(Click here for meetings with SEC officials)
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Comments have been received from individuals and entities using the following Letter Type
A: 26
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Aug. 10, 2018 | J. Ben Watkins, Director, Division of Bond Finance, State of Florida |
Jun. 13, 2018 | Alexandra M. MacLennan, President, National Association of Bond Lawyers |
Aug. 29, 2017 | Clifford M. Gerber, President, National Association of Bond Lawyers |
Jun. 28, 2017 | Michael Cohen, Director, California Department of Finance |
Jun. 1, 2017 | Keith Paul Bishop, Former California Commissioner of Corporations |
May 17, 2017 | Sophia D. Skoda, Director of Finance, East Bay Municipal Utility District |
May 16, 2017 | Paula Stuart, Chief Executive Officer, Digital Assurance Certification |
May 15, 2017 | Garth Rieman, Director of Housing Advocacy and Strategic Initiat, National Council of State Housing Agencies |
May 15, 2017 | Tracy Olsen, Business Administrator, Nebo School District, Utah |
May 15, 2017 | Glenn Hegar, Texas Comptroller of Public Accounts |
May 15, 2017 | Walker R. Stapleton, State Treasurer, and Ryan Parsell, Deputy Treasurer, State of Colorado |
May 15, 2017 | Emily S. Brock, Director, Director, Federal Liaison Center, Government Finance Officers Association |
May 15, 2017 | Susan Gaffney, Executive Director, National Association of Municipal Advisors |
May 15, 2017 | Christopher Alwine, Head of Municipal Money Market and Bond Groups, The Vanguard Group, Inc. |
May 15, 2017 | Donna Murr, President, National Association of Health and Educational Facilities Finance Authorities |
May 15, 2017 | Richard Doyle, City Attorney, City of San Jose, California |
May 15, 2017 | Robert W. Scott, Director of Finance, City of Brookfield, Wisconsin |
May 15, 2017 | Cristeena G. Naser, Vice President, Center for Securities, Trust & Inv, American Bankers Association |
May 15, 2017 | Timothy Cameron, Esq., Head, and Lindsey Weber Keljo, Esq., Managing Director and Associate General Counsel, Asset Management Group, SIFMA |
May 15, 2017 | National Association of State Treasurers |
May 15, 2017 | Diana Pope, Director, Financing and Investment Division, and Lee McElhannon, Director, Bond Finance, Financing and
Investment Division, Georgia State Financing and Investment Commission |
May 15, 2017 | Marty Dreischmeier, Chief Financial Officer, WPPI Energy |
May 15, 2017 | Kevin M. Burke, President and CEO, Airports Council International, North America |
May 15, 2017 | Michael Nicholas, Chief Executive Officer, Bond Dealers of America |
May 15, 2017 | John J. Wagner, Kutak Rock LLP |
May 15, 2017 | Rebecca L. Peace, Deputy Executive Director and Chief Counsel, Pennsylvania Housing Finance Agency |
May 15, 2017 | Noreen Roche-Carter, Chair, Tax and Finance Task Force, Large Public Power Council, Sacramento, California |
May 15, 2017 | Robert W. Doty, AGFS, Annapolis, Maryland |
May 15, 2017 | Robert W. Doty, AGFS , Annapolis, Maryland |
May 15, 2017 | Robert W. Doty, AGFS, Annapolis, Maryland |
May 15, 2017 | Robert W. Doty, AGFS, Annapolis, Maryland |
May 15, 2017 | Leo Karwejna, Managing Director and Chief Compliance Officer, PFM |
May 15, 2017 | Joanne Wamsley, Vice President for Finance and Deputy Treasurer, Arizona State University, et al. |
May 15, 2017 | Charisse Mosely, Deputy City Controller, City of Houston |
May 15, 2017 | Clifford M. Gerber, President, National Association of Bond Lawyers |
May 15, 2017 | Leslie M. Norwood, Managing Director and Associate General Counsel, SIFMA |
May 15, 2017 | Kurt J. Nagle, President and CEO, American Association of Port Authorities |
May 15, 2017 | David W. Osburn, General Manager, Oklahoma Municipal Power Authority |
May 15, 2017 | Dennis M. Kelleher, President & CEO, Better Markets, Inc. |
May 15, 2017 | Dorothy Donohue, Deputy General Counsel, Securities Regulation, Investment Company Institute |
May 15, 2017 | Michele Trongaard, Assistant Superintendent for Finance and Operation, Wylie Independent School District, Texas |
May 12, 2017 | Ted Wheeler, Mayor, City of Portland, Oregon |
May 12, 2017 | Kristin M. Bronson, City Attorney, City and County of Denver, Colorado |
May 12, 2017 | Cynthia A. Nichol, Chief Financial Officer, Port of Portland, Oregon |
May 12, 2017 | Dr. Marcelo Cavazos, Superintendent, Arlington Independent School District |
May 12, 2017 | Arthur J. "Grant" Lacerte, Vice President and General Counsel, Kissimmee Utility Authority |
May 12, 2017 | Ann Mackiernan, Chief Financial Officer, Tualatin Hills Park & Recreation District of Oregon |
May 11, 2017 | Grant Whitaker, President & CEO, Utah Housing Corporation |
May 11, 2017 | Martin W. Bates, Ph.D., J.D., Superindendent, and Terry Bawden, Board President, Granite School District, Utah |
May 10, 2017 | Jeff N. Heiner, President, Board of Education, Ogden City School District |
May 10, 2017 | Robert Scott and Keith Dagen, Co-chairs, Financial Reporting and Regulatory Response Committee, Government Finance Officers Association of Texas |
May 10, 2017 | Julie Egan, Chair, and Lisa Washburn, Chair, Industry Practices Procedures; National Federation of Municipal Analysts |
May 9, 2017 | Chad D. Gee, Superintendent, Yorktown Independent School District, Texas |
May 9, 2017 | Marina Scott, City Treasurer, Salt Lake City, Utah |
May 9, 2017 | Tracy Ginsburg, Executive Director, Texas Association of School Business Officials |
May 9, 2017 | Neal D. Suess, President/CEO, Loup River Public Power District |
May 8, 2017 | Erich Mueller, Finance Director, City of Troutdale, Oregon |
May 5, 2017 | Brian C. Massey, Finance Director, Outagamie County |
May 5, 2017 | Michael A. Genito, Commissioner of Finance, City of White Plains, NY |
May 4, 2017 | Michael Phemister, Vice President, Treasury Management, Dallas Fort Worth International Airport |
May 1, 2017 | Tyler Brown, J.D. Candidate, Boston College Law School |
May 1, 2017 | Ken Martin, Assistant Commissioner Financial Services/CFO, Texas Higher Education Coordinating Board |
Apr. 20, 2017 | David Lisante |
Apr. 14, 2017 | Lynnette Kelly, Executive Director, Municipal Securities Rulemaking Board |
Apr. 11, 2017 | Clifford M. Gerber, President, National Association of Bond Lawyers |
Apr. 2, 2017 | Jody Johnson |
Mar. 21, 2017 | John M. McNally, Hawkins Delafield & Wood LLP |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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Aug. 5, 2018 | Memorandum from the Office of Commissioner Robert J. Jackson regarding an August 1, 2018, discussion with representatives of Edelman Financial Services |
Aug. 5, 2018 | Memorandum from the Office of Commissioner Robert J. Jackson regarding an July 31, 2018, discussion with representatives of Breckinridge Capital Advisors |
Jul. 31, 2018 | Memorandum from the Office of Commissioner Robert J. Jackson regarding an July 31, 2018, discussion with representatives of Hartfield, Titus, & Donnelly |
Jul. 31, 2018 | Memorandum from the Office of Commissioner Hester M. Peirce regarding an July 13, 2018, meeting with representatives of the Government Finance Officers Association |
Jul. 16, 2018 | Memorandum from the Office of Commissioner Kara M. Stein regarding a July 13, 2018, meeting with the Government Finance Officers Association and the State of Florida Division of Bond Finance |
Jul. 12, 2018 | Memorandum from the Office of Municipal Securities regarding a July 11, 2018, phone call with the Municipal Securities Rulemaking Board |
Jul. 12, 2018 | Memorandum from the Office of Municipal Securities regarding a July 9, 2018, meeting with the Municipal Securities Rulemaking Board |
Apr. 27, 2018 | Memorandum from the Office of Commissioner Hester M. Peirce regarding an April 25, 2018, meeting with representatives of the Government Finance Officers Association |
Jan. 17, 2018 | Memorandum from the Office of Municipal Securities regarding a January 11, 2018, meeting with representatives of National Federation of Municipal Analysts |
Dec. 6, 2017 |
Memorandum from the Office of Municipal Securities regarding a December 6, 2017, meeting with representatives of Financial Accounting Foundation and Governmental Accounting Standards Board
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Oct. 26, 2017 |
Memorandum from the Office of Municipal Securities regarding an October 26, 2017, meeting with representatives of PFM Financial Advisors LLC and PFM Asset Management LLC
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Jul. 11, 2017 |
Memorandum from the Office of Municipal Securities regarding a June 26, 2017, meeting with Robert W. Doty
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Jun. 9, 2017 |
Memorandum from the Office of Municipal Securities regarding a June 8, 2017, meeting with representatives of the Bond Dealers of America
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Jun. 5, 2017 |
Memorandum from the Office of Municipal Securities regarding a June 1, 2017, meeting with representatives of the Securities Industry and Financial Markets Association (SIFMA)
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Jun. 5, 2017 |
Memorandum from the Office of Municipal Securities regarding a June 1, 2017, meeting with representatives of the National Association of Municipal Advisors (NAMA)
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May 19, 2017 |
Memorandum from the Office of Municipal Securities regarding a May 10, 2017, meeting with representatives of the Government Finance Officers Association
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May 19, 2017 |
Memorandum from the Office of Municipal Securities regarding a May 16, 2017, meeting with representatives of the Investment Company Institute Municipal Securities Advisory Committee
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May 18, 2017 |
Memorandum from the Office of Municipal Securities regarding a May 18, 2017, meeting with representatives of the National Federation of Municipal Analysts
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Mar. 30, 2017 |
Memorandum from the Office of Commissioner Kara Stein regarding a March 30, 2017, meeting with representatives of the Government Finance Officers Association
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Mar. 10, 2017 |
Memorandum from the Office of the Acting Chairman regarding a March 10, 2017, meeting with representatives of the Government Finance Officers Association
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Mar. 7, 2017 |
Memorandum from the Office of the Acting Chairman regarding a March 6, 2017, meeting with representatives of the Municipal Securities Rulemaking Board (MSRB)
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