Comments have been received from individuals and entities using the following Letter Type
A: 1,156 |
| Jan. 28, 2025 | Paul G. Cellupica, General Counsel, Investment Company Institute; Kevin Ercoline, Assistant General Counsel, Investment Company Institute |
| Jan. 24, 2025 | Paul G. Cellupica, General Counsel, Investment Company Institute, Kevin Ercoline, Assistant General Counsel, Investment Company Institute and Shelly Antoniewic, Chief Economist, Investment Company Institute |
| Dec. 5, 2024 | Boaz Weinstein, SABA Capital |
| Nov. 14, 2024 | Robert J. Jackson, Professor, NYU |
| Nov. 14, 2024 | Michael D'Angelo, Chief Operating Officer and General Counsel, SABA Capital |
| Nov. 5, 2024 | Kevin Ercoline, Assistant General Counsel, and Paul G. Cellupica, General Counsel, Investment Company Institute |
| Aug. 13, 2024 | Stradley Ronon Stevens & Young, LLP |
| Aug. 9, 2024 | Paul N. Roth, Schulte, Roth + Zabel |
| Aug. 6, 2024 | George W. Morris |
| Aug. 5, 2024 | Michael D'Angelo, Saba Capital Management LP |
| Aug. 5, 2024 | Joseph V. Amato, President and Chief Investment Officer, Equities, Neuberger Berman Group LLC |
| Aug. 5, 2024 | Investment Adviser Association; Securities Industry and Financial Markets Association; SIFMA’s Asset Management Group; Insured Retirement Institute |
| Aug. 2, 2024 | Paul G. Cellupica, General Counsel, and Kevin Ercoline, Assistant General Counsel, Investment Company Institute |
| Jul. 31, 2024 | Lucian A. Bebchuk, Harvard Law School and Robert J. Jackson, Jr., New York University School of Law |
| Jul. 30, 2024 | Daniel J. Taylor,
Arthur Anderson Professor, The Wharton School (Co-Chair, the Working Group) et al. |
| Jul. 2, 2024 | Sarah Tadtman, Senior Counsel, Cboe BZX Exchange, Inc. |
Meetings with SEC Officials
(Click here for submitted comments from the public)
|
| Nov. 25, 2024 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a November 25, 2024, conference call with representatives of Saba Capital |
| Oct. 28, 2024 | Memorandum from the Division of Trading & Markets regarding an October 28, 2024, meeting with representatives of the Investment Company Insitute and certain members |
| Oct. 4, 2024 | Memorandum from the Office of Commissioner Caroline A. Crenshaw regarding an October 4, 2024, meeting with representatives of Saba Capital |
| Oct. 4, 2024 | Memorandum from the Office of Commissioner Caroline A. Crenshaw regarding an October 4, 2024, meeting with representatives of Saba Capital |
| Oct. 4, 2024 | Memorandum from the Office of Commissioner Caroline A. Crenshaw regarding an October 4, 2024, meeting with representatives of Saba Capital |
| Sep. 30, 2024 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding a September 30, 2024 meeting with representatives of Saba Capital |
| Sep. 9, 2024 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a September 6, 2024, meeting with representatives of the Saba Capital |
| Sep. 9, 2024 | Memorandum from the Office of Commissioner Hester M. Peirce regarding an August 28, 2024, meeting with ICI |
| Sep. 6, 2024 | Memorandum from the Office of Market Supervision, Division of Trading and Markets regarding a September 5, 2024 meeting with representatives of Saba Capital Management, L.P. |
