34-82949
March 27, 2018
SR-CBOE-2018-016
Order Book Federal Register version (83 FR 14066)
34-82939
March 23, 2018
SR-NYSEArca-2017-139
Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade the Shares of the ProShares Bitcoin ETF and the ProShares Short Bitcoin ETF Under NYSE Arca Rule 8.200-E, Commentary .02 Comments Due: View Received Comments Federal Register version (83 FR 13537)
34-82926
March 22, 2018
SR-OCC-2017-020
Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Concerning Enhanced and New Tools for Recovery Scenarios Comments Due: View Received Comments Federal Register version (83 FR 13171)
34-82927
March 22, 2018
SR-OCC-2017-021
Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Concerning Updates to and Formalization of OCC's Recovery and Orderly Wind-Down Plan Comments Due: Federal Register version (83 FR 13176)
34-82907
March 20, 2018
SR-NYSEArca-2018-08
Order Approving a Proposed Rule Change To Amend NYSE Arca Rule 1.1(ll) To Establish How the Official Closing Price Would Be Determined for an Exchange-Listed Security That Is a Derivative Securities Product if the Exchange Does Not Conduct a Closing Auction or if a Closing Auction Trade Is Less Than a Round Lot Comments Due: Federal Register version (83 FR 12980)
34-82908
March 20, 2018
SR-NSCC-2017-017
Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt a Recovery & Wind-Down Plan and Related Rules Comments Due: View Received Comments Federal Register version (83 FR 12986)
34-82910
March 20, 2018
SR-NSCC-2017-018
Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Loss Allocation Rules and Make Other Changes Comments Due: View Received Comments Federal Register version (83 FR 12968)
34-82916
March 20, 2018
SR-NSCC-2018-001
Order Approving Proposed Rule Change To Amend the By-Laws Comments Due: Federal Register version (83 FR 12974)
34-82911
March 20, 2018
SR-ISE-2017-106
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Permit the Listing and Trading of NQX Index Options on a Pilot Basis Comments Due: View Received Comments Federal Register version (83 FR 12966)
34-82909
March 20, 2018
SR-FICC-2017-022
Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Loss Allocation Rules and Make Other Changes Comments Due: View Received Comments Federal Register version (83 FR 12990)
34-82913
March 20, 2018
SR-FICC-2017-021
Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt a Recovery & Wind-Down Plan and Related Rules Comments Due: View Received Comments Federal Register version (83 FR 12997)
34-82917
March 20, 2018
SR-FICC-2018-002
Order Approving Proposed Rule Change To Amend the By-Laws Comments Due: Federal Register version (83 FR 12982)
34-82912
March 20, 2018
SR-DTC-2017-021
Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt a Recovery & Wind-Down Plan and Related Rules Comments Due: View Received Comments Federal Register version (83 FR 12999)
34-82914
March 20, 2018
SR-DTC-2017-022
Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Loss Allocation Rules and Make Other Changes Comments Due: View Received Comments Federal Register version (83 FR 12978)
34-82915
March 20, 2018
SR-DTC-2018-001
Order Approving Proposed Rule Change To Amend the By-Laws Comments Due: Federal Register version (83 FR 12970)
34-82906
March 20, 2018
SR-CboeBZX-2017-012
Order Approving a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the LHA Market State Tactical U.S. Equity ETF, a Series of the ETF Series Solutions, Under Rule 14.11(i), Managed Fund Shares Comments Due: View Received Comments Federal Register version (83 FR 12992)
34-82901
March 19, 2018
SR-LCHSA-2017-012
Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes Related to LCH SA's Recovery and Wind Down Plans File Nos.: Comments Due: Federal Register version (83 FR 12833)
34-82901
March 19, 2018
SR-LCHSA-2017-013
Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes Related to LCH SA's Recovery and Wind Down Plans File Nos.: Comments Due: Federal Register version (83 FR 12833)
34-82896
March 16, 2018
SR-BatsBZX-2017-34
Order Granting Motion for Extension of Time Comments Due: View Received Comments
34-82890
March 16, 2018
SR-ICEEU-2018-002
Order Granting Accelerated Approval of Proposed Rule Change Relating to the ICE Clear Europe Limited CDS Procedures, CDS Risk Policy, and CDS Risk Model Description Comments Due: Federal Register version (83 FR 12630)
34-82883
March 15, 2018
SR-LCHSA-2018-001
Order Granting Approval on an Accelerated Basis of Proposed Rule Change Relating to Self-Referencing Transactions Federal Register version (83 FR 12447)
34-82876
March 14, 2018
SR-FICC-2018-001
Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change to the Required Fund Deposit Calculation in the Government Securities Division Rulebook Comments Due: View Received Comments Federal Register version (83 FR 12229)
34-82872
March 14, 2018
SR-CboeBZX-2017-011
Order Granting Approval of a Proposed Rule Change To List and Trade the Common Shares of Beneficial Interest of the PowerShares Income Builder Portfolio, a Series of PowerShares Exchange-Traded Fund Trust II Comments Due: View Received Comments Federal Register version (83 FR 12218)
34-82856
March 12, 2018
SR-OCC-2018-001
Order Approving Proposed Rule Change Related to The Options Clearing Corporation's Fee Policy Comments Due: Federal Register version (83 FR 11807)
34-82853
March 12, 2018
SR-ICC-2018-001
Order Approving Proposed Rule Change Relating to the ICC Rules, ICC Risk Management Model Description Document, ICC Risk Management Framework, ICC Stress Testing Framework, and ICC Liquidity Risk Management Framework Comments Due: Federal Register version (83 FR 11570)
34-82842
March 9, 2018
SR-CboeBZX-2017-005
Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of a Series of the Cboe Vest S&P 500 Buffer Protect Strategy ETF Under the ETF Series Solutions Trust Under Rule 14.11(c)(3), Index Fund Shares Comments Due: View Received Comments Federal Register version (83 FR 11273)
34-82843
March 9, 2018
SR-CboeBZX-2017-006
Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of a Series of the Cboe Vest S&P 500 Enhanced Growth Strategy ETF Under the ETF Series Solutions Trust Under Rule 14.11(c)(3), Index Fund Shares Comments Due: View Received Comments Federal Register version (83 FR 11264)
34-82831
March 8, 2018
SR-NYSE-2018-01
Order Approving Proposed Rule Change To Amend the Complimentary Products and Services Available to Certain Eligible New Listings Pursuant to Section 907.00 of the Exchange's Listed Company Manual Comments Due: Federal Register version (83 FR 11267)
34-82804
March 5, 2018
SR-NYSE-2017-53
Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Listed Company Manual for Special Purpose Acquisition Companies To Lower the Initial Holders Requirement From 300 to 150 Round Lot Holders and To Eliminate Completely the 300 Public Stockholders Continued Listing Requirement, To Require at Least $5 Million in Net Tangible Assets for Initial and Continued Listing, and To Impose a 30-Day Deadline To Demonstrate Compliance With Certain Initial Listing Requirements Following a Business Combination Comments Due: View Received Comments Federal Register version (83 FR 10530)
34-82801
March 2, 2018
SR-OCC-2017-022
Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change Related to The Options Clearing Corporation's Margin Methodology Comments Due: View Received Comments Federal Register version (83 FR 9761)
34-82794
March 1, 2018
SR-BatsBZX-2017-34
Securities Exchange Act of 1934; Order Granting Petitions for Review and Scheduling Filing of Statements Comments Due: View Received Comments Motion for Extension of Time [Nasdaq and NYSE] , Response to Motion for Extension of Time [Cboe BZX] Federal Register version (83 FR 9561)
34-82796
March 1, 2018
SR-NYSE-2017-42
Order Granting Approval of Proposed Rule Change To Amend the NYSE Listed Company Manual To Modify Its Requirements With Respect to Physical Delivery of Proxy Materials to the Exchange Comments Due: Federal Register version (83 FR 9765)
34-82793
Feb. 28, 2018
SR-OCC-2018-004
Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change To Revise The Options Clearing Corporation's Schedule of Fees Comments Due: View Received Comments Federal Register version (83 FR 9562)
34-82785
Feb. 27, 2018
SR-OCC-2017-011
Order Approving Proposed Rule Change Related to The Options Clearing Corporation's Model Risk Management Policy Comments Due: Federal Register version (83 FR 9345)
34-82739
Feb. 20, 2018
SR-BatsBZX-2017-72
Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Innovator S&P 500 15% Shield Strategy ETF Series, Innovator S&P 500 "5% to "35% Shield Strategy ETF Series, Innovator S&P 500 Enhance and 10% Shield Strategy ETF Series, and Innovator S&P 500 Ultra Strategy ETF Series Under Rule 14.11(i) Comments Due: View Received Comments Federal Register version (83 FR 8309)
34-82730
Feb. 16, 2018
SR-NASDAQ-2017-131
Order Granting Approval of a Proposed Rule Change To List and Trade the Shares of the Reinhart Intermediate Bond NextShares Fund Under Nasdaq Rule 5745 Comments Due: Federal Register version (83 FR 8118)
34-82727
Feb. 15, 2018
SR-CHX-2016-20
Order Setting Aside Action by Delegated Authority and Disapproving a Proposed Rule Change, as Modified by Amendments No. 1 and No. 2, Regarding the Acquisition of CHX Holdings, Inc. by North America Casin Holdings, Inc. Comments Due: View Received Comments Federal Register version (83 FR 7793)
34-82659
Feb. 8, 2018
SR-ICEEU-2017-011
Order Approving Proposed Rule Change Relating to Amendments to the ICE Clear Europe Collateral and Haircut Policy Comments Due: Federal Register version (83 FR 6660)
34-82662
Feb. 8, 2018
SR-DTC-2017-024
Order Approving Proposed Rule Change To Amend Procedures in the DTC Settlement Service Guide Relating to the Intra-Month Collection of Required Participants Fund Deposits Comments Due: Federal Register version (83 FR 6624)
34-82663
Feb. 8, 2018
SR-DTC-2017-023
Order Approving Proposed Rule Change To Restore the Timeframe for Processing Credit Post-Payable Adjustments Comments Due: Federal Register version (83 FR 6629)
34-82658
Feb. 7, 2018
SR-OCC-2017-007
Order Approving Proposed Rule Change Related to the Options Clearing Corporation's Margin Policy Comments Due: Federal Register version (83 FR 6646)
34-82611
Feb. 1, 2018
SR-Phlx-2017-103
Order Approving a Proposed Rule Change To Expand the Short Term Option Series Program To Allow Monday Expirations for SPY Options Comments Due: Federal Register version (83 FR 5473)
34-82612
Feb. 1, 2018
SR-ISE-2017-111
Order Approving a Proposed Rule Change To Establish a Nonstandard Expirations Pilot Program Comments Due: Federal Register version (83 FR 5470)
34-82593
Jan. 26, 2018
SR-NYSEArca-2017-140
Order Approving a Proposed Rule Change To List and Trade Shares of the Perth Mint Physical Gold ETF Trust Pursuant to NYSE Arca Rule 8.201-E Comments Due: Federal Register version (83 FR 4718)
34-82564
Jan. 22, 2018
SR-NASDAQ-2017-123
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Causeway International Value NextSharesTM Comments Due: View Received Comments Federal Register version (83 FR 3842)
34-82544
Jan. 19, 2018
SR-NSCC-2017-019
Order Approving Proposed Rule Change To Enhance the Process for Submitting and Accepting ETF Creations and Redemptions Comments Due: Federal Register version (83 FR 3804)
34-82530
Jan. 18, 2018
SR-NASDAQ-2017-124
Order Granting Approval of a Proposed Rule Change, as Modified by Amendments No. 1 and 2, To List and Trade Shares of Brandes Value NextShares Under Nasdaq Rule 5745 Comments Due: View Received Comments Federal Register version (83 FR 3377)
34-82498
Jan. 12, 2018
SR-NYSEAMER-2017-26
Order Approving a Proposed Rule Change To Amend Rule 971.1NY To Amend the Duration of a Customer Best Execution Auction Federal Register version (83 FR 2823)
34-82502
Jan. 12, 2018
SR-OCC-2017-019
Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Concerning The Options Clearing Corporation's Adoption of a New Minimum Cash Requirement for the Clearing Fund Comments Due: View Received Comments Federal Register version (83 FR 2825)
34-82492
Jan. 12, 2018
SR-NYSEArca-2017-87
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 6, To List and Trade Shares of the JPMorgan Long/Short ETF Under NYSE Arca Rule 8.600-E Comments Due: View Received Comments Federal Register version (83 FR 2850)
34-82476
Jan. 9, 2018
SR-BatsBZX-2017-58
Order Approving a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the Cboe Vest S&P 500 Dividend Aristocrats Target Income Index ETF Under the ETF Series Solutions Trust Under Rule 14.11(c)(3) Comments Due: View Received Comments Federal Register version (83 FR 2234)
34-82474
Jan. 9, 2018
SR-Phlx-2017-75
Order Granting Approval of a Proposed Rule Change To Amend Rule 1009 To Modify the Criteria for Listing an Option on an Underlying Covered Security Comments Due: View Received Comments Federal Register version (83 FR 2240)
34-82478
Jan. 9, 2018
SR-NASDAQ-2017-087
Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify the Listing Requirements Related to Special Purpose Acquisition Companies Listing Standards To Reduce Round Lot Holders on Nasdaq Capital Market for Initial Listing From 300 to 150 and Eliminate Public Holders for Continued Listing From 300 to Zero, Require $5 Million in Net Tangible Assets for Initial and Continued Listing on Nasdaq Capital Market, and Impose a Deadline To Demonstrate Compliance With Initial Listing Requirements on All Nasdaq Markets Within 30 Days Following Each Business Combination Comments Due: View Received Comments Federal Register version (83 FR 2278)
34-82456
Jan. 8, 2018
SR-BOX-2017-33
Order Size for the Floor Broker Guarantee Provided in BOX Rule 7600(f) Comments Due: Federal Register version (83 FR 1651)
34-82445
Jan. 5, 2018
SR-Phlx-2017-99
Order Granting Accelerated Approval of a Proposed Rule Change To Amend Rule 1059 To Make Permanent a Program That Allows Cabinet Trade Transactions To Take Place at a Price Below $1 Per Option Contract Comments Due: Federal Register version (83 FR 1445)
34-82421
Dec. 29, 2017
SR-LCHSA-2017-010
Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Implementation of the Markets in Financial Instruments Regulation Comments Due: Rel. No. 34-82194 Federal Register version (83 FR 557)
34-82388
Dec. 22, 2017
SR-BatsBZX-2017-54
Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, To List and Trade Shares of the iShares Inflation Hedged Corporate Bond ETF, a Series of the iShares U.S. ETF Trust, Under Rule 14.11(i), Managed Fund Shares Comments Due: View Received Comments Rel. No. 34-82025 , Rel. No. 34-81671 , Rel. No. 34-81671 Federal Register version (82 FR 61596)
34-82398
Dec. 22, 2017
SR-CBOE-2017-070
Order Approving a Proposed Rule Change To Amend Rule 6.56 To Include Procedures for Multi-Leg Positions Comments Due: Rel. No. 34-82102 Federal Register version (82 FR 61637)
34-82345
Dec. 18, 2017
SR-LCHSA-2017-009
Order Approving Proposed Rule Change Relating to Wrong Way Risk Margin Comments Due: Rel. No. 34-82043 Federal Register version (82 FR 60781)
34-82337
Dec. 15, 2017
SR-CboeBZX-2017-001
Order Granting Accelerated Approval of a Proposed Rule Change Relating to Its Director Nomination and Committee Appointment Process and Its Nominating and Governance Committee File Nos.: Comments Due: Rel. No. 34-82122 , Rel. No. 34-82123 , Rel. No. 34-82125 , Rel. No. 34-82126 Federal Register version (82 FR 60649)
34-82337
Dec. 15, 2017
SR-CboeEDGA-2017-001
Order Granting Accelerated Approval of a Proposed Rule Change Relating to Its Director Nomination and Committee Appointment Process and Its Nominating and Governance Committee File Nos.: Comments Due: Rel. No. 34-82122 , Rel. No. 34-82123 , Rel. No. 34-82125 , Rel. No. 34-82126 Federal Register version (82 FR 60649)
34-82337
Dec. 15, 2017
SR-CboeBYX-2017-001
Order Granting Accelerated Approval of a Proposed Rule Change Relating to Its Director Nomination and Committee Appointment Process and Its Nominating and Governance Committee File Nos.: Comments Due: Rel. No. 34-82122 , Rel. No. 34-82123 , Rel. No. 34-82125 , Rel. No. 34-82126 Federal Register version (82 FR 60649)
34-82337
Dec. 15, 2017
SR-CboeEDGX-2017-001
Order Granting Accelerated Approval of a Proposed Rule Change Relating to Its Director Nomination and Committee Appointment Process and Its Nominating and Governance Committee File Nos.: Comments Due: Rel. No. 34-82122 , Rel. No. 34-82123 , Rel. No. 34-82125 , Rel. No. 34-82126 Federal Register version (82 FR 60649)
34-82336
Dec. 15, 2017
SR-C2-2017-030
Order Granting Accelerated Approval to a Proposed Rule Change Relating to Its Nominating and Governance Committee and Regulatory Oversight and Compliance Committee as Well as Its Director Nomination and Committee Appointment Process Comments Due: Rel. No. 34-82119 Federal Register version (82 FR 60654)
34-82336
Dec. 15, 2017
SR-CBOE-2017-072
Order Granting Accelerated Approval to a Proposed Rule Change Relating to Its Nominating and Governance Committee and Regulatory Oversight and Compliance Committee as Well as Its Director Nomination and Committee Appointment Process Comments Due: Rel. No. 34-82119 Federal Register version (82 FR 60654)
34-82321
Dec. 14, 2017
SR-MSRB-2017-06
Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Consisting of Proposed Amendments to MSRB Rule G-34, on CUSIP Numbers, New Issue, and Market Information Requirements Comments Due: View Received Comments Rel. No. 34-82053 , Rel. No. 34-81595 Federal Register version (82 FR 60433)
34-82309
Dec. 13, 2017
SR-OCC-2017-017
Order Approving Proposed Rule Change Concerning Liquidity for Same Day Settlement Comments Due: Rel. No. 34-81956 , Rel. No. 34-81956 Federal Register version (82 FR 60262)
34-82310
Dec. 13, 2017
SR-OCC-2017-010
Order Approving Proposed Rule Change Relating to The Options Clearing Corporation's Default Management Policy Comments Due: Rel. No. 34-81955 , Rel. No. 34-81955 Federal Register version (82 FR 60265)
34-82311
Dec. 13, 2017
SR-OCC-2017-008
Order Approving Proposed Rule Change Related to The Options Clearing Corporation's Collateral Risk Management Policy Comments Due: View Received Comments Rel. No. 34-82009 , Rel. No. 34-82009 Federal Register version (82 FR 60252)
34-82312
Dec. 13, 2017
SR-OCC-2017-009
Order Approving Proposed Rule Change Relating to The Options Clearing Corporation's Counterparty Credit Risk Management Policy Comments Due: Rel. No. 34-81949 , Rel. No. 34-81949 Federal Register version (82 FR 60242)
34-82313
Dec. 13, 2017
SR-ICEEU-2017-013
Order Approving Proposed Rule Change Relating to the ICE Clear Europe Procyclicality Framework Comments Due: Rel. No. 34-81994 Federal Register version (82 FR 60254)
34-82238
Dec. 8, 2017
SR-MSRB-2017-08
Order Granting Approval of a Proposed Rule Change To Amend MSRB Form G-45 To Collect Additional Data About the Transactional Fees Primarily Assessed by Programs Established To Implement the ABLE Act Comments Due: View Received Comments Rel. No. 34-81921 Federal Register version (82 FR 59148)
34-82232
Dec. 7, 2017
SR-OCC-2017-005
Order Approving Proposed Rule Change Related to a Comprehensive Risk Management Framework Comments Due: Rel. No. 34-81909 , Rel. No. 34-81909 Federal Register version (82 FR 58662)
34-82281
Dec. 7, 2017
SR-NYSEARCA-2013-107
Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS in Connection With the Exchange's Retail Liquidity Program Until June 30, 2018 Comments Due: Incoming Letter Federal Register version (82 FR 59679)
34-82228
Dec. 7, 2017
SR-NYSE-2011-55
Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS In Connection With the Exchange's Retail Liquidity Program Until June 30, 2018 Comments Due: View Received Comments Incoming Letter Federal Register version (82 FR 58458)
34-82235
Dec. 7, 2017
4-443
Order Approving the Fourth Amendment to the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options Comments Due: Federal Register version (82 FR 58668)
34-82198
Dec. 1, 2017
SR-BX-2014-048
Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS in Connection With the Exchange's Retail Price Improvement Program Until June 30, 2018 Comments Due: Incoming Letter , Exhibit 5 , Request for Exemption , Response to Request for No Action Relief , Rel. No. 34-79448 , Rel. No. 34-73702 , Rel. No. 34-73410 Federal Register version (82 FR 57627)
34-82196
Dec. 1, 2017
SR-CBOE-2017-064
Order Type Comments Due: Rel. No. 34-81862 Federal Register version (82 FR 57790)
34-82166
Nov. 29, 2017
SR-NYSEArca-2017-90
Order Approving a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the Hartford Municipal Opportunities ETF Under NYSE Arca Rule 8.600-E Comments Due: View Received Comments Rel. No. 34-81915 , Rel. No. 34-81505 Federal Register version (82 FR 57497)
34-82138
Nov. 21, 2017
SR-NYSEArca-2017-88
Order Approving a Proposed Rule Change, as Modified by Amendments No. 1 and 2, To List and Trade Shares of the U.S. Equity Cumulative Dividends Fund-Series 2027 and the U.S. Equity Ex-Dividend Fund-Series 2027 Under NYSE Arca Rule 8.200-E, Commentary .02 Comments Due: View Received Comments Rel. No. 34-81848 , Rel. No. 34-81453 Federal Register version (82 FR 56311)
34-82109
Nov. 17, 2017
SR-LCHSA-2017-006
Order Approving Proposed Rule Changes To Add Rules Related to the Clearing of Options on Index Credit Default Swaps File Nos.: Comments Due: Rel. No. 34-81819 , Rel. No. 34-81487 , Rel. No. 34-81818 , Rel. No. 34-81399 Federal Register version (82 FR 55905)
34-82109
Nov. 17, 2017
SR-LCHSA-2017-007
Order Approving Proposed Rule Changes To Add Rules Related to the Clearing of Options on Index Credit Default Swaps File Nos.: Comments Due: Rel. No. 34-81819 , Rel. No. 34-81487 , Rel. No. 34-81818 , Rel. No. 34-81399 Federal Register version (82 FR 55905)
34-82101
Nov. 16, 2017
SR-MRX-2017-18
Order Granting Approval of a Proposed Rule Change To Adopt New Corporate Governance and Related Processes Similar to Those of the Nasdaq Exchanges Comments Due: Rel. No. 34-81795 Federal Register version (82 FR 55679)
34-82080
Nov. 15, 2017
SR-NYSEArca-2017-86
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To List and Trade Shares of the JPMorgan Managed Futures ETF Under NYSE Arca Rule 8.600-E Comments Due: View Received Comments Rel. No. 34-81766 Federal Register version (82 FR 55449)
34-82090
Nov. 15, 2017
SR-FICC-2017-002
Order Approving a Proposed Rule Change To Implement the Capped Contingency Liquidity Facility in the Government Securities Division Rulebook Comments Due: View Received Comments Rel. No. 34-81638 , Rel. No. 34-80812 , Rel. No. 34-80524 , Rel. No. 34-80234 Federal Register version (82 FR 55427)
34-82034
Nov. 8, 2017
SR-CHX-2017-04
Order Scheduling Filing of Statements on Review Comments Due: View Received Comments Letter from CHX withdrawing the proposed rule change , 2017 providing notice of Commission review of delegated action and stay of order , Rel. No. 34-81913 , Rel. No. 34-81415 , Rel. No. 34-80740 , Rel. No. 34-80364 , Rel. No. 34-80041 Federal Register version (82 FR 52762)
34-82028
Nov. 7, 2017
SR-NYSE-2017-36
Order Execution and Routing on Pillar, the Exchange's New Trading Technology Platform Comments Due: View Received Comments Federal Register version (82 FR 52757)
34-82005
Nov. 2, 2017
SR-Phlx-2017-55
Order Approving Proposed Rule Changes To Amend Rules 1024, Conduct of Accounts for Options Trading, and 1025, Supervision of Accounts Comments Due: Rel. No. 34-81642 Federal Register version (82 FR 51887)
34-82006
Nov. 2, 2017
SR-DTC-2017-016
Order Approving Proposed Rule Changes To Adopt the Clearing Agency Securities Valuation Framework File Nos.: Comments Due: Rel. No. 34-81667 Federal Register version (82 FR 51892)
34-81987
Oct. 31, 2017
SR-NASDAQ-2017-091
Order Granting Approval of Proposed Rule Change, as Modified by Amendments No. 1 and 2, To List and Trade Shares of the Calvert Ultra-Short Duration Income NextSharesTM Comments Due: View Received Comments Rel. No. 34-81591 Federal Register version (82 FR 51457)
34-81973
Oct. 27, 2017
SR-NASDAQ-2017-090
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Eaton Vance Oaktree Diversified Credit NextSharesTM Comments Due: View Received Comments Rel. No. 34-81574 Federal Register version (82 FR 50912)
34-81918
Oct. 23, 2017
SR-NYSEArca-2017-98
Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of The Gold Trust Under NYSE Arca Rule 8.201-E Comments Due: View Received Comments Rel. No. 34-81568 Federal Register version (82 FR 49884)
34-81876
Oct. 16, 2017
SR-BatsBZX-2017-53
Order Granting Approval of a Proposed Rule Change To List and Trade Shares of the WisdomTree CBOE Russell 2000 PutWrite Strategy Fund, a Series of the WisdomTree Trust, Under Rule 14.11(c)(3) (Index Fund Shares) Comments Due: Rel. No. 34-81510 Federal Register version (82 FR 48861)
34-81872
Oct. 13, 2017
SR-IEX-2017-20
Order Approving Proposed Rule Change To Adopt Rule 14.602 To Describe the Complimentary Products and Services To Be Made Available to All Listed Companies Comments Due: Rel. No. 34-81469 Federal Register version (82 FR 48733)
34-81849
Oct. 11, 2017
SR-BatsBYX-2017-19
Order Granting Approval of Proposed Rule Changes, as Modified by Amendments No. 1, To Harmonize the Corporate Governance Framework of Each Exchange With That of Chicago Board Options Exchange, Incorporated and C2 Options Exchange, Incorporated File Nos.: Comments Due: Rel. No. 34-81503 , Rel. No. 34-81498 , Rel. No. 34-81497 , Rel. No. 34-81496 Federal Register version (82 FR 48289)
34-81849
Oct. 11, 2017
SR-BatsBZX-2017-55
Order Granting Approval of Proposed Rule Changes, as Modified by Amendments No. 1, To Harmonize the Corporate Governance Framework of Each Exchange With That of Chicago Board Options Exchange, Incorporated and C2 Options Exchange, Incorporated File Nos.: Comments Due: Rel. No. 34-81503 , Rel. No. 34-81498 , Rel. No. 34-81497 , Rel. No. 34-81496 Federal Register version (82 FR 48289)
34-81849
Oct. 11, 2017
SR-BatsEDGX-2017-35
Order Granting Approval of Proposed Rule Changes, as Modified by Amendments No. 1, To Harmonize the Corporate Governance Framework of Each Exchange With That of Chicago Board Options Exchange, Incorporated and C2 Options Exchange, Incorporated File Nos.: Comments Due: Rel. No. 34-81503 , Rel. No. 34-81498 , Rel. No. 34-81497 , Rel. No. 34-81496 Federal Register version (82 FR 48289)
34-81849
Oct. 11, 2017
SR-BatsEDGA-2017-22
Order Granting Approval of Proposed Rule Changes, as Modified by Amendments No. 1, To Harmonize the Corporate Governance Framework of Each Exchange With That of Chicago Board Options Exchange, Incorporated and C2 Options Exchange, Incorporated File Nos.: Comments Due: Rel. No. 34-81503 , Rel. No. 34-81498 , Rel. No. 34-81497 , Rel. No. 34-81496 Federal Register version (82 FR 48289)
34-81826
Oct. 5, 2017
SR-Phlx-2017-67
Order Approving a Proposed Rule Change Relating to Quarterly Trading Requirements Comments Due: Rel. No. 34-81409 Federal Register version (82 FR 47585)
34-81802
Oct. 3, 2017
SR-GEMX-2017-37
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt New Corporate Governance and Related Processes Similar to Those of the Nasdaq Exchanges Comments Due: View Received Comments Rel. No. 34-81422 Federal Register version (82 FR 47055)
