Kristen Malinconico, Director, Center for Capital Markets Competitiveness, U.S. Chamber of CommerceMar. 21, 2022 | Jim Baker, Executive Director, Private Equity Stakeholder Project and Chris Noble, Policy Coordinator, Private Equity Stakeholder Project |
Mar. 21, 2022 | Jeffrey D. DeBoer, President and Chief Executive Officer, Real Estate Roundtable |
Mar. 21, 2022 | Kerrie Waring, Chief Executive Officer, ICGN |
Mar. 21, 2022 | Jason Brown and Joel Wattenbarger, Ropes and Gray LLP |
Mar. 21, 2022 | Stephen W. Hall, Better Markets |
Mar. 21, 2022 | Joseph J. Barry, Senior Vice Presielent anel Global Head of
Regulatory, lndustry and Government Affairs, State Street Financial Center |
Mar. 21, 2022 | Jirí Król, Deputy CEO, Global Head of Government Affairs, AIMA |
Mar. 21, 2022 | Delilah Rothenberg, Co-Founder & Executive Director, Predistribution Initiative |
Mar. 21, 2022 | Mitch Ackles Global President, Joshua Stone and Lauri Goodwin Co-Chairs, Regulatory Committee, Hedge Fund Association |
Mar. 21, 2022 | Steven M. Rothstein, Managing Director, Ceres Accelerator for Sustainable Capital Markets |
Mar. 18, 2022 | Marcus New, Chief Executive Officer, InvestX Capital Ltd. |
Mar. 17, 2022 | Terry Hogan |
Mar. 14, 2022 | Adam Beherns, Engineer |
Mar. 14, 2022 | Chris McEntee, Retail Investor |
Mar. 14, 2022 | Curtis Higgins, Kay Jewelers |
Mar. 11, 2022 | Sarah A., Software Engineer |
Mar. 9, 2022 | Sean A. |
Mar. 8, 2022 | Evan V. |
Mar. 4, 2022 | Michael S. Hong, Chair, Private Investment Funds Committee, Patrick T. Campbell Chair, Compliance Committee and John Fitzgerald, Chair, Investment Management Regulation Committee, New York City Bar Association |
Mar. 3, 2022 | Mark Melin |
Mar. 1, 2022 | Gail Bernstein, General Counsel, Investment Adviser Association, et al. |
Feb. 26, 2022 | Lyndon Johnson |
Feb. 26, 2022 | J. Garcia |
Feb. 26, 2022 | Anonymous |
Feb. 25, 2022 | Laurence G. Allen, NYPPEX Holdings, LLC |
Feb. 25, 2022 | Anonymous |
Feb. 24, 2022 | Daniel Andrews, Stock Trader |
Feb. 24, 2022 | Jacob Mcright |
Feb. 24, 2022 | Kris K., Real Estate |
Feb. 23, 2022 | Daniel Brooks, Brooks Performance |
Feb. 22, 2022 | John Nugent |
Feb. 22, 2022 | Sean Zwick |
Feb. 22, 2022 | Anonymous |
Feb. 21, 2022 | Mark C, Independent Investor |
Feb. 21, 2022 | Anonymous |
Feb. 21, 2022 | Lee |
Feb. 21, 2022 | Juan, Relationship Banker |
Feb. 21, 2022 | Christopher Alvarez |
Feb. 20, 2022 | Concerned Citizen |
Feb. 20, 2022 | Anonymous |
Feb. 20, 2022 | Vlodomir Putinev, Anonymous |
Feb. 19, 2022 | Barbie Denny |
Feb. 19, 2022 | Rick Bicknell |
Feb. 19, 2022 | Alex Mckay, Small Business Owner/Retail Investor |
Feb. 19, 2022 | Ryan |
Feb. 19, 2022 | Anonymous |
Feb. 19, 2022 | Andres Loubriel |
Feb. 19, 2022 | BAV |
Feb. 19, 2022 | Larry Bell |
Feb. 19, 2022 | Steven Casey |
Feb. 19, 2022 | Anonymous |
Feb. 19, 2022 | Curtis Higginss |
Feb. 19, 2022 | Brian Hargett |
Feb. 19, 2022 | Anonymous |
Feb. 18, 2022 | Ryan Brunton |
Feb. 18, 2022 | Robert Knight |
Feb. 18, 2022 | Ryan Bohannon |
Feb. 18, 2022 | Kimmy Love |
Feb. 18, 2022 | Brian Padrick |
Feb. 18, 2022 | Anonymous |
Feb. 18, 2022 | JayCee Slade, Creative Director |
Feb. 17, 2022 | Anonymous |
Feb. 17, 2022 | Yevgeniy Mashnitskiy |
Feb. 17, 2022 | Chris Allamon |
Feb. 17, 2022 | Lutz Schubert |
Feb. 17, 2022 | Kat Stryker |
Feb. 17, 2022 | Johnny L. |
Feb. 11, 2022 | Kenneth E. Bentsen, Jr., President and CEO, SIFMA |
Feb. 10, 2022 | J. Schumacher, Parts Crib Attendant |
Feb. 9, 2022 | Anonymous Retail Investor, CPA |
Feb. 8, 2022 | Philip Kalal, Director of Manufacturing |
Feb. 7, 2022 | Jacob Snyder |
Feb. 7, 2022 | Keaton Van Dam, Network Operation Center Technician |
Feb. 7, 2022 | Whitney Kennelly |
Feb. 7, 2022 | Chase Pinkonsly, Senior Airman at United States Air Force |
Feb. 7, 2022 | Ashley H., Video Marketer |
Feb. 7, 2022 | Anonymous |
Feb. 7, 2022 | Cathal Joseph McEvoy, Private Investor |
Feb. 7, 2022 | Anonymous, Retail Trader |
Feb. 7, 2022 | Jerry Agloro, Telecom Construction |
Feb. 5, 2022 | M. Johnson, Investor |
Feb. 4, 2022 | Anonymous |
Feb. 4, 2022 | Chris, IT |
Feb. 3, 2022 | Jason Drips, Commercial Driver |
Feb. 3, 2022 | Angela Purser, Retail Investor |
Feb. 1, 2022 | Zach |
Jan. 28, 2022 | Randy Abbe |
Jan. 28, 2022 | Traci Perry, Retail Investor |
Jan. 28, 2022 | Eric Stalnaker, Retail Investor |
Jan. 27, 2022 | Russell Cohen, AAPL |
Jan. 27, 2022 | Anonymous |
Jan. 27, 2022 | Anonymous |
Jan. 27, 2022 | Lawrence Ball |
Jan. 27, 2022 | Cesarina Olivero, Accountant |
Jan. 27, 2022 | Tom |
Jan. 27, 2022 | Evan Akel |
Jan. 27, 2022 | Phil McCracken, Investor |
Jan. 27, 2022 | Kenneth Hill, Scientist |
Jan. 27, 2022 | J. L., Healthcare |
Jan. 27, 2022 | Greg |
Jan. 27, 2022 | Jose Garcia, Financial Services |
Jan. 27, 2022 | Michelle Katauskas, Chief Compliance Officer |
Jan. 27, 2022 | James Ochner |
Jan. 27, 2022 | Michael Borek, Investor/Consultant |
Jan. 26, 2022 | Matt Smith |
Jan. 26, 2022 | Joshua Roman |
Jan. 26, 2022 | Anonymous |
Jan. 26, 2022 | Mukhammad K. |
Meetings with SEC Officials
(Click here for submitted comments from the public)
|
Mar. 9, 2023 | Memorandum from the Division of Investment Management regarding a March 9, 2023 meeting with representatives of the Managed Funds Association |
Feb. 24, 2023 | Memorandum from the Office of Public Engagement regarding a February 10, 2023 meeting with various Investor and Advocacy Organizations |
Dec. 21, 2022 | Memorandum from the Office of the Chair regarding a December 21, 2022 meeting with representatives of the Americans for Financial Reform |
Nov. 3, 2022 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding a September 16, 2022 meeting with Americans for Financial Reform |
Nov. 2, 2022 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a November 1, 2022 meeting with representatives of the American Investment Council |
Oct. 19, 2022 | Memorandum from the Office of Commissioner Hester M. Peirce regarding an October 19, 2022 meeting with representatives of the Investment Advisers Association |
Aug. 22, 2022 | Memorandum from the Office of Commissioner Hester M. Peirce regarding an August 22, 2022 meeting with representatives of Alpha Wealth Strategies, et al. |
Jul. 8, 2022 | Memorandum from the Division of Investment Management regarding a July 6, 2022 meeting with representatives of Alternative Investment Management
Association |
Jun. 16, 2022 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a June 16, 2022 meeting with members of the Managed Funds Association |
May 5, 2022 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a May 5, 2022 Videoconference with Representatives of the Alternative Investment Management Association |
Apr. 29, 2022 | Memorandum from the Division of Investment Management regarding an April 29, 2022 videoconference with a representative of the Standards Board for Alternative Investments (“SBAI”) |
Apr. 25, 2022 | Memorandum from the Division of Investment Management regarding an April 20, 2022 meeting with representatives of the Managed Funds Association |
Apr. 5, 2022 | Memorandum from the Division of Investment Management regarding a March 29, 2022 videoconference with representatives of the Alternative Investment Management Association (“AIMA”) |
Mar. 14, 2022 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a March 14, 2022 meeting with a representative of the American Investment Council (AIC) |