LR-25782 See Also: SEC Complaint
July 18, 2023	Legendary Partners, LLC and Scott L. Snyder Release No. LR-25781 See Also: SEC Complaint
July 17, 2023	James P. Anglim Release No. LR-25780 See Also: SEC Complaint
July 14, 2023	Celsius Network Limited and Alexander "Alex" Mashinsky Release No. LR-25779 See Also: SEC Complaint
July 14, 2023	Cooper J. Morgenthau Release No. LR-25778 See Also: Judgment
July 13, 2023	Joseph Michael Todd, et al. Release No. LR-25777 See Also: SEC Complaint
July 12, 2023	Nayeem Choudhury and Dream Venture Capital Group, LLC Release No. LR-25774 See Also: SEC Complaint
July 12, 2023	Javice et al. Release No. LR-25776 See Also: SEC Complaint
July 12, 2023	LBRY, Inc. Release No. LR-25775
July 11, 2023	Costello et al. Release No. LR-25773
July 11, 2023	Legend Venture Partners LLC Release No. LR-25772
July 7, 2023	Andrew DeFrancesco, Marlio Mauricio Diaz Cardona, Carlos Felipe Rezk, Nikola Faukovic, and Catherine DeFrancesco Release No. LR-25771 See Also: SEC Complaint , Judgment - Andrew DeFrancesco , Judgment - Catherine DeFrancesco , Judgment - Nikola Faukovic
July 7, 2023	Caz L. Craffy Release No. LR-25770 See Also: SEC Complaint
July 6, 2023	Empires Consulting Corp., et al. Release No. LR-25769 See Also: EmpiresX Judgment , Pires and Goncalves Judgment
July 6, 2023	Joseph M. Dupont, et al. Release No. LR-25768 See Also: Complaint
July 6, 2023	Spartan Trading Company, LLC, et al. Release No. LR-25767 See Also: Complaint , Order on Emergency Motion for Ancillary Relief
July 3, 2023	Vidul Prakash Release No. LR-25766, AAER-4426 See Also: SEC Complaint
June 30, 2023	Juan Roman Release No. LR-25762 See Also: SEC Complaint
June 30, 2023	Thomas Collins, Patrick Thomas, Gary Kouletas, Scott Levine, and Brian Kingsfield Release No. LR-25761 See Also: SEC Complaint
June 30, 2023	Jordan Meadow and Steven Teixeira Release No. LR-25765 See Also: Complaint
June 30, 2023	Bruce Garelick, Michael Shvartsman, Rocket One Capital LLC, and Gerald Shvartsman Release No. LR-25760
June 30, 2023	Robert D. Christensen, Anthony M. Matic, Foresee, Inc., The Commission PDX, LLC, The Policy PDX, Innings 150 Release No. LR-25764 See Also: Complaint
June 30, 2023	Leon Vaccarelli, et al. Release No. LR-25763 See Also: Judgment
June 28, 2023	Brian H. Casutto, Matthew J. Zucco, and Kevin R. Harris, CPA, Ryan C. Drexler Release No. LR-25757 See Also: SEC Complaint - Casutto, Zucco, and Harris , SEC Complaint - Drexler
June 28, 2023	Wilson Baston (A/K/A Chanon Gordon) Release No. LR-25759 See Also: SEC Complaint
June 28, 2023	Legend Venture Partners LLC Release No. LR-25758 See Also: SEC Complaint , Order
June 27, 2023	Vuuzle Media Corp., Vuuzle Media Corp. Limited, Ronald Shane Flynn, and Richard Marchitto Release No. LR-25754 See Also: SEC Complaint , Judgment
June 27, 2023	Richard J. Rubin and Thomas J. Craft, Jr. Release No. LR-25756
June 27, 2023	William K. Ichioka Release No. LR-25753 See Also: SEC Complaint
June 26, 2023	Michael Wayne Williams, Highguard Capital, LP, and Guardian Opportunity Management, LP Release No. LR-25752 See Also: SEC Complaint
June 26, 2023	Royal Bengal Logistics, Inc. and Sanjay Singh Release No. LR-25755 See Also: SEC Complaint
June 23, 2023	William K. Ichioka Release No. LR-25753 See Also: SEC Complaint
June 23, 2023	Michael Wayne Williams, Highguard Capital, LP, and Guardian Opportunity Management, LP Release No. LR-25752 See Also: SEC Complaint
June 21, 2023	Coinbase, Inc. and Coinbase Global, Inc. Release No. LR-25751 See Also: SEC Complaint
June 16, 2023	Infinity Q Capital Management, LLC Release No. LR-25750 See Also: SEC Complaint
June 16, 2023	BHP Capital NY, Inc. and Bryan Pantofel Release No. LR-25749 See Also: SEC Complaint
June 16, 2023	Native American Energy Group, Inc.; Joseph D'Arrigo; David Hudzik Release No. LR-25748 See Also: SEC Complaint
June 14, 2023	Patrick N. Thayer Release No. LR-25747 See Also: See Complaint
June 14, 2023	Hal D. Mintz; Sabby Management LLC Release No. LR-25746 See Also: SEC Complaint
June 14, 2023	Joseph A. Padilla, Kevin C. Dills Release No. LR-25745
June 14, 2023	Josh S. Verne Release No. LR-25744 See Also: SEC Complaint
June 8, 2023	Tarek D. Bahgat, Lauramarie Colangelo, and WealthCFO LLC Release No. LR-25743
June 7, 2023	Douglas McKelvey Release No. LR-25742 See Also: Complaint
June 1, 2023	Auctus Fund Management, LLC, Louis Posner, and Alfred Sollami Release No. LR-25741 See Also: SEC Complaint
June 1, 2023	Marshall E. Melton and Integrated Consulting & Management, LLC Release No. LR-25740 See Also: SEC Complaint
May 31, 2023	Chimene Van Gundy; Outstanding Real Estate Solutions, Inc.; Michael Trofimoff; Santos Kidd; Maria Tosta Release No. LR-25739 See Also: SEC Complaint
May 30, 2023	Engler, et al. Release No. LR-25738
May 26, 2023	The Hydrogen Technology Corporation, Michael Ross Kane, and Tyler Ostern Release No. LR-25737
May 26, 2023	Francis Sabo Release No. LR-25736 See Also: SEC Complaint
May 25, 2023	iFresh, Inc. and Long Deng Release No. LR-25735 See Also: Judgment - Long Deng
May 24, 2023	Eleazar Kauderer, GPL Ventures LLC, et al. Release No. LR-25734 See Also: SEC Complaint - HempAmericana, Inc. , SEC Complaint - Elezar Kauderer , Judgment - HempAmericana, Inc. , Judgment - Elezar Kauderer , Judgment - GPL Ventures LLC, et al.
May 23, 2023	Integrated National Resources, Inc. dba WeedGenics, Rolf Max Hirschmann aka "Max Bergmann," and Patrick Earl Williams Release No. LR-25733 See Also: SEC Complaint
May 22, 2023	Thomas Carter Ronk Release No. LR-25732
May 19, 2023	Daniel E. Levin Release No. LR-25731
May 19, 2023	Sam A. Antar Release No. LR-25730 See Also: SEC Complaint , Judgment
May 18, 2023	Chicago Crypto Capital LLC; Brian Amoah; Elbert Elliott Release No. LR-25729 See Also: Judgment - Brian Amoah , Judgment - Elbert Elliott
May 17, 2023	Brian Raymond Callahan et al. Release No. LR-25728 See Also: Judgment , Judgment
May 15, 2023	Red Rock Secured, LLC, Sean Kelly, Anthony Spencer, Jeffrey Ward Release No. LR-25727 See Also: Complaint
May 15, 2023	Quanta, Inc. Release No. LR-25726 See Also: SEC Complaint
May 12, 2023	Discala et al. Release No. LR-25725
May 12, 2023	Giguiere et al Release No. LR-25724
May 12, 2023	Joshua Sason, et al. (Corrected) Release No. LR-25723
May 12, 2023	Joshua David Nicholas, et al. Release No. LR-25722 See Also: Judgment , Complaint
May 11, 2023	GA Investors Release No. LR-25721 See Also: SEC Complaint
May 11, 2023	Charles T. Lawrence, Jr., et al. Release No. LR-25720 See Also: SEC Complaint
May 11, 2023	RRBB Asset Management, LLC, et al. Release No. LR-25719 See Also: Final Judgment
May 10, 2023	IRB Brasil Resseguros S.A. Release No. LR-25718 See Also: Complaint
May 10, 2023	Clayton R. Thomas and Personalized Healthcare Solution, LLC Release No. LR-25717 See Also: SEC Complaint
May 9, 2023	Kay X. Yang, Xapphire LLC and Chao Yang Release No. LR-25716 See Also: Order
May 9, 2023	Pinancle Advisors, LLC; Robert Cuculich; Benjamin Quilty; Mark Wadach; Lawton Williamson; Joseph Masella; Pinnacle Investments, LLC Release No. LR-25715 See Also: SEC Complain
May 9, 2023	Joseph Orazio DeGregorio Release No. LR-25714
May 9, 2023	McLean, et al. Release No. LR-25713 See Also: SEC Complaint
May 8, 2023	Roy W. Hill, Eric N. Shelly, Clean Energy Technology Association, Inc., and Freedom Impact Consulting, LLC Release No. LR-25712 See Also: SEC Complaint
May 5, 2023	Ronald D. Swanson Release No. LR-25711
May 5, 2023	Matthew J. Werthe (dba HSR Wealth Management) Release No. LR-25710 See Also: SEC Complaint
May 5, 2023	Joshua Burrell and Activated Capital, LLC Release No. LR-25709
May 5, 2023	Safeguard Metals LLC and Jeffrey Ikahn Release No. LR-25708 See Also: SEC Complaint
May 4, 2023	Cedric Dewayne Griffin Release No. LR-25707 See Also: SEC Complaint
May 3, 2023	GPL Ventures LLC, GPL Management LLC, Alexander J. Dillon, and Cosmin I. Panait Release No. LR-25706 See Also: Final Judgment
May 3, 2023	No Respondents Release No. LR-25704 See Also: See Complaint
May 3, 2023	Brett M. Bartlett; Scott A. Miller; Dynasty Toys, Inc.; The 7M eGroup Corp.; Concept Management Company LLC; Dynasty, Inc. Release No. LR-25705 See Also: SEC Complaint
May 1, 2023	Tyler L. Andrews Release No. LR-25702 See Also: SEC Complaint
May 1, 2023	Carlos Eduardo Reyes Alvarez Release No. LR-25703 See Also: SEC Complaint
April 27, 2023	Trends Investments Inc. et al. Release No. LR-25701 See Also: Judgment - Trends Investments Inc. , Judgment - Brandon Rossetti , Judgment - Leslie Greyling

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