Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Date Sort ascending	Respondents
April 3, 2024	Ronald Heineman Release No. LR-25965
April 3, 2024	Jason Nielsen Release No. LR-25964 See Also: Final Judgment
April 2, 2024	GA Investors Release No. LR-25963 See Also: Final Judgment
April 2, 2024	Travis Treusch Release No. LR-25962 See Also: SEC Complaint
March 29, 2024	FLiK et al. Release No. LR-25961
March 29, 2024	Christopher E. Galvin Release No. LR-25960
March 28, 2024	Matthew Nicosia, William Reininger, Fabrizio Di Carlo, and Ronald Touchard Release No. LR-25959 See Also: Final Judgment
March 27, 2024	Jonathan William Mikula, et al. Release No. LR-25957
March 27, 2024	William Shupe and Daniel Cattlin Release No. LR-25958 See Also: Judgment
March 26, 2024	Jordan Qsar, Grant Witherspoon, Austin Bernard, and Chase Lambert Release No. LR-25956 See Also: SEC Complaint
March 26, 2024	Andreas Bechtolsheim Release No. LR-25955 See Also: SEC Complaint
March 22, 2024	Stephen Scott Burns Release No. LR-25954 See Also: SEC Complaint
March 22, 2024	Steven J. Jacobson and Advisor Resource Council Release No. LR-25953
March 20, 2024	Joseph Padilla, et al. Release No. LR-25952
March 20, 2024	Bernard Findley and Halitron, Inc. Release No. LR-25951 See Also: Final Judgment , SEC Complaint
March 15, 2024	Evoqua Water Technologies Corp. and Imran Parekh Release No. LR-25950, AAER-4493 See Also: Final Judgment - Evoqua Water Technologies , Final Judgment - Imran Parekh , Partial Judgment - Imran Parekh
March 14, 2024	Ismael Zarco Sanchez, et al. Release No. LR-25949 See Also: SEC Complaint
March 12, 2024	Roy M. Cook; Jeffrey A. Natrop; Peter S. Renner; James Rudolph and Peter Williams Release No. LR-25948 See Also: SEC Complaint
March 11, 2024	Ishan Wahi et al. Release No. LR-25947
Feb. 29, 2024	Anthony B. Liddle Release No. LR-25946 See Also: Final Judgment
Feb. 27, 2024	Harmel S. Rayat, RenovaCare, Inc., Jatinder Bhogal Release No. LR-25945 See Also: Final Judgment – Harmel S. Rayat , Final Judgment – Jatinder Bhogal , Final Judgment – RenovaCare, Inc.
Feb. 27, 2024	Paul A. Pereira Release No. LR-25944 See Also: SEC Complaint
Feb. 15, 2024	SHE Beverage Company, Inc. et al Release No. LR-25943 See Also: Final Judgment-Dirden , Final Judgment - Rose , Final Judgment - SHE Beverage Company , Final Judgment - Shelby
Feb. 14, 2024	Dapilinu Dunbar and Corrie Sampson Release No. LR-25942
Feb. 13, 2024	Christopher R. Esposito, et al. Release No. LR-25941 See Also: Final Judgment - Anthony Jay Pignatello
Feb. 12, 2024	John Feloni et al. Release No. LR-25940
Feb. 7, 2024	Arline E. Woodbury and Joyce L. Holverson Release No. LR-25939 See Also: Final Judgment - Arline E. Woodbury , Final Judgment - Joyce L. Holverson
Feb. 6, 2024	Jeffrey Auerbach Release No. LR-25938
Feb. 5, 2024	Jake Soberal and Irma Olguin, Jr. Release No. LR-25937
Feb. 2, 2024	Brian Sewell and Rockwell Capital Management LLC Release No. LR-25936 See Also: SEC Complaint
Jan. 31, 2024	Comer Capital Group, LLC and Brandon L. Comer Release No. LR-25935
Jan. 30, 2024	Karen Rosenberger and Joanna Lanni Release No. LR-25934, AAER-4485 See Also: Opinion and Order
Jan. 30, 2024	Xue Samuel Lee, a/k/a “Sam” Lee and Brenda Indah Chunga, a/k/a “Bitcoin Beautee” Release No. LR-25933 See Also: SEC Complaint
Jan. 25, 2024	Jesus Rodriguez Release No. LR-25932 See Also: SEC Complaint
Jan. 23, 2024	Crowd Machine, Inc.; Metavine, Inc.; Craig Sproule; Metavine Pty. Ltd Release No. LR-25931 See Also: SEC Complaint , Amended Final Judgment , Order
Jan. 23, 2024	Aryeh Goldstein, Adar Bays, LLC, and Adar Alef, LLC Release No. LR-25930 See Also: SEC Complaint
Jan. 22, 2024	Grenda Group, LLC and Gregory M. Grenda Release No. LR-25929 See Also: Opinion and Order
Jan. 18, 2024	Prosperity, Investments & Lending, LLC Release No. LR-25928 See Also: SEC Complaint
Jan. 18, 2024	J. Jeremy Barbera, et. al. Release No. LR-25927 See Also: Final Judgment - Smith
Jan. 16, 2024	Jonathan Farber, Aarif Jamani, Brian Keasberry Release No. LR-25926 See Also: SEC Complaint
Jan. 16, 2024	Medsis International, Inc., et al. Release No. LR-25925 See Also: Final Judgment - Medsis International, Inc.
Jan. 11, 2024	Shanchun Huang Release No. LR-25924 See Also: SEC Complaint
Jan. 11, 2024	David Schottenstein, Kris Bortnovsky, Ryan Shapiro, Sakal Capital Management, LLC, and Sakal U.S. Fund, LLC Release No. LR-25923 See Also: Final Judgment
Jan. 5, 2024	Gopala Krishnan, Manivannan Shanmugam, Sakthivel Palani Gounder, Nanban Ventures LLC, GSM Eternal LLC (a/k/a Northstars Fintech), Himalayan Fintech LLC, and Centum Fintech LLC (a/k/a Sunshines Fintech) Release No. LR-25922 See Also: SEC Complaint
Jan. 3, 2024	Rishi Kapoor; Location Ventures, LLC; URBIN LLC and 20 other related entities Release No. LR-25921 See Also: SEC Complaint
Jan. 3, 2024	Gannon Giguiere Release No. LR-25920 See Also: SEC Complaint
Jan. 3, 2024	Carnovale, et al. Release No. LR-25919 See Also: Final Judgment , Litigation Release No. 25685 , Judgment
Dec. 28, 2023	Diana Mae Fernandez Release No. LR-25918 See Also: SEC Complaint
Dec. 26, 2023	Jonathan Larmore, et al. Release No. LR-25917 See Also: SEC Complaint , Order Appointing Temporary Receiver and Temporarily Freezing Assets and Imposing Litigation Injunction , Temporary Restraining Order
Dec. 19, 2023	Laura Tyler Perryman Release No. LR-25916 See Also: SEC Complaint
Dec. 19, 2023	Dozy Mmobuosi, et al. Release No. LR-25915, AAER-4479 See Also: SEC Complaint
Dec. 18, 2023	Agridime LLC, Joshua Link, and Jed Wood Release No. LR-25914 See Also: SEC Complaint
Dec. 18, 2023	Dozy Mmobuosi, et al. Release No. LR-25913, AAER-4478 See Also: SEC Complaint
Dec. 18, 2023	Titanium Capital LLC; Henry Abdo; Carol Ann Barsh Release No. LR-25912 See Also: SEC Complaint
Dec. 14, 2023	Justin Murphy and Mara Investments LLC Release No. LR-25911 See Also: SEC Complaint
Dec. 14, 2023	David Blaszczak, et al. Release No. LR-25910
Dec. 12, 2023	GPB Capital Holdings LLC Release No. LR-25909 See Also: Order Appointing Receiver and Imposing Litigation Injunction
Dec. 8, 2023	Andrew M. Komarow Release No. LR-25908 See Also: SEC Complaint
Dec. 7, 2023	Raymond J. Pirrello, Jr., et al. Release No. LR-25907 See Also: SEC Complaint
Dec. 5, 2023	CanaFarma Hemp Products Corp.; Vitaly Fargesen; Igor Palatnik; Frank Barone; Kirill Chumenko Release No. LR-25906 See Also: SEC Complaint
Dec. 5, 2023	Marc E. Wexler Release No. LR-25905
Nov. 29, 2023	Andrew DeFrancesco, Marlio Mauricio Diaz Cardona, Carlos Felipe Rezk, Nicola Faukovic, and Catherine DeFrancesco Release No. LR-25904 See Also: SEC Complaint , Judgment - Marlio Mauricio Diaz Cardona , Judgment - Carlos Felipe Rezk
Nov. 28, 2023	Joseph M. Dupont et al. Release No. LR-25903 See Also: SEC Complaint
Nov. 22, 2023	SAExploration Holdings, Inc., et al. Release No. LR-25902, AAER-4474 See Also: SEC Complaint , Amended SEC Complaint , Final Judgment - Brian A. Beatty , Final Judgment - SAExploration Holdings, Inc.
Nov. 21, 2023	Twin Spires Financial LLC, Aaron B. Fletcher, Town of Sterlington, Louisiana, and Vern A. Breland Release No. LR-25901 See Also: Final Judgment - Vern A. Breland , SEC Complaint - Vern A. Breland , SEC Complaint - Aaron B. Fletcher and Twin Spires Financial LLC
Nov. 21, 2023	Brite Advisors USA, Inc. Release No. LR-25900 See Also: SEC Complaint
Nov. 21, 2023	Michael V. Shustek and Vestin Mortgage LLC Release No. LR-25899
Nov. 21, 2023	Rio Tinto plc, Rio Tinto Limited, Thomas Albanese, Guy Elliott Release No. LR-25898
Nov. 21, 2023	Nadim Ahmed, Mehreen Shah, NYC Green Transportation Group, LLC, NuRide Transportation Group, LLC, Med Trans EB-5 Fund, LLC, Gravitas NYC Regional Center, LLC, Mona Shah & Associates, PLLC Release No. LR-25897 See Also: SEC Complaint
Nov. 21, 2023	Payward, Inc. and Payward Ventures, Inc. Release No. LR-25896 See Also: SEC Complaint
Nov. 17, 2023	Alan Z. Appelbaum Release No. LR-25895 See Also: Final Judgment
Nov. 16, 2023	Marguerite Cassandra Toroian and Bell Rock Capital, LLC Release No. LR-25894
Nov. 15, 2023	Matthew Melton Release No. LR-25893 See Also: SEC Complaint
Nov. 15, 2023	Jake Soberal and Irma Olguin, Jr. Release No. LR-25892 See Also: SEC Complaint
Nov. 9, 2023	John A. Masanotti, Jr. and Middlesex Mortgage Group, LLC Release No. LR-25891 See Also: SEC Complaint
Nov. 8, 2023	Premium Point Investments LP et al. Release No. LR-25890 See Also: Final Judgment - Jeremy Shor
Nov. 2, 2023	John Hughes Release No. LR-25889 See Also: SEC Complaint
Nov. 1, 2023	SafeMoon LLC, SafeMoon US LLC, Kyle Nagy, Braden John Karony, Thomas Glenn Smith Release No. LR-25888 See Also: SEC Complaint
Oct. 31, 2023	SolarWinds Corporation and Timothy G. Brown Release No. LR-25887 See Also: SEC Complaint
Oct. 27, 2023	Bruce Schoengood, Medifirst Solutions, Inc., and Joshua Tyrell Release No. LR-25886 See Also: SEC Complaint
Oct. 25, 2023	Julie Anne Darrah, et al., Release No. LR-25885 See Also: SEC Complaint
Oct. 19, 2023	Thor Technologies, Inc. and David Chin Release No. LR-25884 See Also: Final Judgment
Oct. 18, 2023	Harmel S. Rayat, RenovaCare, Inc., Jatinder Bhogal, Jeetenderjit Singh Sidhu, and Sharon Fleming Release No. LR-25883
Oct. 17, 2023	Brian Marc Rubin Release No. LR-25882 See Also: SEC Complaint
Oct. 13, 2023	Frederick L. Sharp et al., Release No. LR-25881 See Also: Judgment
Oct. 5, 2023	Elon R. Musk Release No. LR-25880 See Also: Application
Oct. 4, 2023	Matthew M. Motil, et al. Release No. LR-25879 See Also: SEC Complaint
Oct. 3, 2023	Zera Financial LLC Release No. LR-25878 See Also: SEC Complaint
Oct. 2, 2023	Shannon Westhead, et al.; ABFP Income Fund Parallel, LLC, et al. Release No. LR-25877 See Also: SEC Complaint - ABFP Income Fund Parallel, LLC, et al. , SEC Complaint - Shannon Westhead, et al.
Sept. 29, 2023	Nano-x Imaging Ltd. and Ran Poliakine Release No. LR-25876 See Also: SEC Complaint
Sept. 29, 2023	Christofer Shurian; Utah Regional Investment Fund LLC; CCS of Utah, Inc. Release No. LR-25875 See Also: SEC Complaint
Sept. 29, 2023	Steven J. Jacobson; Advisor Resource Council Release No. LR-25874 See Also: SEC Complaint
Sept. 29, 2023	Stephone N. Patton, Star Oil and Gas Company, Inc., et al. Release No. LR-25873 See Also: SEC Complaint
Sept. 29, 2023	Adam R. Long; L2 Capital, LLC; Oasis Capital LLC Release No. LR-25872 See Also: SEC Complaint
Sept. 29, 2023	John Feloni and Stock Squirrel, Inc. Release No. LR-25871 See Also: SEC Complaint
Sept. 29, 2023	Luther C. Speight, III and Luther Speight & Company, LLC Release No. LR-25870 See Also: SEC Complaint
Sept. 29, 2023	Third Friday Management, LLC and Michael E. Lewitt Release No. LR-25869 See Also: SEC Complaint
Sept. 29, 2023	Prager Metis CPAs, LLC, and Prager Metis CPAs LLP Release No. LR-25868 See Also: SEC Complaint
Sept. 29, 2023	Bin Hao and Qidian LLC Release No. LR-25867 See Also: SEC Complaint
Sept. 28, 2023	Anne Pramaggiore Release No. LR-25866 See Also: SEC Complaint

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