Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

Litigation Releases RSS Feed


Date Sort ascending	Respondents
June 23, 2023	William K. Ichioka Release No. LR-25753 See Also: SEC Complaint
June 23, 2023	Michael Wayne Williams, Highguard Capital, LP, and Guardian Opportunity Management, LP Release No. LR-25752 See Also: SEC Complaint
June 21, 2023	Coinbase, Inc. and Coinbase Global, Inc. Release No. LR-25751 See Also: SEC Complaint
June 16, 2023	Infinity Q Capital Management, LLC Release No. LR-25750 See Also: SEC Complaint
June 16, 2023	BHP Capital NY, Inc. and Bryan Pantofel Release No. LR-25749 See Also: SEC Complaint
June 16, 2023	Native American Energy Group, Inc.; Joseph D'Arrigo; David Hudzik Release No. LR-25748 See Also: SEC Complaint
June 14, 2023	Patrick N. Thayer Release No. LR-25747 See Also: See Complaint
June 14, 2023	Hal D. Mintz; Sabby Management LLC Release No. LR-25746 See Also: SEC Complaint
June 14, 2023	Joseph A. Padilla, Kevin C. Dills Release No. LR-25745
June 14, 2023	Josh S. Verne Release No. LR-25744 See Also: SEC Complaint
June 8, 2023	Tarek D. Bahgat, Lauramarie Colangelo, and WealthCFO LLC Release No. LR-25743
June 7, 2023	Douglas McKelvey Release No. LR-25742 See Also: Complaint
June 1, 2023	Auctus Fund Management, LLC, Louis Posner, and Alfred Sollami Release No. LR-25741 See Also: SEC Complaint
June 1, 2023	Marshall E. Melton and Integrated Consulting & Management, LLC Release No. LR-25740 See Also: SEC Complaint
May 31, 2023	Chimene Van Gundy; Outstanding Real Estate Solutions, Inc.; Michael Trofimoff; Santos Kidd; Maria Tosta Release No. LR-25739 See Also: SEC Complaint
May 30, 2023	Engler, et al. Release No. LR-25738
May 26, 2023	The Hydrogen Technology Corporation, Michael Ross Kane, and Tyler Ostern Release No. LR-25737
May 26, 2023	Francis Sabo Release No. LR-25736 See Also: SEC Complaint
May 25, 2023	iFresh, Inc. and Long Deng Release No. LR-25735 See Also: Judgment - Long Deng
May 24, 2023	Eleazar Kauderer, GPL Ventures LLC, et al. Release No. LR-25734 See Also: SEC Complaint - HempAmericana, Inc. , SEC Complaint - Elezar Kauderer , Judgment - HempAmericana, Inc. , Judgment - Elezar Kauderer , Judgment - GPL Ventures LLC, et al.
May 23, 2023	Integrated National Resources, Inc. dba WeedGenics, Rolf Max Hirschmann aka "Max Bergmann," and Patrick Earl Williams Release No. LR-25733 See Also: SEC Complaint
May 22, 2023	Thomas Carter Ronk Release No. LR-25732
May 19, 2023	Daniel E. Levin Release No. LR-25731
May 19, 2023	Sam A. Antar Release No. LR-25730 See Also: SEC Complaint , Judgment
May 18, 2023	Chicago Crypto Capital LLC; Brian Amoah; Elbert Elliott Release No. LR-25729 See Also: Judgment - Brian Amoah , Judgment - Elbert Elliott
May 17, 2023	Brian Raymond Callahan et al. Release No. LR-25728 See Also: Judgment , Judgment
May 15, 2023	Red Rock Secured, LLC, Sean Kelly, Anthony Spencer, Jeffrey Ward Release No. LR-25727 See Also: Complaint
May 15, 2023	Quanta, Inc. Release No. LR-25726 See Also: SEC Complaint
May 12, 2023	Discala et al. Release No. LR-25725
May 12, 2023	Giguiere et al Release No. LR-25724
May 12, 2023	Joshua Sason, et al. (Corrected) Release No. LR-25723
May 12, 2023	Joshua David Nicholas, et al. Release No. LR-25722 See Also: Judgment , Complaint
May 11, 2023	GA Investors Release No. LR-25721 See Also: SEC Complaint
May 11, 2023	Charles T. Lawrence, Jr., et al. Release No. LR-25720 See Also: SEC Complaint
May 11, 2023	RRBB Asset Management, LLC, et al. Release No. LR-25719 See Also: Final Judgment
May 10, 2023	IRB Brasil Resseguros S.A. Release No. LR-25718 See Also: Complaint
May 10, 2023	Clayton R. Thomas and Personalized Healthcare Solution, LLC Release No. LR-25717 See Also: SEC Complaint
May 9, 2023	Kay X. Yang, Xapphire LLC and Chao Yang Release No. LR-25716 See Also: Order
May 9, 2023	Pinancle Advisors, LLC; Robert Cuculich; Benjamin Quilty; Mark Wadach; Lawton Williamson; Joseph Masella; Pinnacle Investments, LLC Release No. LR-25715 See Also: SEC Complain
May 9, 2023	Joseph Orazio DeGregorio Release No. LR-25714
May 9, 2023	McLean, et al. Release No. LR-25713 See Also: SEC Complaint
May 8, 2023	Roy W. Hill, Eric N. Shelly, Clean Energy Technology Association, Inc., and Freedom Impact Consulting, LLC Release No. LR-25712 See Also: SEC Complaint
May 5, 2023	Ronald D. Swanson Release No. LR-25711
May 5, 2023	Matthew J. Werthe (dba HSR Wealth Management) Release No. LR-25710 See Also: SEC Complaint
May 5, 2023	Joshua Burrell and Activated Capital, LLC Release No. LR-25709
May 5, 2023	Safeguard Metals LLC and Jeffrey Ikahn Release No. LR-25708 See Also: SEC Complaint
May 4, 2023	Cedric Dewayne Griffin Release No. LR-25707 See Also: SEC Complaint
May 3, 2023	GPL Ventures LLC, GPL Management LLC, Alexander J. Dillon, and Cosmin I. Panait Release No. LR-25706 See Also: Final Judgment
May 3, 2023	No Respondents Release No. LR-25704 See Also: See Complaint
May 3, 2023	Brett M. Bartlett; Scott A. Miller; Dynasty Toys, Inc.; The 7M eGroup Corp.; Concept Management Company LLC; Dynasty, Inc. Release No. LR-25705 See Also: SEC Complaint
May 1, 2023	Tyler L. Andrews Release No. LR-25702 See Also: SEC Complaint
May 1, 2023	Carlos Eduardo Reyes Alvarez Release No. LR-25703 See Also: SEC Complaint
April 27, 2023	Trends Investments Inc. et al. Release No. LR-25701 See Also: Judgment - Trends Investments Inc. , Judgment - Brandon Rossetti , Judgment - Leslie Greyling
April 25, 2023	SAExploration Holdings, Inc., et al. Release No. LR-25700, AAER-4402 See Also: Final Judgement - Jeffrey A. Hastings , Order - Lori Hastings
April 20, 2023	Charles Winn LLC Release No. LR-25699 See Also: Complaint
April 20, 2023	Bittrex, Inc., Bittrex Global GmBH, and William Hiroaki Shihara Release No. LR-25698 See Also: Judgement , Judgement
April 18, 2023	No Respondents Release No. LR-25697
April 18, 2023	No Respondents Release No. LR-25696
April 18, 2023	No Respondents Release No. LR-25695 See Also: Sec Complaint
April 17, 2023	Bittrex, Inc., Bittrex Global GmBH, and William Hiroaki Shihara Release No. LR-25694 See Also: Sec Complaint
April 17, 2023	Jonah Engler and Barbara Desiderio Release No. LR-25693
April 13, 2023	Terraform Labs PTE Ltd and Do Hyeong Kwon Release No. LR-25692 See Also: Complaint
April 11, 2023	Matthew Nicosia, William Reininger, Fabrizio Di Carlo, and Ronald Touchard Release No. LR-25691
April 10, 2023	Bobby Peavler and William Eric Meek Release No. LR-25690, AAER-4399
April 10, 2023	Matthew Nicosia, William Reininger, Fabrizio Di Carlo, and Ronald Touchard Release No. LR-25689 See Also: Complaint
April 4, 2023	Michael J. French, et al. Release No. LR-25688 See Also: SEC Complaint
April 3, 2023	DiScala et al. Release No. LR-25686
April 3, 2023	Beaxy Digital, Ltd., et al. Release No. LR-25687 See Also: SEC Complaint
March 31, 2023	Sean Wygovsky and Christopher Matthaei Release No. LR-25683 See Also: SEC Complaint
March 31, 2023	Craig D. Perciavalle, Joseph A. Runkel, and William O. Adams Release No. LR-25684 See Also: SEC Complaint
March 31, 2023	Carnovale, et al. Release No. LR-25685 See Also: Judgment
March 31, 2023	William Andrew Stack, Esq. Release No. LR-25682
March 30, 2023	Sapere Wealth Management, LLC and Scott Trease Release No. LR-25681 See Also: SEC Complaint
March 30, 2023	John Barksdale, et al. Release No. LR-25680 See Also: Judgment
March 29, 2023	Surage Kamal Roshan Perera and Janues Capital Incorporated Release No. LR-25679 See Also: SEC Complaint
March 28, 2023	James K. Couture Release No. LR-25678
March 27, 2023	Aaron Cain McKnight, et al. Release No. LR-25677 See Also: SEC Complaint
March 24, 2023	American Patriot Brands, Inc., Urban Pharms, LLC, DJ & S Property #1, TSL Distribution, Robert Y. Lee, Brian L. Pallas, and J. Bernard Rice, Defendants, and Puerto Rico One Corporation, Castro Business Enterprises, and Legion Accounting Services, Relief Defendants Release No. LR-25675 See Also: SEC Complaint
March 24, 2023	Justin Sun et al. Release No. LR-25676 See Also: SEC Complaint
March 23, 2023	Scott J. Hollender, Gabriel F. Migliano, Jr. and Frank M. Vecchio) Release No. LR-25674 See Also: SEC Complaint
March 23, 2023	Darryl M. Cohen Release No. LR-25672 See Also: SEC Complaint
March 23, 2023	Martin Silver Release No. LR-25673
March 21, 2023	Philip R. Jacoby, Jr., et al. Release No. LR-25671, AAER-4392 See Also: Judgment
March 17, 2023	Cutter Financial Group LLC et al. Release No. LR-25669 See Also: SEC Complaint
March 17, 2023	Ozy Media, Inc. et al. Release No. LR-25670 See Also: SEC Complaint
March 15, 2023	Peter D. Krieger Release No. LR-25666 See Also: SEC Complaint
March 15, 2023	Darius Karpavicius, HMC Trading, LLC, and HMC Management Release No. LR-25667 See Also: SEC Complaint
March 15, 2023	Ho Wan Kwok (a/k/a Miles Guo, Miles Kwok, Wengui Guo and Brother Seven), Kin Ming Je (a/k/a William Je), Mountains of Spices LLC (d/b/a New York Farm), and G Club Operations LLC, Defendants, and Mei Guo, Qiang Guo (a/k/a Mileson Guo), Hing Chi Ngok, and Sin Ting Rong, Relief Defendants Release No. LR-25668 See Also: SEC Complaint
March 14, 2023	Brian Robert Sodi, et al. Release No. LR-25665
March 14, 2023	John David Gessin et al. Release No. LR-25664 See Also: SEC Complaint
March 13, 2023	Evoqua Water Technologies Corp. and Imran Parekh Release No. LR-25662, AAER-4390 See Also: SEC Complaint
March 13, 2023	Medsis International, Inc. et al. Release No. LR-25663
March 9, 2023	Moynes, et al.; Release No. LR-25661
March 9, 2023	Mahmoud Ali Abdelkader Release No. LR-25660 See Also: SEC Complaint
March 8, 2023	Terren S. Peizer and Acuitas Group Holdings, LLC Release No. LR-25658 See Also: SEC Complaint
March 8, 2023	Green United, LLC, Wright W. Thurston, and Kristoffer A. Krohn Release No. LR-25659 See Also: SEC Complaint
March 6, 2023	BKCoin Management, LLC, et al. Release No. LR-25657 See Also: SEC Complaint
March 3, 2023	Adam S. Kaplan and Daniel E. Kaplan Release No. LR-25656 See Also: SEC Complaint
March 2, 2023	Kevin J. Kane and Sean M. Kane Release No. LR-25655 See Also: SEC Complaint
March 1, 2023	Ryan R. Riley Release No. LR-25653 See Also: SEC Complaint

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