Comments on MSRB Rulemaking
Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish the 2024 Rate Card Fees for Dealers and Municipal Advisors Pursuant to MSRB Rules A-11 and A-13
[Release No. 34-99096; File No. SR-MSRB-2023-06]
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(Click here for meetings with SEC officials)
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| Jan. 26, 2024 | Ernesto A. Lanza, Chief Regulatory and Policy Officer, Municipal
Securities Rulemaking Board |
| Jan. 24, 2024 | Bond Dealers of America and the Securities Industry and Financial Markets Association |
| Jan. 2, 2024 | Jessica Giroux, General Counsel and Head of Fixed Income Policy, American Securities Association; Michael Decker, Senior Vice President for Research and Public Policy, Bond Dealers of America; Susan Gaffney, Executive Director, National Association of Municipal Advisors; and Leslie Norwood, Managing Director, Associate General Counsel, and Head of Municipal Securities, Securities and Financial Markets Association |
| Jan. 2, 2024 | Michael Decker, Senoir Vice President, Research and Public Policy, Bond Dealers of America |
| Jan. 2, 2024 | Susan Gaffney, Executive Director, National Association of Municipal Advisors |
| Jan. 2, 2024 | Leslie M. Norwood, Managing Director, Associate General Counsel, SIFMA |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Feb. 5, 2024 | Memorandum from the Office of Municipal Securities regarding a February 1, 2024 meeting with representatives of the Government Finance Officers Association (GFOA) |
| Dec. 11, 2023 | Memorandum from the Office of Municipal Securities regarding a December 11, 2023 meeting with representatives of the of American Securities Association (ASA), Bond Dealers of America (BDA), National Association of Municipal Advisors (NAMA), and Securities Industry and Financial Markets Association (SIFMA) |
