34-82166
Nov. 29, 2017
SR-NYSEArca-2017-90
Order Approving a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the Hartford Municipal Opportunities ETF Under NYSE Arca Rule 8.600-E Comments Due: View Received Comments Rel. No. 34-81915 , Rel. No. 34-81505 Federal Register version (82 FR 57497)
34-82138
Nov. 21, 2017
SR-NYSEArca-2017-88
Order Approving a Proposed Rule Change, as Modified by Amendments No. 1 and 2, To List and Trade Shares of the U.S. Equity Cumulative Dividends Fund-Series 2027 and the U.S. Equity Ex-Dividend Fund-Series 2027 Under NYSE Arca Rule 8.200-E, Commentary .02 Comments Due: View Received Comments Rel. No. 34-81848 , Rel. No. 34-81453 Federal Register version (82 FR 56311)
34-82109
Nov. 17, 2017
SR-LCHSA-2017-007
Order Approving Proposed Rule Changes To Add Rules Related to the Clearing of Options on Index Credit Default Swaps File Nos.: Comments Due: Rel. No. 34-81819 , Rel. No. 34-81487 , Rel. No. 34-81818 , Rel. No. 34-81399 Federal Register version (82 FR 55905)
34-82109
Nov. 17, 2017
SR-LCHSA-2017-006
Order Approving Proposed Rule Changes To Add Rules Related to the Clearing of Options on Index Credit Default Swaps File Nos.: Comments Due: Rel. No. 34-81819 , Rel. No. 34-81487 , Rel. No. 34-81818 , Rel. No. 34-81399 Federal Register version (82 FR 55905)
34-82101
Nov. 16, 2017
SR-MRX-2017-18
Order Granting Approval of a Proposed Rule Change To Adopt New Corporate Governance and Related Processes Similar to Those of the Nasdaq Exchanges Comments Due: Rel. No. 34-81795 Federal Register version (82 FR 55679)
34-82080
Nov. 15, 2017
SR-NYSEArca-2017-86
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To List and Trade Shares of the JPMorgan Managed Futures ETF Under NYSE Arca Rule 8.600-E Comments Due: View Received Comments Rel. No. 34-81766 Federal Register version (82 FR 55449)
34-82090
Nov. 15, 2017
SR-FICC-2017-002
Order Approving a Proposed Rule Change To Implement the Capped Contingency Liquidity Facility in the Government Securities Division Rulebook Comments Due: View Received Comments Rel. No. 34-81638 , Rel. No. 34-80812 , Rel. No. 34-80524 , Rel. No. 34-80234 Federal Register version (82 FR 55427)
34-82034
Nov. 8, 2017
SR-CHX-2017-04
Order Scheduling Filing of Statements on Review Comments Due: View Received Comments Letter from CHX withdrawing the proposed rule change , 2017 providing notice of Commission review of delegated action and stay of order , Rel. No. 34-81913 , Rel. No. 34-81415 , Rel. No. 34-80740 , Rel. No. 34-80364 , Rel. No. 34-80041 Federal Register version (82 FR 52762)
34-82028
Nov. 7, 2017
SR-NYSE-2017-36
Order Execution and Routing on Pillar, the Exchange's New Trading Technology Platform Comments Due: View Received Comments Federal Register version (82 FR 52757)
34-82005
Nov. 2, 2017
SR-Phlx-2017-55
Order Approving Proposed Rule Changes To Amend Rules 1024, Conduct of Accounts for Options Trading, and 1025, Supervision of Accounts Comments Due: Rel. No. 34-81642 Federal Register version (82 FR 51887)
34-82006
Nov. 2, 2017
SR-DTC-2017-016
Order Approving Proposed Rule Changes To Adopt the Clearing Agency Securities Valuation Framework File Nos.: Comments Due: Rel. No. 34-81667 Federal Register version (82 FR 51892)
34-81987
Oct. 31, 2017
SR-NASDAQ-2017-091
Order Granting Approval of Proposed Rule Change, as Modified by Amendments No. 1 and 2, To List and Trade Shares of the Calvert Ultra-Short Duration Income NextSharesTM Comments Due: View Received Comments Rel. No. 34-81591 Federal Register version (82 FR 51457)
34-81973
Oct. 27, 2017
SR-NASDAQ-2017-090
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Eaton Vance Oaktree Diversified Credit NextSharesTM Comments Due: View Received Comments Rel. No. 34-81574 Federal Register version (82 FR 50912)
34-81918
Oct. 23, 2017
SR-NYSEArca-2017-98
Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of The Gold Trust Under NYSE Arca Rule 8.201-E Comments Due: View Received Comments Rel. No. 34-81568 Federal Register version (82 FR 49884)
34-81876
Oct. 16, 2017
SR-BatsBZX-2017-53
Order Granting Approval of a Proposed Rule Change To List and Trade Shares of the WisdomTree CBOE Russell 2000 PutWrite Strategy Fund, a Series of the WisdomTree Trust, Under Rule 14.11(c)(3) (Index Fund Shares) Comments Due: Rel. No. 34-81510 Federal Register version (82 FR 48861)
34-81872
Oct. 13, 2017
SR-IEX-2017-20
Order Approving Proposed Rule Change To Adopt Rule 14.602 To Describe the Complimentary Products and Services To Be Made Available to All Listed Companies Comments Due: Rel. No. 34-81469 Federal Register version (82 FR 48733)
34-81849
Oct. 11, 2017
SR-BatsBZX-2017-55
Order Granting Approval of Proposed Rule Changes, as Modified by Amendments No. 1, To Harmonize the Corporate Governance Framework of Each Exchange With That of Chicago Board Options Exchange, Incorporated and C2 Options Exchange, Incorporated File Nos.: Comments Due: Rel. No. 34-81503 , Rel. No. 34-81498 , Rel. No. 34-81497 , Rel. No. 34-81496 Federal Register version (82 FR 48289)
34-81849
Oct. 11, 2017
SR-BatsEDGX-2017-35
Order Granting Approval of Proposed Rule Changes, as Modified by Amendments No. 1, To Harmonize the Corporate Governance Framework of Each Exchange With That of Chicago Board Options Exchange, Incorporated and C2 Options Exchange, Incorporated File Nos.: Comments Due: Rel. No. 34-81503 , Rel. No. 34-81498 , Rel. No. 34-81497 , Rel. No. 34-81496 Federal Register version (82 FR 48289)
34-81849
Oct. 11, 2017
SR-BatsEDGA-2017-22
Order Granting Approval of Proposed Rule Changes, as Modified by Amendments No. 1, To Harmonize the Corporate Governance Framework of Each Exchange With That of Chicago Board Options Exchange, Incorporated and C2 Options Exchange, Incorporated File Nos.: Comments Due: Rel. No. 34-81503 , Rel. No. 34-81498 , Rel. No. 34-81497 , Rel. No. 34-81496 Federal Register version (82 FR 48289)
34-81849
Oct. 11, 2017
SR-BatsBYX-2017-19
Order Granting Approval of Proposed Rule Changes, as Modified by Amendments No. 1, To Harmonize the Corporate Governance Framework of Each Exchange With That of Chicago Board Options Exchange, Incorporated and C2 Options Exchange, Incorporated File Nos.: Comments Due: Rel. No. 34-81503 , Rel. No. 34-81498 , Rel. No. 34-81497 , Rel. No. 34-81496 Federal Register version (82 FR 48289)
34-81826
Oct. 5, 2017
SR-Phlx-2017-67
Order Approving a Proposed Rule Change Relating to Quarterly Trading Requirements Comments Due: Rel. No. 34-81409 Federal Register version (82 FR 47585)
34-81802
Oct. 3, 2017
SR-GEMX-2017-37
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt New Corporate Governance and Related Processes Similar to Those of the Nasdaq Exchanges Comments Due: View Received Comments Rel. No. 34-81422 Federal Register version (82 FR 47055)
34-81794
Oct. 2, 2017
SR-NYSEArca-2017-56
Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Pursuant to NYSE Arca Rule 5.2-E(j)(3) Twelve Series of Investment Company Units Comments Due: View Received Comments Rel. No. 34-82295 , Rel. No. 34-81400 , Rel. No. 34-81062 Federal Register version (82 FR 46870)
34-81797
Oct. 2, 2017
SR-ICC-2017-012
Order Approving Proposed Rule Change Relating to ICC's Liquidity Risk Management Framework and ICC's Stress Testing Framework Comments Due: Rel. No. 34-81486 Federal Register version (82 FR 46844)
34-81783
Sept. 29, 2017
SR-NYSEAMER-2017-05
Order Approving Proposed Rule Change To Amend the Complimentary Products and Services Available to Certain Eligible New Listings Pursuant to Section 146 of the NYSE American Company Guide Rel. No. 34-81470 Federal Register version (82 FR 46575)
34-81774
Sept. 29, 2017
SR-NSCC-2017-015
Order Approving Proposed Rule Change To Amend and Clarify a Margin Charge Relating to CNS Fails Positions Comments Due: Rel. No. 34-81439 Federal Register version (82 FR 46558)
34-81781
Sept. 29, 2017
SR-FINRA-2017-027
Order Approving a Proposed Rule Change Relating to Capital Acquisition Broker Rules 203 (Engaging in Distribution and Solicitation Activities With Government Entities) and 458 (Books and Records Requirements for Government Distribution and Solicitation Activities) Rel. No. 34-81438 Federal Register version (82 FR 46559)
34-81745
Sept. 28, 2017
SR-DTC-2017-014
Order Approving Proposed Rule Changes To Adopt the Clearing Agency Operational Risk Management Framework File Nos.: Comments Due: Rel. No. 34-81338 Federal Register version (82 FR 46332)
34-81739
Sept. 27, 2017
SR-MIAX-2017-39
Order Granting Approval of a Proposed Rule Change To Adopt Rules Relating to Trading in Index Options Comments Due: Rel. No. 34-81371 Federal Register version (82 FR 46111)
34-81683
Sept. 22, 2017
SR-CHX-2017-12
Order Approving a Proposed Rule Change Regarding Qualified Contingent Trades and Related Information Recording Obligations by Certain Participants Comments Due: Rel. No. 34-81315 Federal Register version (82 FR 45325)
34-81686
Sept. 22, 2017
SR-NYSEArca-2017-05
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 2 and 3 Thereto, To List and Trade Shares of Direxion Daily Crude Oil Bull 3x Shares and Direxion Daily Crude Oil Bear 3x Shares Under NYSE Arca Equities Rule 8.200 Comments Due: View Received Comments Rel. No. 34-81224 , Rel. No. 34-80606 , Rel. No. 34-79916 Federal Register version (82 FR 45643)
34-81644
Sept. 18, 2017
SR-ICC-2017-008
Order Approving Proposed Rule Change Relating to the Clearance of Additional Credit Default Swap Contracts Comments Due: Rel. No. 34-81413 , Rel. No. 34-81029 Federal Register version (82 FR 44473)
34-81646
Sept. 18, 2017
SR-ICC-2017-009
Order Approving Proposed Rule Change Relating to the Clearance of Additional Credit Default Swap Contracts Comments Due: Rel. No. 34-81414 , Rel. No. 34-81030 Federal Register version (82 FR 44477)
34-81630
Sept. 15, 2017
SR-Phlx-2017-56
Order Approving Proposed Rule Change to a Proposal To Amend Rule 1027, Discretionary Accounts, To Conform It More Closely to a Comparable Rule of the Chicago Board Options Exchange ("CBOE") and To Make Minor Corrections and Clarifications Comments Due: Rel. No. 34-81270 Federal Register version (82 FR 44222)
34-81640
Sept. 15, 2017
SR-NYSE-2017-30
Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To Amend Section 102.01B of the NYSE Listed Company Manual To Provide for the Listing of Companies That List Without a Prior Exchange Act Registration and That Are Not Listing in Connection With an Underwritten Initial Public Offering and Related Changes to Rules 15, 104, and 123D Comments Due: View Received Comments Rel. No. 34-82332 , Rel. No. 34-81309 , Rel. No. 34-80933 , Rel. No. 34-81440 Federal Register version (82 FR 44229)
34-81635
Sept. 15, 2017
SR-DTC-2017-013
Order Approving Proposed Rule Changes To Adopt the Clearing Agency Risk Management Framework File Nos.: Comments Due: Rel. No. 34-81248 Federal Register version (82 FR 44224)
34-81616
Sept. 14, 2017
SR-CHX-2017-11
Order Approving Proposed Rule Changes, as Modified by Amendments, To Adopt a Consolidated Audit Trail Fee Dispute Resolution Process File Nos.: Rel. No. 34-81275 , Rel. No. 34-81053 , Rel. No. 34-81163 , Rel. No. 34-80916 Federal Register version (82 FR 44010)
34-81599
Sept. 13, 2017
SR-BatsBZX-2017-30
Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Permit the Listing and Trading of Managed Portfolio Shares; and To List and Trade Shares of the Following Under Proposed Rule 14.11(k): ClearBridge Appreciation ETF; ClearBridge Large Cap ETF; ClearBridge MidCap Growth ETF; ClearBridge Select ETF; and ClearBridge All Cap Value ETF Comments Due: View Received Comments Rel. No. 34-82301 , Rel. No. 34-81247 , Rel. No. 34-80911 Federal Register version (82 FR 43621)
34-81572
Sept. 11, 2017
SR-FINRA-2017-025
Order Approving a Proposed Rule Change Relating to the Definition of Non-Public Arbitrator Rel. No. 34-81196 Federal Register version (82 FR 43436)
34-81550
Sept. 7, 2017
SR-NSCC-2017-010
Order Approving Proposed Rule Change To Expand the Application of the Family-Issued Securities Charge Comments Due: Rel. No. 34-81203 Federal Register version (82 FR 43061)
34-81500
Aug. 30, 2017
SR-NASDAQ-2017-059
Order Approving Proposed Rule Changes, as Modified by Amendments, To Adopt a Consolidated Audit Trail Fee Dispute Resolution Process File Nos.: Comments Due: View Received Comments Rel. No. 34-80833 , Rel. No. 34-80835 , Rel. No. 34-80834 , Rel. No. 34-80831 , Rel. No. 34-80936 , Rel. No. 34-80971 , Rel. No. 34-80966 , Rel. No. 34-80832 , Rel. No. 34-80837 , Rel. No. 34-80952 , Rel. No. 34-80968 , Rel. No. 34-80970 , Rel. No. 34-80780 , Rel. No. 34-80781 , Rel. No. 34-80782 , Rel. No. 34-80967 , Rel. No. 34-80836 Federal Register version (82 FR 42143)
34-81500
Aug. 30, 2017
SR-BatsBZX-2017-39
Order Approving Proposed Rule Changes, as Modified by Amendments, To Adopt a Consolidated Audit Trail Fee Dispute Resolution Process File Nos.: Comments Due: View Received Comments Rel. No. 34-80833 , Rel. No. 34-80835 , Rel. No. 34-80834 , Rel. No. 34-80831 , Rel. No. 34-80936 , Rel. No. 34-80971 , Rel. No. 34-80966 , Rel. No. 34-80832 , Rel. No. 34-80837 , Rel. No. 34-80952 , Rel. No. 34-80968 , Rel. No. 34-80970 , Rel. No. 34-80780 , Rel. No. 34-80781 , Rel. No. 34-80782 , Rel. No. 34-80967 , Rel. No. 34-80836 Federal Register version (82 FR 42143)
34-81500
Aug. 30, 2017
SR-CBOE-2017-043
Order Approving Proposed Rule Changes, as Modified by Amendments, To Adopt a Consolidated Audit Trail Fee Dispute Resolution Process File Nos.: Comments Due: View Received Comments Rel. No. 34-80833 , Rel. No. 34-80835 , Rel. No. 34-80834 , Rel. No. 34-80831 , Rel. No. 34-80936 , Rel. No. 34-80971 , Rel. No. 34-80966 , Rel. No. 34-80832 , Rel. No. 34-80837 , Rel. No. 34-80952 , Rel. No. 34-80968 , Rel. No. 34-80970 , Rel. No. 34-80780 , Rel. No. 34-80781 , Rel. No. 34-80782 , Rel. No. 34-80967 , Rel. No. 34-80836 Federal Register version (82 FR 42143)
34-81500
Aug. 30, 2017
SR-NYSE-2017-24
Order Approving Proposed Rule Changes, as Modified by Amendments, To Adopt a Consolidated Audit Trail Fee Dispute Resolution Process File Nos.: Comments Due: View Received Comments Rel. No. 34-80833 , Rel. No. 34-80835 , Rel. No. 34-80834 , Rel. No. 34-80831 , Rel. No. 34-80936 , Rel. No. 34-80971 , Rel. No. 34-80966 , Rel. No. 34-80832 , Rel. No. 34-80837 , Rel. No. 34-80952 , Rel. No. 34-80968 , Rel. No. 34-80970 , Rel. No. 34-80780 , Rel. No. 34-80781 , Rel. No. 34-80782 , Rel. No. 34-80967 , Rel. No. 34-80836 Federal Register version (82 FR 42143)
34-81500
Aug. 30, 2017
SR-MIAX-2017-24
Order Approving Proposed Rule Changes, as Modified by Amendments, To Adopt a Consolidated Audit Trail Fee Dispute Resolution Process File Nos.: Comments Due: View Received Comments Rel. No. 34-80833 , Rel. No. 34-80835 , Rel. No. 34-80834 , Rel. No. 34-80831 , Rel. No. 34-80936 , Rel. No. 34-80971 , Rel. No. 34-80966 , Rel. No. 34-80832 , Rel. No. 34-80837 , Rel. No. 34-80952 , Rel. No. 34-80968 , Rel. No. 34-80970 , Rel. No. 34-80780 , Rel. No. 34-80781 , Rel. No. 34-80782 , Rel. No. 34-80967 , Rel. No. 34-80836 Federal Register version (82 FR 42143)
34-81500
Aug. 30, 2017
SR-PHLX-2017-47
Order Approving Proposed Rule Changes, as Modified by Amendments, To Adopt a Consolidated Audit Trail Fee Dispute Resolution Process File Nos.: Comments Due: View Received Comments Rel. No. 34-80833 , Rel. No. 34-80835 , Rel. No. 34-80834 , Rel. No. 34-80831 , Rel. No. 34-80936 , Rel. No. 34-80971 , Rel. No. 34-80966 , Rel. No. 34-80832 , Rel. No. 34-80837 , Rel. No. 34-80952 , Rel. No. 34-80968 , Rel. No. 34-80970 , Rel. No. 34-80780 , Rel. No. 34-80781 , Rel. No. 34-80782 , Rel. No. 34-80967 , Rel. No. 34-80836 Federal Register version (82 FR 42143)
34-81500
Aug. 30, 2017
SR-BatsEDGX-2017-24
Order Approving Proposed Rule Changes, as Modified by Amendments, To Adopt a Consolidated Audit Trail Fee Dispute Resolution Process File Nos.: Comments Due: View Received Comments Rel. No. 34-80833 , Rel. No. 34-80835 , Rel. No. 34-80834 , Rel. No. 34-80831 , Rel. No. 34-80936 , Rel. No. 34-80971 , Rel. No. 34-80966 , Rel. No. 34-80832 , Rel. No. 34-80837 , Rel. No. 34-80952 , Rel. No. 34-80968 , Rel. No. 34-80970 , Rel. No. 34-80780 , Rel. No. 34-80781 , Rel. No. 34-80782 , Rel. No. 34-80967 , Rel. No. 34-80836 Federal Register version (82 FR 42143)
34-81500
Aug. 30, 2017
SR-BX-2017-029
Order Approving Proposed Rule Changes, as Modified by Amendments, To Adopt a Consolidated Audit Trail Fee Dispute Resolution Process File Nos.: Comments Due: View Received Comments Rel. No. 34-80833 , Rel. No. 34-80835 , Rel. No. 34-80834 , Rel. No. 34-80831 , Rel. No. 34-80936 , Rel. No. 34-80971 , Rel. No. 34-80966 , Rel. No. 34-80832 , Rel. No. 34-80837 , Rel. No. 34-80952 , Rel. No. 34-80968 , Rel. No. 34-80970 , Rel. No. 34-80780 , Rel. No. 34-80781 , Rel. No. 34-80782 , Rel. No. 34-80967 , Rel. No. 34-80836 Federal Register version (82 FR 42143)
34-81500
Aug. 30, 2017
SR-BatsEDGA-2017-14
Order Approving Proposed Rule Changes, as Modified by Amendments, To Adopt a Consolidated Audit Trail Fee Dispute Resolution Process File Nos.: Comments Due: View Received Comments Rel. No. 34-80833 , Rel. No. 34-80835 , Rel. No. 34-80834 , Rel. No. 34-80831 , Rel. No. 34-80936 , Rel. No. 34-80971 , Rel. No. 34-80966 , Rel. No. 34-80832 , Rel. No. 34-80837 , Rel. No. 34-80952 , Rel. No. 34-80968 , Rel. No. 34-80970 , Rel. No. 34-80780 , Rel. No. 34-80781 , Rel. No. 34-80782 , Rel. No. 34-80967 , Rel. No. 34-80836 Federal Register version (82 FR 42143)
34-81500
Aug. 30, 2017
SR-IEX-2017-21
Order Approving Proposed Rule Changes, as Modified by Amendments, To Adopt a Consolidated Audit Trail Fee Dispute Resolution Process File Nos.: Comments Due: View Received Comments Rel. No. 34-80833 , Rel. No. 34-80835 , Rel. No. 34-80834 , Rel. No. 34-80831 , Rel. No. 34-80936 , Rel. No. 34-80971 , Rel. No. 34-80966 , Rel. No. 34-80832 , Rel. No. 34-80837 , Rel. No. 34-80952 , Rel. No. 34-80968 , Rel. No. 34-80970 , Rel. No. 34-80780 , Rel. No. 34-80781 , Rel. No. 34-80782 , Rel. No. 34-80967 , Rel. No. 34-80836 Federal Register version (82 FR 42143)
34-81500
Aug. 30, 2017
SR-NYSEArca-2017-60
Order Approving Proposed Rule Changes, as Modified by Amendments, To Adopt a Consolidated Audit Trail Fee Dispute Resolution Process File Nos.: Comments Due: View Received Comments Rel. No. 34-80833 , Rel. No. 34-80835 , Rel. No. 34-80834 , Rel. No. 34-80831 , Rel. No. 34-80936 , Rel. No. 34-80971 , Rel. No. 34-80966 , Rel. No. 34-80832 , Rel. No. 34-80837 , Rel. No. 34-80952 , Rel. No. 34-80968 , Rel. No. 34-80970 , Rel. No. 34-80780 , Rel. No. 34-80781 , Rel. No. 34-80782 , Rel. No. 34-80967 , Rel. No. 34-80836 Federal Register version (82 FR 42143)
34-81500
Aug. 30, 2017
SR-MRX-2017-08
Order Approving Proposed Rule Changes, as Modified by Amendments, To Adopt a Consolidated Audit Trail Fee Dispute Resolution Process File Nos.: Comments Due: View Received Comments Rel. No. 34-80833 , Rel. No. 34-80835 , Rel. No. 34-80834 , Rel. No. 34-80831 , Rel. No. 34-80936 , Rel. No. 34-80971 , Rel. No. 34-80966 , Rel. No. 34-80832 , Rel. No. 34-80837 , Rel. No. 34-80952 , Rel. No. 34-80968 , Rel. No. 34-80970 , Rel. No. 34-80780 , Rel. No. 34-80781 , Rel. No. 34-80782 , Rel. No. 34-80967 , Rel. No. 34-80836 Federal Register version (82 FR 42143)
34-81500
Aug. 30, 2017
SR-BatsBYX-2017-13
Order Approving Proposed Rule Changes, as Modified by Amendments, To Adopt a Consolidated Audit Trail Fee Dispute Resolution Process File Nos.: Rel. No. 34-80833 , Rel. No. 34-80835 , Rel. No. 34-80834 , Rel. No. 34-80831 , Rel. No. 34-80936 , Rel. No. 34-80971 , Rel. No. 34-80966 , Rel. No. 34-80832 , Rel. No. 34-80837 , Rel. No. 34-80952 , Rel. No. 34-80968 , Rel. No. 34-80970 , Rel. No. 34-80780 , Rel. No. 34-80781 , Rel. No. 34-80782 , Rel. No. 34-80967 , Rel. No. 34-80836 Federal Register version (82 FR 42143)
34-81500
Aug. 30, 2017
SR-BOX-2017-19
Order Approving Proposed Rule Changes, as Modified by Amendments, To Adopt a Consolidated Audit Trail Fee Dispute Resolution Process File Nos.: Comments Due: View Received Comments Rel. No. 34-80833 , Rel. No. 34-80835 , Rel. No. 34-80834 , Rel. No. 34-80831 , Rel. No. 34-80936 , Rel. No. 34-80971 , Rel. No. 34-80966 , Rel. No. 34-80832 , Rel. No. 34-80837 , Rel. No. 34-80952 , Rel. No. 34-80968 , Rel. No. 34-80970 , Rel. No. 34-80780 , Rel. No. 34-80781 , Rel. No. 34-80782 , Rel. No. 34-80967 , Rel. No. 34-80836 Federal Register version (82 FR 42143)
34-81500
Aug. 30, 2017
SR-GEMX-2017-24
Order Approving Proposed Rule Changes, as Modified by Amendments, To Adopt a Consolidated Audit Trail Fee Dispute Resolution Process File Nos.: Comments Due: View Received Comments Rel. No. 34-80833 , Rel. No. 34-80835 , Rel. No. 34-80834 , Rel. No. 34-80831 , Rel. No. 34-80936 , Rel. No. 34-80971 , Rel. No. 34-80966 , Rel. No. 34-80832 , Rel. No. 34-80837 , Rel. No. 34-80952 , Rel. No. 34-80968 , Rel. No. 34-80970 , Rel. No. 34-80780 , Rel. No. 34-80781 , Rel. No. 34-80782 , Rel. No. 34-80967 , Rel. No. 34-80836 Federal Register version (82 FR 42143)
34-81500
Aug. 30, 2017
SR-ISE-2017-52
Order Approving Proposed Rule Changes, as Modified by Amendments, To Adopt a Consolidated Audit Trail Fee Dispute Resolution Process File Nos.: Comments Due: View Received Comments Rel. No. 34-80833 , Rel. No. 34-80835 , Rel. No. 34-80834 , Rel. No. 34-80831 , Rel. No. 34-80936 , Rel. No. 34-80971 , Rel. No. 34-80966 , Rel. No. 34-80832 , Rel. No. 34-80837 , Rel. No. 34-80952 , Rel. No. 34-80968 , Rel. No. 34-80970 , Rel. No. 34-80780 , Rel. No. 34-80781 , Rel. No. 34-80782 , Rel. No. 34-80967 , Rel. No. 34-80836 Federal Register version (82 FR 42143)
34-81500
Aug. 30, 2017
SR-NYSEMKT-2017-31
Order Approving Proposed Rule Changes, as Modified by Amendments, To Adopt a Consolidated Audit Trail Fee Dispute Resolution Process File Nos.: Comments Due: View Received Comments Rel. No. 34-80833 , Rel. No. 34-80835 , Rel. No. 34-80834 , Rel. No. 34-80831 , Rel. No. 34-80936 , Rel. No. 34-80971 , Rel. No. 34-80966 , Rel. No. 34-80832 , Rel. No. 34-80837 , Rel. No. 34-80952 , Rel. No. 34-80968 , Rel. No. 34-80970 , Rel. No. 34-80780 , Rel. No. 34-80781 , Rel. No. 34-80782 , Rel. No. 34-80967 , Rel. No. 34-80836 Federal Register version (82 FR 42143)
34-81482
Aug. 25, 2017
SR-IEX-2017-22
Order Approving a Proposed Rule Change To Introduce a New Market Maker Peg Order Comments Due: Rel. No. 34-81078 Federal Register version (82 FR 41452)
34-81485
Aug. 25, 2017
SR-DTC-2017-008
Order Approving Proposed Rule Changes To Adopt the Clearing Agency Model Risk Management Framework File Nos.: Comments Due: Rel. No. 34-81074 Federal Register version (82 FR 41433)
34-81437
Aug. 18, 2017
SR-BatsBZX-2017-34
Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Introduce Bats Market Close, a Closing Match Process for Non-BZX Listed Securities Under New Exchange Rule 11.28 Comments Due: View Received Comments Rel. No. 34-81072 , Rel. No. 34-80683 , Rel. No. 34-82108 Federal Register version (82 FR 40202)
34-81435
Aug. 18, 2017
SR-CHX-2016-20
Securities Exchange Act of 1934; Order Scheduling Filing of Statements on Review in the Matter of the Chicago Stock Exchange, Inc. for an Order Granting the Approval of Proposed Rule Change Regarding the Acquisition of CHX Holdings, Inc. by North America Casin Holdings, Inc. (File No. SR-CHX-2016-20) Comments Due: View Received Comments Rel. No. 34-82077 , Rel. No. 34-81366 , Rel. No. 34-80864 , Rel. No. 34-79781 , Rel. No. 34-79474 Federal Register version (82 FR 40187)
34-81393
Aug. 14, 2017
SR-NYSE-2017-17
Order Granting Approval of Proposed Rule Change To Provide Advance Notice of Dividend or Stock Distribution Announcements to the Exchange Comments Due: Rel. No. 34-81021 Federal Register version (82 FR 39485)
34-81386
Aug. 14, 2017
SR-ICC-2017-010
Order Approving Proposed Rule Change To Revise the ICC Clearing Rules and the ICC Treasury Operations Policies and Procedures Comments Due: Rel. No. 34-81037 Federal Register version (82 FR 39484)
34-81347
Aug. 8, 2017
SR-ICC-2017-011
Order Granting Accelerated Approval of Proposed Rule Change Relating to the ICC Liquidity Risk Management Framework and the ICC Stress Testing Framework Comments Due: Rel. No. 34-81132 Federal Register version (82 FR 37917)
34-81318
Aug. 4, 2017
SR-FINRA-2017-021
Order Approving Proposed Rule Change To Make Available a New TRACE Security Activity Report Rel. No. 34-81007 Federal Register version (82 FR 37484)
34-81293
Aug. 2, 2017
SR-Phlx-2017-04
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Permit the Listing and Trading of P.M.-Settled NASDAQ-100 Index Options on a Pilot Basis Comments Due: View Received Comments Rel. No. 34-80581 , Rel. No. 34-80241 , Rel. No. 34-79894 Federal Register version (82 FR 37138)
34-81292
Aug. 2, 2017
SR-BOX-2016-48
Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Adopt Rules for an Open-Outcry Trading Floor Comments Due: View Received Comments Rel. No. 34-80720 , Rel. No. 34-80719 , Rel. No. 34-80134 , Rel. No. 34-79768 , Rel. No. 34-79421 Federal Register version (82 FR 37144)
34-81267
July 31, 2017
SR-NYSEArca-2017-36
Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt NYSE Arca Equities Rule 8.900 To Permit Listing and Trading of Managed Portfolio Shares and To List and Trade Shares of the Royce Pennsylvania ETF; Royce Premier ETF; and Royce Total Return ETF Under Proposed NYSE Arca Equities Rule 8.900 Comments Due: View Received Comments Rel. No. 34-80935 , Rel. No. 34-80553 , Rel. No. 34-81977 , Rel. No. 34-82374 Federal Register version (82 FR 36510)
34-81266
July 31, 2017
SR-OCC-2017-013
Order Approving Proposed Rule Changes Concerning the Adoption of a New Stock Options and Futures Settlement Agreement Between the National Securities Clearing Corporation and The Options Clearing Corporation File Nos.: Comments Due: View Received Comments Rel. No. 34-80942 Federal Register version (82 FR 36484)
34-81266
July 31, 2017
SR-NSCC-2017-007
Order Approving Proposed Rule Changes Concerning the Adoption of a New Stock Options and Futures Settlement Agreement Between the National Securities Clearing Corporation and The Options Clearing Corporation File Nos.: Comments Due: Rel. No. 34-80942 Federal Register version (82 FR 36484)
34-81204
July 25, 2017
SR-MRX-2017-02
Order Approving Proposed Rule Change To Amend Various Rules in Connection With a System Migration to Nasdaq INET Technology Comments Due: Rel. No. 34-81151 , Rel. No. 34-80815 Federal Register version (82 FR 35557)
34-81205
July 25, 2017
SR-MRX-2017-01
Order Approving Proposed Rule Change, as Modified by Amendment No. 2, To Amend the Exchange Opening Process Comments Due: Rel. No. 34-80937 Federal Register version (82 FR 35566)
34-81197
July 24, 2017
SR-NYSEArca-2017-46
Order Approving a Proposed Rule Change To Amend NYSE Arca Equities Rule 13.2, Liability of Corporation Comments Due: Rel. No. 34-80866 Federal Register version (82 FR 35244)
34-81189
July 21, 2017
4-698
Order of Summary Abrogation of Amendment No. 2 to the National Market System Plan Governing the Consolidated Audit Trail by Bats BYX Exchange, Inc., Bats BZX Exchange, Inc., Bats EDGA Exchange, Inc., Bats EDGX Exchange, Inc., BOX Options Exchange LLC, C2 Options Exchange, Incorporated, Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., Financial Industry Regulatory Authority, Inc., Investors' Exchange LLC, Miami International Securities Exchange, LLC, MIAX PEARL, LLC, NASDAQ BX, Inc., Nasdaq GEMX, LLC, Nasdaq ISE, LLC, Nasdaq MRX, LLC, NASDAQ PHLX LLC, The NASDAQ Stock Market LLC, New York Stock Exchange LLC, NYSE Arca, Inc., NYSE MKT LLC and NYSE National, Inc. Comments Due: View Received Comments Rel. No. 34-80930 , Rel. No. 34-79898 Federal Register version (82 FR 35005)
34-81186
July 21, 2017
SR-ICC-2017-006
Order Approving Proposed Rule Change Relating to ICC's End-of-Day Price Discovery Policies and Procedures Comments Due: Rel. No. 34-80895 Federal Register version (82 FR 34997)
34-81175
July 20, 2017
SR-CBOE-2017-044
Order Granting Approval of Proposed Rule Change Relating to Disaster Recovery Comments Due: Rel. No. 34-80857 Federal Register version (82 FR 34717)
34-81150
July 14, 2017
SR-NYSE-2016-71
Order Disapproving Proposed Rule Changes Amending Exchange Rule 104 to Delete Subsection (g)(i)(A)(III), Which Prohibits Designated Market Makers from Engaging in Transactions, During the Last Ten Minutes of Trading Before the Close, that Establish a New High (Low) Price for the Day on the Exchange in an Assigned Security in Which the DMM Has a Long (Short) Position File Nos.: Comments Due: Rel. No. 34-80552 , Order Rel. No. 34-80044 , Rel. No. 34-79612 , Rel. No. 34-79284 , Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Amending Rule 104 – Equities to Delete Subsection (g)(i)(A)(III) Prohibiting Designated Market Makers from E , Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Amending Rule 104 – Equities to Delete Subsection (g)(i)(A)(III) Prohibiting Designated Market Makers from Establishing a New High (Low) Price on the Exchan , Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending Rule 104 – Equities to Delete Subsection (g)(i)(A)(III) Prohibiting Designated Market Makers from Establishing a New High (Low) Price on the Exchange in a Secu , Notice of Filing of Proposed Rule Change Amending Rule 104 – Equities to Delete Subsection (g)(i)(A)(III) Prohibiting Designated Market Makers from Establishing a New High (Low) Price on the Exchange in a Security the DMM has a Long (Short) Position Durin Federal Register version (82 FR 33534)
34-81150
July 14, 2017
SR-NYSE-2016-71
Order Disapproving Proposed Rule Changes Amending Exchange Rule 104 to Delete Subsection (g)(i)(A)(III), Which Prohibits Designated Market Makers from Engaging in Transactions, During the Last Ten Minutes of Trading Before the Close, that Establish a New High (Low) Price for the Day on the Exchange in an Assigned Security in Which the DMM Has a Long (Short) Position File Nos.: Rel. No. 34-80552 , Order Rel. No. 34-80044 , Rel. No. 34-79612 , Rel. No. 34-79284 , Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Amending Rule 104 – Equities to Delete Subsection (g)(i)(A)(III) Prohibiting Designated Market Makers from E , Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Amending Rule 104 – Equities to Delete Subsection (g)(i)(A)(III) Prohibiting Designated Market Makers from Establishing a New High (Low) Price on the Exchan , Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending Rule 104 – Equities to Delete Subsection (g)(i)(A)(III) Prohibiting Designated Market Makers from Establishing a New High (Low) Price on the Exchange in a Secu , Notice of Filing of Proposed Rule Change Amending Rule 104 – Equities to Delete Subsection (g)(i)(A)(III) Prohibiting Designated Market Makers from Establishing a New High (Low) Price on the Exchange in a Security the DMM has a Long (Short) Position Durin Federal Register version (82 FR 33534)
34-81131
July 12, 2017
SR-MIAX-2017-19
Order Granting Approval of a Proposed Rule Change To Amend MIAX Options Rules 515, Execution of Orders and Quotes; 515A, MIAX Price Improvement Mechanism ("PRIME") and PRIME Solicitation Mechanism; and 518, Complex Orders Comments Due: Rel. No. 34-80768 Federal Register version (82 FR 32900)
34-81114
July 11, 2017
SR-FINRA-2017-015
Order Granting Approval of Proposed Rule Change To Make Available a New End-of-Day TRACE Transaction File Rel. No. 34-80805 Federal Register version (82 FR 32728)
34-81103
July 7, 2017
SR-NYSEMKT-2017-16
Order Granting Approval of Proposed Rule Changes, as Modified by Amendment No. 1, Amending NYSE Rule 36 and NYSE MKT Rule 36-Equities To Permit Exchange Floor Brokers To Use Non-Exchange Provided Telephones on the Floor File Nos.: Comments Due: View Received Comments Rel. No. 34-80753 , Rel. No. 34-80374 , Rel. No. 34-80375 Federal Register version (82 FR 32396)
34-81103
July 7, 2017
SR-NYSE-2017-07
Order Granting Approval of Proposed Rule Changes, as Modified by Amendment No. 1, Amending NYSE Rule 36 and NYSE MKT Rule 36-Equities To Permit Exchange Floor Brokers To Use Non-Exchange Provided Telephones on the Floor File Nos.: Comments Due: View Received Comments Rel. No. 34-80753 , Rel. No. 34-80374 , Rel. No. 34-80375 Federal Register version (82 FR 32396)
34-81097
July 7, 2017
SR-NASDAQ-2016-161
Order Attribute Under Rule 4703, and To Make Related Changes to Rules 4702, 4752, 4753, 4754, and 4757 Comments Due: View Received Comments Rel. No. 34-80149 , Rel. No. 34-79810 , Rel. No. 34-79428 Federal Register version (82 FR 32386)
34-81098
July 7, 2017
SR-FINRA-2017-007
Order Approving Proposed Rule Change To Adopt Consolidated Registration Rules, Restructure the Representative-Level Qualification Examination Program, Allow Permissive Registration, Establish Exam Waiver Process for Persons Working for Financial Services Affiliate of Member, and Amend the Continuing Education Requirements Rel. No. 34-80371 Federal Register version (82 FR 32419)
34-81105
July 7, 2017
SR-DTC-2017-003
Order Approving Proposed Rule Changes, as Modified by Amendments No. 1, To Adopt the Clearing Agency Policy on Capital Requirements and the Clearing Agency Capital Replenishment Plan File Nos.: Comments Due: Rel. No. 34-80878 , Rel. No. 34-80491 Federal Register version (82 FR 32399)
34-81084
July 6, 2017
SR-BatsBZX-2017-35
Order Granting Approval of a Proposed Rule Change To Amend Rule 20.6, Nullification and Adjustment of Options Transactions Including Obvious Errors, and Rule 20.3, Trading Halts Comments Due: Rel. No. 34-80709 Federal Register version (82 FR 32216)
34-81077
July 5, 2017
SR-NYSEArca-2017-55
Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of the GraniteShares Gold Trust Under NYSE Arca Equities Rule 8.201 Comments Due: View Received Comments Rel. No. 34-80730 Federal Register version (82 FR 32024)
34-81076
July 5, 2017
SR-ICEEU-2017-005
Order Approving Proposed Rule Change Relating to Clearing House Contributions to CDS Default Resources Comments Due: Rel. No. 34-80706 Federal Register version (82 FR 32037)
34-81070
June 30, 2017
SR-BatsBZX-2017-26
Order Approving a Proposed Rule Change, To Amend BZX Rule 14.11 To Provide for the Inclusion of Cash in an Index Underlying a Series of Index Fund Shares Comments Due: Exhibit 5 , Rel. No. 34-80728 Federal Register version (82 FR 31650)
34-81056
June 30, 2017
SR-LCHSA-2017-005
Order Approving Proposed Rule Change, as Amended by Amendment No. 1 Thereto, To Add Rules Related to the Clearing of CDX.NA.HY CDS Comments Due: Rel. No. 34-80666 Federal Register version (82 FR 31364)
34-81068
June 30, 2017
SR-ICEEU-2017-007
Order Approving Proposed Rule Change Relating to Amendments to the ICE Clear Europe Limited Articles of Association Comments Due: Rel. No. 34-80674 Federal Register version (82 FR 31648)
34-81067
June 30, 2017
SR-IEX-2017-16
Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Establish Fees for Industry Members To Fund the Consolidated Audit Trail File Nos.: Comments Due: View Received Comments Rel. No. 34-82049 , Rel. No. 34-80821 , Rel. No. 34-80721 , Rel. No. 34-80786 , Rel. No. 34-80785 , Rel. No. 34-82253 , Rel. No. 34-80715 , Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail , Rel. No. 34-82255 , Rel. No. 34-80726 , Rel. No. 34-80696 , Rel. No. 34-80697 , Rel. No. 34-80713 , Rel. No. 34-80693 , Rel. No. 34-80698 , Rel. No. 34-80694 , Rel. No. 34-80725 , Rel. No. 34-82252 , Rel. No. 34-80809 , Rel. No. 34-80822 , Rel. No. 34-80784 , Rel. No. 34-80675 , Rel. No. 34-82254 , Rel.No. 34-82251 , Rel. No. 34-82270 , Rel. No. 34-82272 , Rel. No. 34-80710 , Rel. No. 34-80676 , Rel. No. 34-82287 , Rel. No. 34-82286 , Rel. No. 34-82260 , Rel. No. 34-82264 , Rel. No. 34-82262 , 34-82771.pdf , Rel. No. 34-82273 , Rel. No. 34-82256 , Rel. No. 34-82261 , Rel. No. 34-82265 , Rel. No. 34-82263 , Rel. No. 34-80691 , Rel. No. 34-82257 Federal Register version (82 FR 31656)
34-81067
June 30, 2017
SR-NYSE-2017-22
Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Establish Fees for Industry Members To Fund the Consolidated Audit Trail File Nos.: Comments Due: View Received Comments Rel. No. 34-82049 , Rel. No. 34-80821 , Rel. No. 34-80721 , Rel. No. 34-80786 , Rel. No. 34-80785 , Rel. No. 34-82253 , Rel. No. 34-80715 , Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail , Rel. No. 34-82255 , Rel. No. 34-80726 , Rel. No. 34-80696 , Rel. No. 34-80697 , Rel. No. 34-80713 , Rel. No. 34-80693 , Rel. No. 34-80698 , Rel. No. 34-80694 , Rel. No. 34-80725 , Rel. No. 34-82252 , Rel. No. 34-80809 , Rel. No. 34-80822 , Rel. No. 34-80784 , Rel. No. 34-80675 , Rel. No. 34-82254 , Rel.No. 34-82251 , Rel. No. 34-82270 , Rel. No. 34-82272 , Rel. No. 34-80710 , Rel. No. 34-80676 , Rel. No. 34-82287 , Rel. No. 34-82286 , Rel. No. 34-82260 , Rel. No. 34-82264 , Rel. No. 34-82262 , 34-82771.pdf , Rel. No. 34-82273 , Rel. No. 34-82256 , Rel. No. 34-82261 , Rel. No. 34-82265 , Rel. No. 34-82263 , Rel. No. 34-80691 , Rel. No. 34-82257 Federal Register version (82 FR 31656)
34-81067
June 30, 2017
SR-BatsEDGX-2017-22
Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Establish Fees for Industry Members To Fund the Consolidated Audit Trail File Nos.: Comments Due: View Received Comments Rel. No. 34-82049 , Rel. No. 34-80821 , Rel. No. 34-80721 , Rel. No. 34-80786 , Rel. No. 34-80785 , Rel. No. 34-82253 , Rel. No. 34-80715 , Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail , Rel. No. 34-82255 , Rel. No. 34-80726 , Rel. No. 34-80696 , Rel. No. 34-80697 , Rel. No. 34-80713 , Rel. No. 34-80693 , Rel. No. 34-80698 , Rel. No. 34-80694 , Rel. No. 34-80725 , Rel. No. 34-82252 , Rel. No. 34-80809 , Rel. No. 34-80822 , Rel. No. 34-80784 , Rel. No. 34-80675 , Rel. No. 34-82254 , Rel.No. 34-82251 , Rel. No. 34-82270 , Rel. No. 34-82272 , Rel. No. 34-80710 , Rel. No. 34-80676 , Rel. No. 34-82287 , Rel. No. 34-82286 , Rel. No. 34-82260 , Rel. No. 34-82264 , Rel. No. 34-82262 , 34-82771.pdf , Rel. No. 34-82273 , Rel. No. 34-82256 , Rel. No. 34-82261 , Rel. No. 34-82265 , Rel. No. 34-82263 , Rel. No. 34-80691 , Rel. No. 34-82257 Federal Register version (82 FR 31656)
34-81067
June 30, 2017
SR-PEARL-2017-20
Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Establish Fees for Industry Members To Fund the Consolidated Audit Trail File Nos.: Comments Due: View Received Comments Rel. No. 34-82049 , Rel. No. 34-80821 , Rel. No. 34-80721 , Rel. No. 34-80786 , Rel. No. 34-80785 , Rel. No. 34-82253 , Rel. No. 34-80715 , Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail , Rel. No. 34-82255 , Rel. No. 34-80726 , Rel. No. 34-80696 , Rel. No. 34-80697 , Rel. No. 34-80713 , Rel. No. 34-80693 , Rel. No. 34-80698 , Rel. No. 34-80694 , Rel. No. 34-80725 , Rel. No. 34-82252 , Rel. No. 34-80809 , Rel. No. 34-80822 , Rel. No. 34-80784 , Rel. No. 34-80675 , Rel. No. 34-82254 , Rel.No. 34-82251 , Rel. No. 34-82270 , Rel. No. 34-82272 , Rel. No. 34-80710 , Rel. No. 34-80676 , Rel. No. 34-82287 , Rel. No. 34-82286 , Rel. No. 34-82260 , Rel. No. 34-82264 , Rel. No. 34-82262 , 34-82771.pdf , Rel. No. 34-82273 , Rel. No. 34-82256 , Rel. No. 34-82261 , Rel. No. 34-82265 , Rel. No. 34-82263 , Rel. No. 34-80691 , Rel. No. 34-82257 Federal Register version (82 FR 31656)
34-81067
June 30, 2017
SR-PHLX-2017-37
Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Establish Fees for Industry Members To Fund the Consolidated Audit Trail File Nos.: Comments Due: View Received Comments Rel. No. 34-82049 , Rel. No. 34-80821 , Rel. No. 34-80721 , Rel. No. 34-80786 , Rel. No. 34-80785 , Rel. No. 34-82253 , Rel. No. 34-80715 , Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail , Rel. No. 34-82255 , Rel. No. 34-80726 , Rel. No. 34-80696 , Rel. No. 34-80697 , Rel. No. 34-80713 , Rel. No. 34-80693 , Rel. No. 34-80698 , Rel. No. 34-80694 , Rel. No. 34-80725 , Rel. No. 34-82252 , Rel. No. 34-80809 , Rel. No. 34-80822 , Rel. No. 34-80784 , Rel. No. 34-80675 , Rel. No. 34-82254 , Rel.No. 34-82251 , Rel. No. 34-82270 , Rel. No. 34-82272 , Rel. No. 34-80710 , Rel. No. 34-80676 , Rel. No. 34-82287 , Rel. No. 34-82286 , Rel. No. 34-82260 , Rel. No. 34-82264 , Rel. No. 34-82262 , 34-82771.pdf , Rel. No. 34-82273 , Rel. No. 34-82256 , Rel. No. 34-82261 , Rel. No. 34-82265 , Rel. No. 34-82263 , Rel. No. 34-80691 , Rel. No. 34-82257 Federal Register version (82 FR 31656)
34-81067
June 30, 2017
SR-CBOE-2017-040
Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Establish Fees for Industry Members To Fund the Consolidated Audit Trail File Nos.: Comments Due: View Received Comments Rel. No. 34-82049 , Rel. No. 34-80821 , Rel. No. 34-80721 , Rel. No. 34-80786 , Rel. No. 34-80785 , Rel. No. 34-82253 , Rel. No. 34-80715 , Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail , Rel. No. 34-82255 , Rel. No. 34-80726 , Rel. No. 34-80696 , Rel. No. 34-80697 , Rel. No. 34-80713 , Rel. No. 34-80693 , Rel. No. 34-80698 , Rel. No. 34-80694 , Rel. No. 34-80725 , Rel. No. 34-82252 , Rel. No. 34-80809 , Rel. No. 34-80822 , Rel. No. 34-80784 , Rel. No. 34-80675 , Rel. No. 34-82254 , Rel.No. 34-82251 , Rel. No. 34-82270 , Rel. No. 34-82272 , Rel. No. 34-80710 , Rel. No. 34-80676 , Rel. No. 34-82287 , Rel. No. 34-82286 , Rel. No. 34-82260 , Rel. No. 34-82264 , Rel. No. 34-82262 , 34-82771.pdf , Rel. No. 34-82273 , Rel. No. 34-82256 , Rel. No. 34-82261 , Rel. No. 34-82265 , Rel. No. 34-82263 , Rel. No. 34-80691 , Rel. No. 34-82257 Federal Register version (82 FR 31656)
34-81067
June 30, 2017
SR-BX-2017-023
Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Establish Fees for Industry Members To Fund the Consolidated Audit Trail File Nos.: Comments Due: View Received Comments Rel. No. 34-82049 , Rel. No. 34-80821 , Rel. No. 34-80721 , Rel. No. 34-80786 , Rel. No. 34-80785 , Rel. No. 34-82253 , Rel. No. 34-80715 , Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail , Rel. No. 34-82255 , Rel. No. 34-80726 , Rel. No. 34-80696 , Rel. No. 34-80697 , Rel. No. 34-80713 , Rel. No. 34-80693 , Rel. No. 34-80698 , Rel. No. 34-80694 , Rel. No. 34-80725 , Rel. No. 34-82252 , Rel. No. 34-80809 , Rel. No. 34-80822 , Rel. No. 34-80784 , Rel. No. 34-80675 , Rel. No. 34-82254 , Rel.No. 34-82251 , Rel. No. 34-82270 , Rel. No. 34-82272 , Rel. No. 34-80710 , Rel. No. 34-80676 , Rel. No. 34-82287 , Rel. No. 34-82286 , Rel. No. 34-82260 , Rel. No. 34-82264 , Rel. No. 34-82262 , 34-82771.pdf , Rel. No. 34-82273 , Rel. No. 34-82256 , Rel. No. 34-82261 , Rel. No. 34-82265 , Rel. No. 34-82263 , Rel. No. 34-80691 , Rel. No. 34-82257 Federal Register version (82 FR 31656)
34-81067
June 30, 2017
SR-BatsBZX-2017-38
Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Establish Fees for Industry Members To Fund the Consolidated Audit Trail File Nos.: Comments Due: View Received Comments Rel. No. 34-82049 , Rel. No. 34-80821 , Rel. No. 34-80721 , Rel. No. 34-80786 , Rel. No. 34-80785 , Rel. No. 34-82253 , Rel. No. 34-80715 , Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail , Rel. No. 34-82255 , Rel. No. 34-80726 , Rel. No. 34-80696 , Rel. No. 34-80697 , Rel. No. 34-80713 , Rel. No. 34-80693 , Rel. No. 34-80698 , Rel. No. 34-80694 , Rel. No. 34-80725 , Rel. No. 34-82252 , Rel. No. 34-80809 , Rel. No. 34-80822 , Rel. No. 34-80784 , Rel. No. 34-80675 , Rel. No. 34-82254 , Rel.No. 34-82251 , Rel. No. 34-82270 , Rel. No. 34-82272 , Rel. No. 34-80710 , Rel. No. 34-80676 , Rel. No. 34-82287 , Rel. No. 34-82286 , Rel. No. 34-82260 , Rel. No. 34-82264 , Rel. No. 34-82262 , 34-82771.pdf , Rel. No. 34-82273 , Rel. No. 34-82256 , Rel. No. 34-82261 , Rel. No. 34-82265 , Rel. No. 34-82263 , Rel. No. 34-80691 , Rel. No. 34-82257 Federal Register version (82 FR 31656)
34-81067
June 30, 2017
SR-ISE-2017-45
Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Establish Fees for Industry Members To Fund the Consolidated Audit Trail File Nos.: Comments Due: View Received Comments Rel. No. 34-82049 , Rel. No. 34-80821 , Rel. No. 34-80721 , Rel. No. 34-80786 , Rel. No. 34-80785 , Rel. No. 34-82253 , Rel. No. 34-80715 , Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail , Rel. No. 34-82255 , Rel. No. 34-80726 , Rel. No. 34-80696 , Rel. No. 34-80697 , Rel. No. 34-80713 , Rel. No. 34-80693 , Rel. No. 34-80698 , Rel. No. 34-80694 , Rel. No. 34-80725 , Rel. No. 34-82252 , Rel. No. 34-80809 , Rel. No. 34-80822 , Rel. No. 34-80784 , Rel. No. 34-80675 , Rel. No. 34-82254 , Rel.No. 34-82251 , Rel. No. 34-82270 , Rel. No. 34-82272 , Rel. No. 34-80710 , Rel. No. 34-80676 , Rel. No. 34-82287 , Rel. No. 34-82286 , Rel. No. 34-82260 , Rel. No. 34-82264 , Rel. No. 34-82262 , 34-82771.pdf , Rel. No. 34-82273 , Rel. No. 34-82256 , Rel. No. 34-82261 , Rel. No. 34-82265 , Rel. No. 34-82263 , Rel. No. 34-80691 , Rel. No. 34-82257 Federal Register version (82 FR 31656)
