Investor Advisory Committee — Archival Materials
Meetings
- Meeting Notice
- Sunshine Act Notice
- Agenda
- Recommendation of the Investor as Purchaser Subcommittee: Promotion of Electronic Delivery and Development of a Summary Disclosure Document for Delivery of Investment Company Shareholder Reports
- Discussion Draft Re: Cybersecurity and Risk Disclosure
- Discussion Draft Re: Dual Class and Other Entrenching Governance Structures in Public Companies
- List of Articles by Sunita Sah
- Slides by K. Jeremy Ko
- Webcast Archive
- Minutes
- Meeting Notice
- Sunshine Act Notice
- Agenda
- Slides by Nancy Liao
- Remarks by Jeff Bandman
- Article by Nasdaq CEO
- Remarks by Nicole Iannarone
- Remarks by Qudsia Shafiq
- Remarks by David White
- Discussion Draft of the Investor as Purchaser Subcommittee (Oct. 2, 2017)
RE: Development of an Enhanced Notice Document for Delivery of Investment Company Shareholder Reports - Slides by Charles Callan
- Webcast Archive
- Minutes
- Meeting Notice
- Sunshine Act Notice
- Agenda
- Remarks by Scott Kupor
- Slides by Jeffrey M. Solomon
- Report by EY
- Article by Elisabeth de Fontenay
- Remarks by John C. Coffee, Jr.
- Outline by Jim Brau
- Webcast Archive
- Minutes
- Meeting Notice
- Sunshine Act Notice
- Agenda
- Remarks by Prof. Annamaria Lusardi
- Slides by Prof. Annamaria Lusardi
- Slides by Brian Scholl
- Remarks by David J. Berger
- Remarks by Ken Bertsch
- Webcast Archive
- Minutes
- Meeting Notice; correction
- Meeting Notice
- Sunshine Act Notice
- Agenda
- Remarks by Jean Rogers
- Remarks by Christianna Wood
- Remarks by Daniel L. Goelzer
- Remarks by Lisa French
- Comments by Linda Sherry
- Webcast Archive
- Minutes
- Meeting Notice
- Sunshine Act Notice
- Agenda
- Recommendation of the Market Structure Subcommittee: Enhance Information for Bond Market Investor (Updated: May 25)
- Draft Comment Letter to the Commission re: Concept Release on Business and Financial Disclosure Required by Regulation S-K and Disclosure Effectiveness
- Minutes
- Meeting Notice
- Sunshine Act Notice
- Agenda
- Recommendation of the Investor as Purchaser Subcommittee: Mutual Fund Cost Disclosure
- Webcast Archive
- Minutes
- Meeting Notice
- Sunshine Act Notice
- Agenda
- Draft Letter to FASB re: Materiality
- Webcast Archive
- Minutes
- Meeting Notice
- Agenda
- Sunshine Act Notice
- Recommendation of the Investor as Owner Subcommittee: Empowering Elders and Other Investors: Background Checks in the Financial Markets
- Webcast Archive
- Minutes
- Meeting Notice
- Agenda
- Sunshine Act Notice
- Recommendations of the Investor as Owner Subcommittee: Empowering Elders and other Investors: Background Checks in the Financial Markets
- Webcast Archive
- Minutes
- Meeting Notice
- Agenda
- Recommendation of the Market Structure Subcommittee: T+2 Settlement
- Webcast Archive
- Minutes
- Meeting Notice
- Sunshine Act Notice
- Agenda
- Recommendation of the Investor as Purchaser Subcommittee and the Investor Education Subcommittee: Accredited Investor Definition
- Statement of Dissent Regarding Accredited Investor Definition
- Recommendation of the Investor as Owner Subcommittee: Impartiality in the Disclosure of Preliminary Voting Results
- Webcast Archive
- Minutes
- Recommendation of the Investor as Purchaser Subcommittee: Crowdfunding Regulations
- Meeting Notice
- Sunshine Act Notice
- Agenda
- Webcast Archive
- Minutes
- Recommendation regarding Decimalization and Tick Sizes
- Dissenting Opinion and Alternative Recommendation
- Attachment for Dissenting Opinion and Alternative Recommendation
- Materials Submitted by IAC Members Steve Wallman and Barbara Roper
- Materials Submitted by IAC Member Joseph Grundfest
- IAC Member Stephen Holmes's Remarks to the Committee re: Decimalization
- Sunshine Act Notice
- Meeting Notice
- Agenda
- Webcast Archive
- Minutes
- Recommendation of the Investor as Purchaser Subcommittee: Legislation to Fund Investment Adviser Examinations
- Recommendation of the Investor as Purchaser Subcommittee: Broker-Dealer Fiduciary Duty
- Meeting Notice
- Agenda
- Webcast Archives
- Minutes
- Recommendations of the Investor as Owner Subcommittee — Data Tagging
- Recommendations of the Investor as Owner Subcommittee — Universal Proxy
- Meeting Notice
- Agenda
- Webcast Archives
- Minutes
- Recommendation of the Investor Advisory Committee — Target Date Mutual Funds
- Agenda
- Recommendation of the Investor as Purchaser Subcommittee — Target Date Mutual Funds
- Sunshine Act Notice
- Meeting Notice
- Webcast Archives
- Minutes
December 7, 2017
October 12, 2017
June 22, 2017
March 9, 2017
December 8, 2016
July 14, 2016
June 7, 2016
April 14, 2016
January 21, 2016
October 15, 2015
July 16, 2015
April 9, 2015
February 12, 2015
October 9, 2014
July 10, 2014
April 10, 2014
January 31, 2014
November 22, 2013
July 25, 2013
April 11, 2013
January 18, 2013
October 12, 2012 (Telephonic Meeting)
September 28, 2012
June 12, 2012
