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(Click here for meetings with SEC officials)
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| May 10, 2022 | Larry W. Bowden, Stephens, Inc. |
| May 10, 2022 | Bond Dealers of America |
| May 10, 2022 | Siebert Williams Shank & Co., LLC |
| May 10, 2022 | Loop Capital |
| May 10, 2022 | Duncan-Williams, Inc. and SouthState Bank |
| May 10, 2022 | CastleOak Securities, L.P. |
| May 10, 2022 | Performance Trust Capital Partners, LLC. |
| May 10, 2022 | Mortgage Bankers Association |
| May 10, 2022 | Federal Home Loan Banks |
| May 9, 2022 | Nancy Crocetto, Weichert Financial Services |
| May 9, 2022 | Eric P. Declercq, Weichert Financial Services |
| May 9, 2022 | Jim Weichert, Weichert Financial Services |
| May 5, 2022 | Mesirow Financial, Inc. |
| May 4, 2022 | Anthony Fattizzi, Weichert Financial Services |
| May 4, 2022 | Michael Cadematori, Weichert Financial Services |
| May 3, 2022 | Timothy Mclaughlin, Chief Investment Officer and EVP Capital Markets, Weichert Financial Services |
| Jan. 20, 2022 | Alanna Mccargo, President, Government National Mortgage Association |
| Jan. 19, 2022 | Senator John Boozman, Senator Cynthia M. Lummis, and Senator Thom Tillis |
| Jan. 18, 2022 | Kirk R. Malmberg, President and Chief Executive Officer, Federal Home Loan Bank of Atlanta |
| Sep. 16, 2021 | Adam Arkel, Associate General Counsel and Office of General Counsel, FINRA |
| Sep. 10, 2021 | Thomas J. Fleming, Adrienne M. Ward, on behalf of the Bond Dealers of
America, Inc. and Brean Capital, LLC |
| Sep. 10, 2021 | Chris Killian, Managing Director Securitization, Corporate Credit, Libor, urities Industry and Financial Markets Association |
| Aug. 9, 2021 | Adam Arkel, Associate General Counsel, FINRA |
| Aug. 2, 2021 | Chris Melton |
| Jun. 15, 2021 | Michael Decker, Senior Vice President, Public Policy, Bond Dealers of America |
| Jun. 15, 2021 | Christopher B. Killian, Managing Director, Securitization, Corporate Credit, Libor, Securities Industry and Financial Markets Association |
| Jun. 15, 2021 | Chris Killian, Managing Director, Securitization, Corporate Credit, Libor, Securities Industry and Financial Markets Association |
| Jun. 15, 2021 | Thomas J. Fleming and Adrienne M. Ward |
Meetings with SEC Officials
Click here for submitted comments from the public)
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| Oct. 19, 2022 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding an October 11, 2022 meeting with Bond Dealers of America and Brean Capital |
| Aug. 15, 2022 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding an August 15, 2022 meeting with representatives of the Bond Dealers of America |
| Jun. 8, 2022 | Memorandum from the Office of Commissioner Lee regarding a June 7, 2022 meeting with representatives of the Bond Dealers of America |
| Feb. 2, 2022 | Memorandum from the Office of Commissioner Elad Roisman regarding a January 4, 2022 teleconference with representatives of the Bond Dealers Association (BDA) |
| Jan. 19, 2022 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a December 29, 2021 teleconference with representatives of the Bond Dealers Association (BDA) |
