Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Date Sort ascending	Respondents
Sept. 28, 2023	Arline E. Woodbury and Joyce L. Holverson Release No. LR-25865 See Also: SEC Complaint
Sept. 28, 2023	Ronald E. Filoramo Release No. LR-25864 See Also: SEC Complaint
Sept. 28, 2023	Michael Blumer, John Kuprianchik, David Page, Steven Thompson, Joseph Todaro Release No. LR-25863 See Also: SEC Complaint
Sept. 28, 2023	Marco A Perez, Pedro Perez Jr., and Olivia Perez Durbin Release No. LR-25862 See Also: SEC Complaint
Sept. 28, 2023	Anthony Viggiano, Stephen A. Forlano, Christopher Salamone, and Nathan Bleckley Release No. LR-25861 See Also: SEC Complaint
Sept. 28, 2023	Edward O'Donnell and Victor Bozzo Release No. LR-25860 See Also: SEC Complaint
Sept. 27, 2023	Robert Del Prete Release No. LR-25859 See Also: Judgment
Sept. 27, 2023	Pedram Abraham Mehrian, Strategic Legacy Investment Group, Inc. and SLIG High-Interest Liquid Savings Company Release No. LR-25858 See Also: SEC Complaint
Sept. 27, 2023	Adam E. Levin; Rick Bentley Release No. LR-25857 See Also: SEC Complaint - Adam E. Levin , SEC Complaint - Rick Bentley
Sept. 27, 2023	Charles Tralka, Thomas Braegelmann, Matthew Sullivan, Jordan Goodman, Good Steward Capital Management, Inc., and Robert L. Barr Release No. LR-25856 See Also: SEC Complaint
Sept. 27, 2023	Hyzon Motors Inc., Craig M. Knight, and Max C.B. Holthausen Release No. LR-25855 See Also: SEC Complaint
Sept. 26, 2023	Intrusion Inc. Release No. LR-25854 See Also: SEC Complaint
Sept. 26, 2023	Philip Verges, James D. Tilton, Jr., Robert F. Malin, Linda Malin, and Blue Citi, LLC, Defendants, and SMEA2Z, LLC, 143 Partners LLC, West Cucharras, LLC, and JDT Trading, LLC, Relief Defendants Release No. LR-25853 See Also: SEC Complaint
Sept. 26, 2023	The Diamond Desk Corporation; Adam J. Lowe Release No. LR-25852 See Also: SEC Complaint
Sept. 25, 2023	Stephen L. Bailey, Sapphire Exploration LLC, and Harris Exploration Inc. Release No. LR-25851 See Also: SEC Complaint
Sept. 25, 2023	Phoenix Outsourced Development, LLC, Edger Solutions Management, Michael McLaughlin, Derek McLaughlin, Louis Peter Goff, Eric Fairbourn, Brian Hubbard, Nicholas Deluca Release No. LR-25850 See Also: SEC Complaint
Sept. 25, 2023	Douglas MacWright and Highlander Capital Management, LLC Release No. LR-25849 See Also: SEC Complaint
Sept. 25, 2023	Vista Financial Advisors LLC, et al. Release No. LR-25848 See Also: SEC Complaint
Sept. 25, 2023	Michael Caridi Release No. LR-25847 See Also: SEC Complaint
Sept. 22, 2023	Nathalia I. Burgos, Christian A. Cuesta, Steven A. Fernandez et. al. Release No. LR-25846 See Also: SEC Complaint , SEC Complaint - Amended , SEC Complaint - Nathalia I. Burgos , SEC Complaint - Christian A. Cuesta , SEC Complaint - Steven A. Fernandez
Sept. 22, 2023	Empirex Capital LLC and Rafael Alberto Vargas Gonzalez, a/k/a Rafael Vargas Release No. LR-25845 See Also: SEC Complaint
Sept. 22, 2023	J.H. Darbie & Co., Inc. Release No. LR-25844 See Also: Final Judgment
Sept. 21, 2023	Jonathan Becker Release No. LR-25843 See Also: SEC Complaint
Sept. 21, 2023	Jon P. Kubler, Kubler Consulting LLC, Aksarben Evolution LLC, AV Bhill LLC, CFH Texas LLC, Green Saddle LLC Release No. LR-25842 See Also: SEC Complaint
Sept. 21, 2023	Aras Investment Business Group S.A.P.I. de C.V., Armando Gutierrez Rosas, Maria de Lourdes Tolentino Roque, Diayanira Rendon Trejo, Efren Norberto Quiroz Gardea and Luis Ricardo Quiroz Gardea Release No. LR-25840 See Also: SEC Complaint
Sept. 21, 2023	Luis Carrillo, et al. Release No. LR-25841 See Also: Judgment
Sept. 20, 2023	Lufkin Advisors, LLC; Chauncey Forbush Lufkin III Release No. LR-25839 See Also: SEC Complaint
Sept. 19, 2023	Tilila Walker Sumchai Release No. LR-25838 See Also: SEC Complaint
Sept. 19, 2023	Concord Management LLC and Michael Matlin Release No. LR-25837 See Also: SEC Complaint
Sept. 19, 2023	Robert Del Prete Release No. LR-25836 See Also: SEC Complaint
Sept. 19, 2023	Faiz M. Chowdhury, DTI Holdings, Inc., and Quantum Age Corporation Release No. LR-25835 See Also: SEC Complaint
Sept. 19, 2023	William E. Miller Release No. LR-25834 See Also: SEC Complaint
Sept. 19, 2023	MFB 111 Investment, LLC and Monise François Bien Aimé Release No. LR-25833 See Also: SEC Complaint
Sept. 18, 2023	Rapid Therapeutic Science Laboratories, Inc. and Donal R. Schmidt, Jr. Release No. LR-25832 See Also: SEC Complaint
Sept. 18, 2023	Rondini, et al. Release No. LR-25831 See Also: SEC Complaint
Sept. 18, 2023	Jonathan J. Ferrie Release No. LR-25830 See Also: SEC Complaint
Sept. 14, 2023	NDB, Inc. and Nima Golsharifi Release No. LR-25829 See Also: SEC Complaint
Sept. 13, 2023	Phoenix Asset Group, LLC and Robyn A. Bowman Release No. LR-25828 See Also: SEC Complaint
Sept. 12, 2023	Virtu Financial Inc. and Virtu Americas LLC Release No. LR-25827 See Also: SEC Complaint
Sept. 12, 2023	Esos Rings, Inc. and Michelle Silverstein aka Michelle Silverstein Bisnoff Release No. LR-25826 See Also: SEC Complaint
Sept. 12, 2023	Dharma Teja Nukarapu, et al. Release No. LR-25825 See Also: SEC Complaint
Sept. 12, 2023	George Stubos Release No. LR-25824 See Also: Final Judgment
Sept. 8, 2023	Mina Tadrus, et al. Release No. LR-25823 See Also: SEC Complaint
Sept. 7, 2023	Gridsum Holding, Inc., Guosheng Qi, Huijie He Release No. LR-25822 See Also: SEC Complaint
Sept. 6, 2023	Seong Yeol Lee and Ameritrust Corporation, et al. Release No. LR-25821
Sept. 1, 2023	Jeremy Koski Release No. LR-25820 See Also: SEC Complaint
Aug. 31, 2023	William V. Conn, Jr. Release No. LR-25819 See Also: SEC Complaint
Aug. 31, 2023	Brady Jack Speers, Chatree Thiranon, and GHAP, LLC d/b/a Blue Star Texas Release No. LR-25818 See Also: SEC Complaint
Aug. 29, 2023	Bittrex, Inc., Bittrex Global, GmbH, William Hiroaki Shihara Release No. LR-25817 See Also: SEC Complaint
Aug. 28, 2023	Deyonte Jahtori Anthony Release No. LR-25816 See Also: SEC Complaint
Aug. 24, 2023	Romero Cabral da Costa Neto Release No. LR-25815 See Also: SEC Complaint
Aug. 23, 2023	John A. DeSalvo Release No. LR-25814 See Also: SEC Complaint
Aug. 21, 2023	Daniel V.T. Catenacci Release No. LR-25813 See Also: Final Judgment
Aug. 18, 2023	Andrew Wyles Waters Release No. LR-25812 See Also: SEC Complaint
Aug. 18, 2023	Keith Crews Release No. LR-25811 See Also: SEC Complaint
Aug. 18, 2023	PreIPO Corp., et al. Release No. LR-25810 See Also: SEC Complaint , Order , Motion
Aug. 11, 2023	Ashraf Mufareh; ONPASSIVE LLC a/k/a Gofounders and Ofounders; Asmahan Mufareh (relief defendant) Release No. LR-25809 See Also: SEC Complaint , Amended Complaint
Aug. 11, 2023	George Iakovou, Vika Ventures LLC, and Penelope Zbravos Release No. LR-25808
Aug. 10, 2023	Sisu Capital, LLC, Timothy Overturf, and Hansueli Overturf Release No. LR-25807 See Also: SEC Complaint
Aug. 8, 2023	Chad Stickforth Release No. LR-25806 See Also: SEC Complaint
Aug. 7, 2023	Charles Rustin Holzer, Maglione International Ltd., Frontenac Investments Ltd. Release No. LR-25805
Aug. 7, 2023	Christopher A. Slaga, Q4 Capital, LLC, J4 Capital Advisors LLC, and Hayden F. Greene Release No. LR-25804 See Also: SEC Complaint
Aug. 7, 2023	Justin Sun, Tron Foundation Limited, BitTorrent Foundation Ltd., Rainberry, Inc., Austin Mahone, and Deandre Cortez Way Release No. LR-25803 See Also: Judgment
Aug. 4, 2023	Ulrich Kranz and Paul Balciunas Release No. LR-25802 See Also: SEC Complaint
Aug. 3, 2023	Jose D. Rocha Release No. LR-25800 See Also: SEC Complaint
Aug. 2, 2023	Ustocktrade LLC and Anthony Weeresinghe Release No. LR-25799 See Also: SEC Complaint
Aug. 2, 2023	Mina Tadrus; Tadrus Capital LLC Release No. LR-25798 See Also: SEC Complaint
Aug. 2, 2023	Charles Rustin Holzer, Maglione International Ltd., Frontenac Investments Ltd. Release No. LR-25797 See Also: SEC Complaint
Aug. 2, 2023	Janardhan Nellore, et al. Release No. LR-25796 See Also: SEC Complaint , Final Judgment as to Nellore
July 31, 2023	Blake Cathey Release No. LR-25795 See Also: SEC Complaint
July 31, 2023	Richard J. Schueler a/k/a Richard Heart, Hex, PulseChain, and PulseX Release No. LR-25794 See Also: SEC Complaint
July 28, 2023	Clarice Saw Release No. LR-25793 See Also: SEC Complaint
July 28, 2023	Johnny Tseng (a/k/a Kuanhao J. Tseng, Kuanhao Tseng), Kevin Zhang (a/k/a Kevin Huapeng Zhang, Huapeng Zhang), and Summitcrest Capital, Inc. Release No. LR-25792 See Also: SEC Complaint
July 28, 2023	Brent Seaman, Accanito Holdings, LLC, and Accanito Equity, LLC, Accanito Equity II, LLC, Accanito Equity III, LLC, and Accanito Equity IV, LLC Release No. LR-25791 See Also: SEC Complaint
July 28, 2023	Timothy J. Allcott, Thomas D. Renison, and ARO Equity, LLC Release No. LR-25790
July 26, 2023	Joseph C. Lewis, et al. Release No. LR-25789 See Also: SEC Complaint
July 25, 2023	Brandon Charnas Release No. LR-25788 See Also: Application
July 25, 2023	Amit Dagar and Atul Bhiwapurkar Release No. LR-25787 See Also: SEC Complaint
July 25, 2023	Eliyahu Weinstein, Aryeh L. Bromberg, Joel L. Wittels, Richard M. Curry, Christopher J. Anderson, Alaa Mohamed Hattab Release No. LR-25786 See Also: Complaint
July 21, 2023	Alexander Elbanna, Digital World Exchange, LLC, Boostedpro LLC, and D.W. Exchange Release No. LR-25785 See Also: Complaint
July 20, 2023	Robert D. Christensen, Anthony M. Matic, Foresee, Inc., The Commission PDX, LLC, The Policy PDX, Innings 150 Release No. LR-25784 See Also: Judgment-Christensen , Judgment-foresee-et-al , Judgment-Innings , Judgment-Matic
July 20, 2023	Eric J. "EJ" Dalius et al. Release No. LR-25783
July 19, 2023	Chadd L. Evans Release No. LR-25782 See Also: SEC Complaint
July 18, 2023	Legendary Partners, LLC and Scott L. Snyder Release No. LR-25781 See Also: SEC Complaint
July 17, 2023	James P. Anglim Release No. LR-25780 See Also: SEC Complaint
July 14, 2023	Celsius Network Limited and Alexander "Alex" Mashinsky Release No. LR-25779 See Also: SEC Complaint
July 14, 2023	Cooper J. Morgenthau Release No. LR-25778 See Also: Judgment
July 13, 2023	Joseph Michael Todd, et al. Release No. LR-25777 See Also: SEC Complaint
July 12, 2023	Nayeem Choudhury and Dream Venture Capital Group, LLC Release No. LR-25774 See Also: SEC Complaint
July 12, 2023	Javice et al. Release No. LR-25776 See Also: SEC Complaint
July 12, 2023	LBRY, Inc. Release No. LR-25775
July 11, 2023	Costello et al. Release No. LR-25773
July 11, 2023	Legend Venture Partners LLC Release No. LR-25772
July 7, 2023	Andrew DeFrancesco, Marlio Mauricio Diaz Cardona, Carlos Felipe Rezk, Nikola Faukovic, and Catherine DeFrancesco Release No. LR-25771 See Also: SEC Complaint , Judgment - Andrew DeFrancesco , Judgment - Catherine DeFrancesco , Judgment - Nikola Faukovic
July 7, 2023	Caz L. Craffy Release No. LR-25770 See Also: SEC Complaint
July 6, 2023	Empires Consulting Corp., et al. Release No. LR-25769 See Also: EmpiresX Judgment , Pires and Goncalves Judgment
July 6, 2023	Joseph M. Dupont, et al. Release No. LR-25768 See Also: Complaint
July 6, 2023	Spartan Trading Company, LLC, et al. Release No. LR-25767 See Also: Complaint , Order on Emergency Motion for Ancillary Relief
July 3, 2023	Vidul Prakash Release No. LR-25766, AAER-4426 See Also: SEC Complaint
June 30, 2023	Juan Roman Release No. LR-25762 See Also: SEC Complaint

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