Administrative Proceeding File No. 3-16383

Respondents

Hill, Charles L., Jr.
Release Date Release Number Other Release Numbers Name of Document
1123 Initial Decision
AP-4620 Order Granting in Part Respondent's Motion to Withdraw Certain Exhibits
AP-4566 Order Granting Respondent's Motion to File Corrected Post-Hearing Brief
AP-4462 Post-Hearing Order
AP-4422 Order Following Prehearing Conference
34-79459 Order Denying Motion to De-Institute Administrative Proceeding
AP-4399 Order Granting Motion in Limine
AP-4394 Order Scheduling Prehearing Conference
AP-4351 Notice of Hearing Location
AP-4264 Scheduling Order
AP-4253 Order Denying Subpoena Request
AP-4232 Order Following Prehearing Conference
AP-4176 Order Scheduling Prehearing Conference
AP-2789 Notice
AP-2774 Order Granting Respondent's Motion for Leave to Amend His Answer
AP-2758 Order Granting Request for Official Notice
AP-2757 Order Denying in Part Subpoena Request
AP-2751 Order Denying Certification
AP-2735 Order Scheduling Prehearing Conference
AP-2723 Order Granting Motion for Leave to File Substitute Subpoena Duces Tecum
AP-2722 Order Granting Consent Motion to Extend Deadlines
AP-2710 Order Granting Respondent's Motion for Leave to Amend His Answer and Affirmative Defenses
AP-2706 Order Granting in Part Subpoena Request
AP-2680 Order Granting Respondent's Unopposed Request For Videotaped Deposition
AP-2675 Order Denying Respondent's Motion for Summary Disposition On Constitutional Issues
AP-2672 Order Modifying Prehearing Schedule
AP-2649 Order Denying Respondent's Motion for Summary Disposition On the Merits
AP-2648 Order Denying Motion to Quash Subpoena
AP-2622 Order On Motions
AP-2580 Order
AP-2569 Order Granting in Part Motion for Protective Order
AP-2564 Order
AP-2538 Order Granting in Part Respondent's Motion for Leave to File Motion for Summary Disposition and Exhibits Under Seal and in Redacted Form
AP-2521 Order Granting Respondent's Motion for Leave to File Separate Motions for Summary Disposition
AP-2513 Notice to Parties
AP-2414 Order Following Prehearing Conference
AP-2341 Order Postponing Hearing and Scheduling Prehearing Conference
AP-2318 Order Scheduling Hearing and Designating Presiding Judge
34-74249 Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934 and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Division's Status Report Regarding Service of Process and Rule 230 Document Production
Letter of 3/1 0/15 to ALJ Grimes from Division Setting Forth a Proposed Prehearing Schedule
Respondent's Motion for Protective Order and Leave to File Motion for Summary Disposition and Exhibits Under Seal and in Redacted Form
Division's Response to Respondent's Motion for Protective Order
Respondent's Reply Brief in Support of Motion for Protective Order and Leave to File Motion for Summary Disposition and Exhibits Under Seal and in Redacted Form
Respondent's Motion for Summary Disposition On His Constitutional Affirmative Defenses and Memorandum of Points and Authorities in Support Thereof
Notice of Dismissal of District Court Action
Respondent's Motion For Leave to File Subpoena Duces Tecum
Respondent's Motion to De-Institute Administrative Proceedings
Respondent's Reply Brief in Support of Motion for Leave to File Subpeona Duces Tecum
Division's Opposition to Respondent's Motion to De-Institute Administrative Proceeding
Respondent's Reply Brief in Support of Motion to De-Institute Administrative Proceedings
Division's Motion in Limine To Preclude The Testimony of Matthew McNamara
Letter dated 11/16/16 to Chair & Commissioners from Respondent's Attorney JWilliamson regarding Respondent's Motion to De-Institute with the Commission
Respondent's Notice of Filing of Second Amended Answer, with attached Second Amended Answer
Division's Post Hearing Brief
Respondent's Post Hearing Brief
Respondents Consent Motion for Leave to File Corrected Post Hearing Brief, with attached Corrected Post Hearing Brief
Division's Response to Respondent's Post Hearing Brief
Respondent's Post-Hearing Reply Brief
Initial Decision
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934 and Notice of Hearing
Notice That Initial Decision Has Become Final
Order Scheduling Hearing and Designating Presiding Judge
Order Postponing Hearing and Scheduling Prehearing Conference
Order Following Prehearing Conference
Notice to Parties
Order Granting Respondent's Motion for Leave to File Separate Motions for Summary Disposition
Order Granting in Part Respondent's Motion for Leave to File Motion for Summary Disposition and Exhibits Under Seal and in Redacted Form
Order
Order Granting in Part Motion for Protective Order
Order
Order On Motions
Order Denying Respondent's Motion for Summary Disposition On the Merits
Order Denying Motion to Quash Subpoena
Order Modifying Prehearing Schedule
Order Denying Respondent's Motion for Summary Disposition On Constitutional Issues
Order Granting Respondent's Unopposed Request For Videotaped Deposition
Order Granting in Part Subpoena Request
Order Granting Respondent's Motion for Leave to Amend His Answer and Affirmative Defenses
Order Granting Motion for Leave to File Substitute Subpoena Duces Tecum
Order Granting Consent Motion to Extend Deadlines
Order Scheduling Prehearing Conference
Order Denying Certification
Order Denying in Part Subpoena Request
Order Granting Request for Official Notice
Order Granting Respondent's Motion for Leave to Amend His Answer
Notice
Order Scheduling Prehearing Conference
Order Following Prehearing Conference
Order Denying Subpoena Request
Scheduling Order
Notice of Hearing Location
Order Granting Motion in Limine
Order Scheduling Prehearing Conference
Order Following Prehearing Conference
Post-Hearing Order
Order Granting Respondent's Motion to File Corrected Post-Hearing Brief
Order Granting in Part Respondent's Motion to Withdraw Certain Exhibits
Order Denying Motion to De-Institute Administrative Proceeding

Documents