34-93873
Dec. 29, 2021
SR-NSCC-2021-017
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Fees for NSCC's MF Info Xchange Service, Modify Fees for NSCC's Alternative Investment Product Service and Make Certain Other Clarification Changes to Addendum A of the NSCC Rules Comments Due: Exhibit 5 Federal Register version (87 FR 508)
34-93876
Dec. 29, 2021
SR-NASDAQ-2021-101
Notice of Filing of Proposed Rule Change To Amend Rule 4754 Related to Certain Order Handling in the LULD Closing Cross Comments Due: Exhibit 5 Federal Register version (87 FR 501)
34-93868
Dec. 27, 2021
SR-NASDAQ-2021-102
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Withdraw Its Trading Insights Product From Sale Comments Due: Exhibit 5 Federal Register version (87 FR 130)
34-93867
Dec. 23, 2021
SR-OCC-2021-013
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update The Options Clearing Corporation's Operational Loss Fee Pursuant to Its Capital Management Policy Comments Due: Exhibit 5 , Exhibit 5 Federal Register version (86 FR 74153)
34-93865
Dec. 23, 2021
SR-NYSE-2021-68
Notice of Filing of Proposed Rule Change To Revise the Suite of Complimentary Products and Services Offered to Listed Companies Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 74115)
34-93864
Dec. 23, 2021
SR-ICEEU-2021-025
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures Comments Due: Exhibit 5 Federal Register version (86 FR 74143)
34-93853
Dec. 22, 2021
SR-Phlx-2021-75
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Expiration Date of the Temporary Amendments Concerning Video Conference Hearings Comments Due: Federal Register version (86 FR 74164)
34-93850
Dec. 22, 2021
SR-NYSE-2021-75
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Rules To Add New Subparagraph (i)(6) to Rule 7.31 Comments Due: Exhibit 5 Federal Register version (86 FR 74119)
34-93862
Dec. 22, 2021
SR-NYSE-2021-76
Notice of Filing of Proposed Rule Change To Amend the NYSE Listed Company Manual To Amend Certain of Its Listing and Annual Fees Comments Due: Exhibit 5 Federal Register version (86 FR 74198)
34-93849
Dec. 22, 2021
SR-NYSE-2021-74
Notice of Filing of Proposed Rule Change Proposes To Amend the Provisions of Rule 7.35B View Received Comments Exhibit 5 Federal Register version (86 FR 74204)
34-93851
Dec. 22, 2021
SR-NYSE-2021-73
Notice of Filing of Proposed Rule Change To Amend Rule 37 To Incorporate Standards of Conduct for the Exchange's Trading Floor Comments Due: Exhibit 5 Federal Register version (86 FR 74180)
34-93856
Dec. 22, 2021
SR-NSCC-2021-016
Notice of Filing of Proposed Rule Change To Enhance Capital Requirements and Make Other Changes Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 74185)
34-93852
Dec. 22, 2021
SR-NASDAQ-2021-104
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Expiration Date of the Temporary Amendments Concerning Video Conference Hearings Comments Due: Federal Register version (86 FR 74201)
34-93857
Dec. 22, 2021
SR-FICC-2021-009
Notice of Filing of Proposed Rule Change To Enhance Capital Requirements and Make Other Changes Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 74130)
34-93854
Dec. 22, 2021
SR-DTC-2021-017
Notice of Filing of Proposed Rule Change To Enhance Capital Requirements and Make Other Changes Comments Due: Exhibit 5 Federal Register version (86 FR 74122)
34-93841
Dec. 21, 2021
SR-IEX-2021-18
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the FINRA Registration Fees on the Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 73830)
34-93839
Dec. 21, 2021
SR-ICEEU-2021-024
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures Comments Due: Exhibit 5 Federal Register version (86 FR 73835)
34-93835
Dec. 20, 2021
SR-NYSEAMER-2021-45
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 904 (Position Limits) Comments Due: Exhibit 5 Federal Register version (86 FR 73391)
34-93833
Dec. 20, 2021
SR-NYSEArca-2021-105
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.8-O (Position Limits) Comments Due: Exhibit 5 Federal Register version (86 FR 73396)
34-93830
Dec. 20, 2021
SR-NASDAQ-2021-045
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify Certain Pricing Limitations for Companies Listing in Connection With a Direct Listing Primary Offering Comments Due: View Received Comments Federal Register version (86 FR 73071)
34-93829
Dec. 20, 2021
SR-CboeBZX-2021-084
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 73402)
34-93834
Dec. 20, 2021
SR-CboeBZX-2021-083
Notice of Filing of a Proposed Rule Change To Amend Rule 25.3, Which Governs the Exchange's Minor Rule Violation Plan, in Connection With Certain Minor Rule Violations and Applicable Fines Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 73072)
34-93828
Dec. 20, 2021
SR-CboeBYX-2021-029
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Juneteenth National Independence Day a Holiday of the Exchange Comments Due: Exhibit 5 Federal Register version (86 FR 73069)
34-93831
Dec. 20, 2021
SR-CBOE-2021-075
Notice of Filing of a Proposed Rule Change To Increase Position Limits for Options on the SPDR Gold Trust and iShares Silver Trust Comments Due: Exhibit 5 Federal Register version (86 FR 73353)
34-93811
Dec. 17, 2021
SR-EMERALD-2021-44
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for the cToM Market Data Product Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 73051)
34-93823
Dec. 17, 2021
SR-Phlx-2021-74
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Equity 7, Section 3 Comments Due: Exhibit 5 Federal Register version (86 FR 73033)
34-93817
Dec. 17, 2021
4-698
Notice of Withdrawal of Amendment to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: View Received Comments Federal Register version (86 FR 72656)
34-93826
Dec. 17, 2021
SR-NASDAQ-2021-100
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 118 of the Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 73020)
34-93808
Dec. 17, 2021
SR-MIAX-2021-62
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for the cToM Market Data Product Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 73011)
34-93813
Dec. 17, 2021
SR-CboeEDGX-2021-051
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Juneteenth National Independence Day a Holiday of the Exchange Comments Due: Exhibit 5 Federal Register version (86 FR 73024)
34-93815
Dec. 17, 2021
SR-CboeEDGX-2021-052
Notice of Filing of a Proposed Rule Change To Amend Rule 25.3, Which Governs the Exchange's Minor Rule Violation Plan, in Connection With Certain Minor Rule Violations and Applicable Fines Comments Due: Exhibit 5 Federal Register version (86 FR 73029)
34-93816
Dec. 17, 2021
SR-CboeEDGA-2021-026
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Juneteenth National Independence Day a Holiday of the Exchange Comments Due: Exhibit 5 Federal Register version (86 FR 73022)
34-93822
Dec. 17, 2021
SR-CboeBZX-2021-051
Notice of Filing of Amendment No. 1 to a Proposed Rule Change To List and Trade Shares of the ARK 21Shares Bitcoin ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: View Received Comments Federal Register version (86 FR 73360)
34-93825
Dec. 17, 2021
SR-CboeBZX-2021-082
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Juneteenth National Independence Day a Holiday of the Exchange Comments Due: Exhibit 5 Federal Register version (86 FR 73006)
34-93819
Dec. 17, 2021
SR-CBOE-2021-071
Notice of Filing of a Proposed Rule Change To Adopt a New Trading Session That Will Operate After the Close of the Regular Trading Hours Session Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 73038)
34-93814
Dec. 17, 2021
SR-CBOE-2021-030
Notice of Withdrawal of Proposed Rule Changes To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail File Nos.: View Received Comments Federal Register version (86 FR 73008)
34-93814
Dec. 17, 2021
SR-GEMX-2021-03
Notice of Withdrawal of Proposed Rule Changes To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail File Nos.: Comments Due: Federal Register version (86 FR 73008)
34-93814
Dec. 17, 2021
SR-NASDAQ-2021-029
Notice of Withdrawal of Proposed Rule Changes To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 73008)
34-93814
Dec. 17, 2021
SR-ISE-2021-08
Notice of Withdrawal of Proposed Rule Changes To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail File Nos.: Comments Due: Federal Register version (86 FR 73008)
34-93814
Dec. 17, 2021
SR-CboeEDGA-2021-010
Notice of Withdrawal of Proposed Rule Changes To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail File Nos.: Comments Due: Federal Register version (86 FR 73008)
34-93814
Dec. 17, 2021
SR-CboeBYX-2021-011
Notice of Withdrawal of Proposed Rule Changes To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail File Nos.: Comments Due: Federal Register version (86 FR 73008)
34-93814
Dec. 17, 2021
SR-PHLX-2021-25
Notice of Withdrawal of Proposed Rule Changes To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail File Nos.: View Received Comments Federal Register version (86 FR 73008)
34-93814
Dec. 17, 2021
SR-BX-2021-018
Notice of Withdrawal of Proposed Rule Changes To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail File Nos.: Comments Due: Federal Register version (86 FR 73008)
34-93814
Dec. 17, 2021
SR-MRX-2021-05
Notice of Withdrawal of Proposed Rule Changes To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail File Nos.: Comments Due: Federal Register version (86 FR 73008)
34-93814
Dec. 17, 2021
SR-CboeEDGX-2021-024
Notice of Withdrawal of Proposed Rule Changes To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail File Nos.: Comments Due: Federal Register version (86 FR 73008)
34-93814
Dec. 17, 2021
SR-CboeBZX-2021-034
Notice of Withdrawal of Proposed Rule Changes To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail File Nos.: Comments Due: Federal Register version (86 FR 73008)
34-93803
Dec. 16, 2021
SR-NYSEAMER-2021-46
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Historical Market Data Product To Be Known as the NYSE Options Open-Close Volume Summary Comments Due: Federal Register version (86 FR 72647)
34-93797
Dec. 16, 2021
SR-NYSEArca-2021-47
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt New Rules 6.1P-O, 6.37AP-O, 6.40P-O, 6.41P-O, 6.62P-O, 6.64P-O, 6.76P-O, and 6.76AP-O and Amendments to Rules 1.1, 6.1-O, 6.1A-O, 6.37-O, 6.65A-O and 6.96-O Comments Due: View Received Comments Federal Register version (86 FR 72674)
34-93802
Dec. 16, 2021
SR-NYSE-2021-72
Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Non-Substantive Conforming Changes to Rule 18 Comments Due: Exhibit 5 Federal Register version (86 FR 72646)
34-93801
Dec. 16, 2021
SR-MIAX-2021-61
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Position Limits for Options on Two Exchange-Traded Funds Comments Due: Exhibit 5 Federal Register version (86 FR 72669)
34-93800
Dec. 16, 2021
SR-IEX-2021-17
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reintroduce a Market Maker Peg Order Type Comments Due: Exhibit 5 Federal Register version (86 FR 72650)
34-93799
Dec. 16, 2021
SR-CBOE-2021-074
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Juneteenth National Independence Day a Holiday of the Exchange Comments Due: Exhibit 5 Federal Register version (86 FR 72654)
34-93798
Dec. 16, 2021
SR-C2-2021-017
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules To Make Juneteenth National Independence Day a Holiday of the Exchange Comments Due: Exhibit 5 Federal Register version (86 FR 72667)
34-93788
Dec. 15, 2021
SR-NYSEArca-2021-90
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of Grayscale Bitcoin Trust (BTC) Under NYSE Arca Rule 8.201-E View Received Comments Federal Register version (86 FR 72291)
34-93790
Dec. 15, 2021
SR-NYSEArca-2021-89
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Bitwise Bitcoin ETP Trust Under NYSE Arca Rule 8.201-E Comments Due: View Received Comments Federal Register version (86 FR 72300)
34-93789
Dec. 15, 2021
SR-NASDAQ-2021-099
Notice of Filing of Proposed Rule Change To Amend Nasdaq Rule 5815 Regarding the Use of a Panel Monitor Following a Compliance Determination by a Nasdaq Listings Qualification Hearings Panel Comments Due: Exhibit 5 Federal Register version (86 FR 72293)
34-93787
Dec. 15, 2021
SR-LTSE-2021-08
Notice of Filing of a Proposed Rule Change To Modify and Expand the Package of Products and Services Provided to Companies and Clarify Existing Practice Under Rule 14.602 Comments Due: Exhibit 5 Federal Register version (86 FR 72296)
34-93786
Dec. 15, 2021
SR-BOX-2021-14
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, in Connection With the Proposed Establishment of BSTX as a Facility of the Exchange Comments Due: View Received Comments Federal Register version (86 FR 72296)
34-93772
Dec. 14, 2021
SR-EMERALD-2021-43
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX Emerald Express Interface Ports Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 71965)
34-93776
Dec. 14, 2021
SR-EMERALD-2021-42
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Emerald Fee Schedule To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees View Received Comments Exhibit 5 Federal Register version (86 FR 71983)
34-93770
Dec. 14, 2021
SR-NYSEArca-2021-103
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges Comments Due: Exhibit 5 Federal Register version (86 FR 72012)
34-93767
Dec. 14, 2021
SR-NYSE-2021-52
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Section 902.03 of the NYSE Listed Company Manual to Modify Listing and Annual Fees Applicable to Certain Warrants Listed by Foreign Companies Comments Due: Exhibit 5
34-93780
Dec. 14, 2021
SR-NYSE-2021-71
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Temporary Period for Specified Commentaries to Rules 7.35A and 7.35C and Temporary Rule Relief in Rule 36.30 Comments Due: Exhibit 5 Federal Register version (86 FR 72009)
34-93779
Dec. 14, 2021
SR-MRX-2021-12
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend MRX's Pricing Schedule at Options 7, Section 1, General Provisions Comments Due: Exhibit 5 Federal Register version (86 FR 71978)
34-93774
Dec. 14, 2021
SR-PEARL-2021-57
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 71952)
34-93771
Dec. 14, 2021
SR-MIAX-2021-60
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX Express Interface Ports Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 71940)
34-93775
Dec. 14, 2021
SR-MIAX-2021-59
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Fee Schedule To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 71996)
34-93773
Dec. 14, 2021
SR-MEMX-2021-18
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 71980)
34-93777
Dec. 14, 2021
SR-ISE-2021-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE's Pricing Schedule at Options 7, Section 1, General Provisions Comments Due: Exhibit 5 Federal Register version (86 FR 72018)
34-93769
Dec. 14, 2021
SR-FINRA-2021-032
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 2251 (Processing and Forwarding of Proxy and Other Issuer-Related Materials) Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 71936)
34-93764
Dec. 13, 2021
SR-ICEEU-2021-023
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures Comments Due: Exhibit 5 Federal Register version (86 FR 71692)
34-93758
Dec. 13, 2021
SR-FINRA-2021-031
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Expiration Date of Temporary Amendments Set Forth in SR-FINRA-2020-015 and SR-FINRA-2020-027 Comments Due: Federal Register version (86 FR 71695)
34-93754
Dec. 13, 2021
SR-CboeBZX-2021-080
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule by Modifying Certain Auction Fee Codes Comments Due: Exhibit 5 Federal Register version (86 FR 71690)
34-93748
Dec. 10, 2021
SR-NYSE-2021-70
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Eliminate the Underutilized Supplemental Liquidity Provider National Best Bid and Offer Setter Tier Credits Comments Due: Exhibit 5 Federal Register version (86 FR 71531)
34-93745
Dec. 9, 2021
SR-CboeBYX-2021-024
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Make Certain Clarifying Changes Related to Periodic Auctions Comments Due: View Received Comments Federal Register version (86 FR 71310)
34-93743
Dec. 9, 2021
SR-CBOE-2021-073
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 71304)
34-93744
Dec. 9, 2021
SR-CBOE-2021-072
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 71310)
34-93739
Dec. 8, 2021
SR-BX-2021-053
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BX's Pricing Schedule at Options 7, Section 1, General Provisions Comments Due: Exhibit 5 Federal Register version (86 FR 71106)
34-93736
Dec. 7, 2021
SR-EMERALD-2021-29
Notice of Withdrawal of Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees View Received Comments Federal Register version (86 FR 70878)
34-93729
Dec. 7, 2021
SR-Phlx-2021-71
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Affiliated Entity Program and Relocate Certain Rules Comments Due: Exhibit 5 Federal Register version (86 FR 70879)
34-93728
Dec. 7, 2021
SR-NASDAQ-2021-095
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Pricing Schedule at Options 7, Section 1, General Provisions Comments Due: Exhibit 5 Federal Register version (86 FR 70872)
34-93733
Dec. 7, 2021
SR-PEARL-2021-45
Notice of Withdrawal of Proposed Rule Changes to Amend the Fee Schedules To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 71108)
34-93733
Dec. 7, 2021
SR-MIAX-2021-41
Notice of Withdrawal of Proposed Rule Changes to Amend the Fee Schedules To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 71108)
34-93734
Dec. 7, 2021
SR-MIAX-2021-43
Notice of Withdrawal of Proposed Rule Changes To Amend the Fee Schedules To Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX and MIAX Emerald Express Interface Ports File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 70882)
34-93734
Dec. 7, 2021
SR-EMERALD-2021-31
Notice of Withdrawal of Proposed Rule Changes To Amend the Fee Schedules To Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX and MIAX Emerald Express Interface Ports File Nos.: Comments Due: View Received Comments Federal Register version (86 FR 70882)
34-93722
Dec. 6, 2021
SR-NSCC-2021-015
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Remove Mutual Fund Deposit Requirements and Remove Certain Other Provisions Relating to Clearing Fund Requirements for Limited Members From the NSCC Rules Comments Due: Exhibit 5 Federal Register version (86 FR 70548)
34-93718
Dec. 6, 2021
SR-CboeEDGX-2021-050
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (86 FR 70551)
34-93721
Dec. 6, 2021
SR-CBOE-2021-070
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Temporary Remote Inspection Relief for Trading Permit Holder's Office Inspections for Calendar Years 2020 and 2021 To Include Calendar Year 2022 Through June 30, 2022 Comments Due: Federal Register version (86 FR 70560)
34-93713
Dec. 3, 2021
SR-NASDAQ-2021-091
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Certain Annual Listing Fees To Be Implemented on January 1, 2022 Comments Due: Exhibit 5 Federal Register version (86 FR 70156)
34-93709
Dec. 2, 2021
SR-NSCC-2021-013
Notice of Filing of Proposed Rule Change To Provide for a Passive Acknowledgment Process, Codify Certain Settlement Processes and Make Technical, Clarifying and Conforming Changes to the NSCC Rules & Procedures Comments Due: Exhibit 5 Federal Register version (86 FR 69687)
34-93710
Dec. 2, 2021
SR-MEMX-2021-17
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Juneteenth National Independence Day a Holiday of the Exchange Comments Due: Exhibit 5 Federal Register version (86 FR 69697)
34-93698
Dec. 1, 2021
SR-EMERALD-2021-38
Notice of Filing of Proposed Rule Change To Amend Exchange Rule 531 To Provide for a New Service Called the "High Precision Network Time Signal Service" View Received Comments Exhibit 5 Federal Register version (86 FR 69301)
34-93687
Dec. 1, 2021
SR-NYSEAMER-2021-44
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 903 To Allow Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF ("IWM") Comments Due: Exhibit 5 Federal Register version (86 FR 69316)
34-93686
Dec. 1, 2021
SR-NYSEArca-2021-100
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.4-O To Allow Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF ("IWM") Comments Due: Exhibit 5 Federal Register version (86 FR 69313)
34-93702
Dec. 1, 2021
SR-LTSE-2021-07
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Juneteenth National Independence Day a Holiday of the Exchange in Rule 11.110 (Hours of Trading and Trading Days) Comments Due: Exhibit 5 Federal Register version (86 FR 69311)
34-93690
Dec. 1, 2021
SR-ICC-2021-023
Notice of Filing of Proposed Rule Change Relating to the ICC Clearing Rules and ICC Exercise Procedures Comments Due: Exhibit 5 Federal Register version (86 FR 69308)
34-93699
Dec. 1, 2021
SR-FINRA-2021-030
Notice of Filing of Proposed Rule Change To Amend FINRA Rule 6730 To Require Members To Append Modifiers to Delayed Treasury Spot and Portfolio Trades When Reporting to TRACE Comments Due: View Received Comments Exhibit 2a , Exhibit 2b , Exhibit 2c , Exhibit 5 Federal Register version (86 FR 69337)
34-93696
Dec. 1, 2021
SR-CboeEDGX-2021-049
Notice of Filing of a Proposed Rule Change To Introduce a New Data Product To Be Known as the Short Volume Report, Modify the Name of Rule 13.8 to "Data Products", and Add a Preamble to Rule 13.8 Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 69306)
34-93694
Dec. 1, 2021
SR-CboeEDGA-2021-025
Notice of Filing of a Proposed Rule Change To Introduce a New Data Product To Be Known as the Short Volume Report, Modify the Name of Rule 13.8 to "Data Products", and Add a Preamble to Rule 13.8 Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 69299)
34-93688
Dec. 1, 2021
SR-CboeBZX-2021-078
Notice of Filing of a Proposed Rule Change To Introduce a New Data Product To Be Known as the Short Volume Report Comments Due: View Received Comments Exhibit 5 Federal Register version (86 FR 69319)
